Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2025
Q3 2025
|
Colonial River Wealth Management, LLC
Midlothian, VA |
SELL
|
- |
-850- 5.24% |
$15.6K - $16.6K
|
15.4K
$270K
|
|
|
Nov 13, 2025
Q3 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.4K+ 0.45% |
$62.4K - $66.4K
|
757K
$13.3M
|
|
|
Nov 13, 2025
Q3 2025
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
85.5K+ 10.14% |
$1.57M - $1.67M
|
929K
$16.3M
|
|
|
Nov 13, 2025
Q3 2025
|
Pathway Financial Advisers, LLC
Auburn, IN |
BUY
|
- |
577New |
$10.6K - $11.3K
|
577
$10.1K
|
|
|
Nov 13, 2025
Q3 2025
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
19K+ 21.55% |
$348K - $371K
|
107K
$1.88M
|
|
|
Nov 13, 2025
Q3 2025
|
Bank Julius Baer & Co. Ltd, Zurich
|
BUY
|
- |
2.74KNew |
$50.3K - $53.5K
|
2.74K
$48.1K
|
|
|
Nov 13, 2025
Q3 2025
|
Clear Street Markets LLC
|
BUY
|
- |
600New |
$11K - $11.7K
|
600
$10.5K
|
|
|
Nov 13, 2025
Q3 2025
|
Empowered Funds, LLC
|
BUY
|
- |
10.5K+ 49.99% |
$192K - $205K
|
31.4K
$552K
|
|
|
Nov 13, 2025
Q3 2025
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-81K- 6.46% |
$1.49M - $1.58M
|
1.17M
$20.6M
|
|
|
Nov 13, 2025
Q3 2025
|
Van Eck Associates Corp
|
BUY
|
- |
28.8K+ 0.79% |
$527K - $562K
|
3.65M
$64.1M
|
|
|
Nov 13, 2025
Q3 2025
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-11K- 49.11% |
$202K - $216K
|
11.4K
$201K
|
|
|
Nov 13, 2025
Q3 2025
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
17K+ 93.91% |
$311K - $331K
|
35K
$615K
|
|
|
Nov 13, 2025
Q3 2025
|
Ubs Group Ag
|
BUY
|
- |
166K+ 14.38% |
$3.04M - $3.24M
|
1.32M
$23.2M
|
|
|
Nov 13, 2025
Q3 2025
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
137K+ 4231.98% |
$2.52M - $2.69M
|
141K
$2.47M
|
|
|
Nov 13, 2025
Q3 2025
|
Sharpepoint LLC
Phoenix, AZ |
BUY
|
- |
1.88K+ 2.17% |
$34.5K - $36.7K
|
88.3K
$1.55M
|
|
|
Nov 13, 2025
Q3 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-6.44K- 13.58% |
$118K - $126K
|
41K
$720K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
PUT |
1.3K+ 10.08% |
$23.8K - $25.4K
|
14.2K
$249K
|
|
|
Nov 13, 2025
Q3 2025
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-8.21K- 12.19% |
$151K - $160K
|
59.1K
$1.04M
|
|
|
Nov 13, 2025
Q3 2025
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
980+ 3.09% |
$18K - $19.1K
|
32.7K
$574K
|
|
|
Nov 13, 2025
Q3 2025
|
Wealthspire Advisors, LLC
New York, NY |
BUY
|
- |
7.51KNew |
$138K - $147K
|
7.51K
$132K
|
|
|
Nov 13, 2025
Q3 2025
|
Comerica Bank
|
SELL
|
- |
-255- 4.49% |
$4.68K - $4.98K
|
5.43K
$95.3K
|
|
|
Nov 13, 2025
Q3 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
45.4K+ 119.14% |
$833K - $887K
|
83.5K
$1.47M
|
|
|
Nov 13, 2025
Q3 2025
|
Diligent Investors, LLC
|
SELL
|
- |
-3.48K- 12.43% |
$63.8K - $68K
|
24.5K
$431K
|
|
|
Nov 13, 2025
Q3 2025
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-119K- 45.32% |
$2.19M - $2.33M
|
144K
$2.53M
|
|
|
Nov 13, 2025
Q3 2025
|
Global Endowment Management, LP
Charlotte, NC |
SELL
|
- |
-5K- 25.0% |
$91.7K - $97.7K
|
15K
$264K
|
|
|
Nov 13, 2025
Q3 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-35K- 44.36% |
$642K - $684K
|
43.9K
$772K
|
|
|
Nov 13, 2025
Q3 2025
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-112- 0.94% |
$2.05K - $2.19K
|
11.8K
$208K
|
|
|
Nov 13, 2025
Q3 2025
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
592KNew |
$10.9M - $11.6M
|
592K
$10.4M
|
|
|
Nov 13, 2025
Q3 2025
|
Lm Advisors LLC
San Diego, CA |
BUY
|
- |
10.9KNew |
$200K - $213K
|
10.9K
$192K
|
|
|
Nov 13, 2025
Q3 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
33+ 0.17% |
$605 - $644
|
18.9K
$333K
|
|
|
Nov 12, 2025
Q3 2025
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-8.89K- 6.27% |
$163K - $174K
|
133K
$2.34M
|
|
|
Nov 12, 2025
Q3 2025
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-50.3K- 88.55% |
$923K - $983K
|
6.5K
$114K
|
|
|
Nov 12, 2025
Q3 2025
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-15.4K- 79.57% |
$283K - $302K
|
3.97K
$69.7K
|
|
|
Nov 12, 2025
Q3 2025
|
Sand Hill Global Advisors, LLC
Palo Alto, CA |
BUY
|
- |
329+ 2.12% |
$6.03K - $6.43K
|
15.8K
$278K
|
|
|
Nov 12, 2025
Q3 2025
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-2.31K- 21.08% |
$42.3K - $45.1K
|
8.64K
$152K
|
|
|
Nov 12, 2025
Q3 2025
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
SELL
|
- |
-800- 8.2% |
$14.7K - $15.6K
|
8.96K
$157K
|
|
|
Nov 12, 2025
Q3 2025
|
Caitlin John, LLC
Brighton, MI |
BUY
|
- |
1.53KNew |
$28K - $29.8K
|
1.53K
$26.8K
|
|
|
Nov 12, 2025
Q3 2025
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-1.02K- 14.93% |
$18.6K - $19.8K
|
5.78K
$102K
|
|
|
Nov 12, 2025
Q3 2025
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-3.92K- 26.58% |
$71.9K - $76.6K
|
10.8K
$190K
|
|
|
Nov 12, 2025
Q3 2025
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-202- 0.18% |
$3.7K - $3.95K
|
112K
$1.97M
|
|
|
Nov 12, 2025
Q3 2025
|
Simplex Trading, LLC
|
BUY
|
- |
680+ 3.86% |
$12.5K - $13.3K
|
18.3K
$321K
|
|
|
Nov 12, 2025
Q3 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
2.71K+ 1.65% |
$49.8K - $53K
|
167K
$2.94M
|
|
|
Nov 12, 2025
Q3 2025
|
Modern Wealth Management, LLC
Lenexa, KS |
BUY
|
- |
41+ 0.3% |
$752 - $801
|
13.8K
$242K
|
|
|
Nov 12, 2025
Q3 2025
|
Neuberger Berman Group LLC
New York, NY |
SELL
|
- |
-27.6K- 7.91% |
$507K - $540K
|
322K
$5.65M
|
|
|
Nov 12, 2025
Q3 2025
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-860- 5.73% |
$15.8K - $16.8K
|
14.2K
$249K
|
|
|
Nov 12, 2025
Q3 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
498K+ 38.38% |
$9.13M - $9.72M
|
1.79M
$31.5M
|
|
|
Nov 12, 2025
Q3 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-2.46K- 0.43% |
$45.2K - $48.1K
|
567K
$9.96M
|
|
|
Nov 12, 2025
Q3 2025
|
Diversify Advisory Services, LLC
Sandy, UT |
BUY
|
- |
1.19K+ 5.32% |
$21.8K - $23.2K
|
23.5K
$413K
|
|
|
Nov 12, 2025
Q3 2025
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
185+ 1.33% |
$3.39K - $3.61K
|
14.1K
$248K
|
|
|
Nov 12, 2025
Q3 2025
|
Parallel Advisors, LLC
|
SELL
|
- |
-36- 0.24% |
$660 - $703
|
14.7K
$258K
|
|