Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
76.7K+ 6.49% |
$1.36M - $1.66M
|
1.26M
$24.1M
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
SELL
|
- |
-76- 0.96% |
$1.35K - $1.65K
|
7.8K
$150K
|
|
|
Nov 14, 2024
Q3 2024
|
Ae Wealth Management LLC
|
SELL
|
- |
-6.08K- 19.99% |
$108K - $132K
|
24.3K
$467K
|
|
|
Nov 14, 2024
Q3 2024
|
Credit Agricole S A
|
BUY
|
- |
215K+ 186.93% |
$3.81M - $4.66M
|
330K
$6.35M
|
|
|
Nov 14, 2024
Q3 2024
|
Morse Asset Management, Inc
Darien, CT |
BUY
|
- |
600+ 1.75% |
$10.6K - $13K
|
34.9K
$670K
|
|
|
Nov 14, 2024
Q3 2024
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-6.4K- 19.22% |
$113K - $139K
|
26.9K
$517K
|
|
|
Nov 14, 2024
Q3 2024
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-95- 0.64% |
$1.68K - $2.06K
|
14.8K
$285K
|
|
|
Nov 14, 2024
Q3 2024
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-1.13K- 6.19% |
$20K - $24.5K
|
17.1K
$329K
|
|
|
Nov 14, 2024
Q3 2024
|
Advisors Capital Management, LLC
Ridgewood, NJ |
BUY
|
- |
9.29K+ 0.98% |
$164K - $201K
|
956K
$18.4M
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-33.7K- 4.22% |
$596K - $729K
|
765K
$14.7M
|
|
|
Nov 14, 2024
Q3 2024
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
PUT |
20.8K+ 118.86% |
$368K - $451K
|
38.3K
$736K
|
|
|
Nov 13, 2024
Q3 2024
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
BUY
|
- |
847+ 2.68% |
$15K - $18.4K
|
32.5K
$624K
|
|
|
Nov 13, 2024
Q3 2024
|
Denali Advisors LLC
|
BUY
|
- |
359KNew |
$6.35M - $7.77M
|
359K
$6.89M
|
|
|
Nov 13, 2024
Q3 2024
|
Parallel Advisors, LLC
|
SELL
|
- |
-1.16K- 6.92% |
$20.5K - $25.1K
|
15.6K
$299K
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-920- 3.74% |
$16.3K - $19.9K
|
23.7K
$455K
|
|
|
Nov 13, 2024
Q3 2024
|
Cibc Private Wealth Group, LLC
|
BUY
|
- |
1.29K+ 1.14% |
$22.8K - $28K
|
114K
$2.2M
|
|
|
Nov 13, 2024
Q3 2024
|
Crestline Management, LP
Fort Worth, TX |
BUY
|
- |
37.4KNew |
$662K - $811K
|
37.4K
$719K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.81K- 0.43% |
$49.7K - $60.8K
|
655K
$12.6M
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
60.4K+ 368.48% |
$1.07M - $1.31M
|
76.9K
$1.48M
|
|
|
Nov 13, 2024
Q3 2024
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
14KNew |
$247K - $302K
|
14K
$268K
|
|
|
Nov 13, 2024
Q3 2024
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
155KNew |
$2.75M - $3.36M
|
155K
$2.98M
|
|
|
Nov 13, 2024
Q3 2024
|
Russell Investments Group, Ltd.
|
BUY
|
- |
300New |
$5.31K - $6.5K
|
300
$5.76K
|
|
|
Nov 13, 2024
Q3 2024
|
Truist Financial Corp
|
SELL
|
- |
-840- 2.57% |
$14.9K - $18.2K
|
31.8K
$611K
|
|
|
Nov 13, 2024
Q3 2024
|
Horizon Financial Services, LLC
|
BUY
|
- |
2+ 2.56% |
$35.4 - $43.3
|
80
$1.54K
|
|
|
Nov 13, 2024
Q3 2024
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
1.93K+ 1.44% |
$34.2K - $41.9K
|
136K
$2.62M
|
|
|
Nov 13, 2024
Q3 2024
|
D.A. Davidson & Co.
|
BUY
|
- |
18.8K+ 7.1% |
$333K - $408K
|
284K
$5.45M
|
|
|
Nov 13, 2024
Q3 2024
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-8.83K- 20.68% |
$156K - $191K
|
33.9K
$650K
|
|
|
Nov 13, 2024
Q3 2024
|
Principle Wealth Partners LLC
|
SELL
|
- |
-125- 0.76% |
$2.21K - $2.71K
|
16.3K
$312K
|
|
|
Nov 13, 2024
Q3 2024
|
Estabrook Capital Management
New York, NY |
BUY
|
- |
554New |
$9.81K - $12K
|
554
$10.6K
|
|
|
Nov 13, 2024
Q3 2024
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
12.2K+ 10.55% |
$215K - $263K
|
127K
$2.45M
|
|
|
Nov 13, 2024
Q3 2024
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
78+ 2.65% |
$1.38K - $1.69K
|
3.02K
$58.1K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
14.7K+ 10.68% |
$260K - $318K
|
152K
$2.92M
|
|
|
Nov 13, 2024
Q3 2024
|
Global Endowment Management, LP
Charlotte, NC |
BUY
|
- |
20KNew |
$354K - $433K
|
20K
$384K
|
|
|
Nov 13, 2024
Q3 2024
|
Pro Share Advisors LLC
|
SELL
|
- |
-775- 3.26% |
$13.7K - $16.8K
|
23K
$442K
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
10KNew |
$178K - $217K
|
10K
$193K
|
|
|
Nov 13, 2024
Q3 2024
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
8.47K+ 64.97% |
$150K - $183K
|
21.5K
$413K
|
|
|
Nov 13, 2024
Q3 2024
|
First Foundation Advisors
Irvine, CA |
BUY
|
- |
11.4KNew |
$202K - $247K
|
11.4K
$219K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-1.16K- 8.25% |
$20.5K - $25K
|
12.8K
$247K
|
|
|
Nov 13, 2024
Q3 2024
|
Melia Wealth LLC
Tulsa, OK |
BUY
|
- |
11.5K+ 1.57% |
$204K - $250K
|
744K
$14.3M
|
|
|
Nov 13, 2024
Q3 2024
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
15KNew |
$266K - $325K
|
15K
$288K
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-384- 0.29% |
$6.8K - $8.32K
|
132K
$2.54M
|
|
|
Nov 13, 2024
Q3 2024
|
Natixis
Paris, I0 |
BUY
|
- |
15.2K+ 19.85% |
$269K - $329K
|
91.7K
$1.76M
|
|
|
Nov 13, 2024
Q3 2024
|
S&T Bank
Indiana, PA |
SELL
|
- |
-30K- 7.76% |
$532K - $651K
|
357K
$6.86M
|
|
|
Nov 13, 2024
Q3 2024
|
C M Bidwell & Associates LTD
Honolulu, HI |
SELL
|
- |
-540- 12.92% |
$9.56K - $11.7K
|
3.64K
$69.9K
|
|
|
Nov 13, 2024
Q3 2024
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
11.9K+ 14.23% |
$210K - $257K
|
95.2K
$1.83M
|
|
|
Nov 13, 2024
Q3 2024
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-17.8K- 40.13% |
$315K - $386K
|
26.6K
$510K
|
|
|
Nov 13, 2024
Q3 2024
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-542- 1.87% |
$9.6K - $11.7K
|
28.5K
$547K
|
|
|
Nov 13, 2024
Q3 2024
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
1.1K+ 2.79% |
$19.5K - $23.8K
|
40.5K
$778K
|
|
|
Nov 13, 2024
Q3 2024
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
12.2KNew |
$217K - $265K
|
12.2K
$235K
|
|
|
Nov 13, 2024
Q3 2024
|
Townsquare Capital LLC
|
BUY
|
- |
2+ 0.01% |
$35.4 - $43.3
|
18.4K
$354K
|