Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2025
Q1 2025
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
6.92KNew |
$125K - $152K
|
6.92K
$128K
|
|
|
May 14, 2025
Q1 2025
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-1.5K- 6.41% |
$27K - $33K
|
21.9K
$407K
|
|
|
May 14, 2025
Q1 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-429- 1.42% |
$7.73K - $9.44K
|
29.7K
$551K
|
|
|
May 14, 2025
Q1 2025
|
Creative One Wealth, LLC
Overland Park, KS |
BUY
|
- |
2+ 0.01% |
$36 - $44
|
14K
$259K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-17.9KClosed |
$323K - $394K
|
0
$0
|
|
|
May 14, 2025
Q1 2025
|
Lansforsakringar Fondforvaltning Ab (Publ)
Stockholm, V7 |
BUY
|
- |
18.8KNew |
$339K - $414K
|
18.8K
$350K
|
|
|
May 14, 2025
Q1 2025
|
Napa Wealth Management
Napa, CA |
SELL
|
- |
-585- 0.47% |
$10.5K - $12.9K
|
124K
$2.29M
|
|
|
May 14, 2025
Q1 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
CALL |
100+ 0.12% |
$1.8K - $2.2K
|
86.9K
$1.61M
|
|
|
May 14, 2025
Q1 2025
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
67.2K+ 46.64% |
$1.21M - $1.48M
|
211K
$3.92M
|
|
|
May 14, 2025
Q1 2025
|
Natixis
Paris, I0 |
BUY
|
- |
38.5K+ 70.08% |
$693K - $846K
|
93.4K
$1.73M
|
|
|
May 14, 2025
Q1 2025
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
1.85KNew |
$33.3K - $40.7K
|
1.85K
$34.4K
|
|
|
May 14, 2025
Q1 2025
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
16.4K+ 15.26% |
$295K - $360K
|
124K
$2.3M
|
|
|
May 14, 2025
Q1 2025
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.08K- 4.92% |
$19.5K - $23.8K
|
20.9K
$388K
|
|
|
May 14, 2025
Q1 2025
|
Omers Administration Corp
Toronto, A6 |
BUY
|
- |
56.7KNew |
$1.02M - $1.25M
|
56.7K
$1.05M
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
87.6K+ 13.06% |
$1.58M - $1.93M
|
758K
$14.1M
|
|
|
May 13, 2025
Q1 2025
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-3.06K- 17.89% |
$55.1K - $67.4K
|
14K
$261K
|
|
|
May 13, 2025
Q1 2025
|
Franklin Resources Inc
San Mateo, CA |
BUY
|
- |
206K+ 52.91% |
$3.71M - $4.53M
|
595K
$11M
|
|
|
May 13, 2025
Q1 2025
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
19K+ 153.63% |
$341K - $417K
|
31.3K
$581K
|
|
|
May 13, 2025
Q1 2025
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-1.98K- 6.52% |
$35.6K - $43.5K
|
28.3K
$526K
|
|
|
May 13, 2025
Q1 2025
|
Neuberger Berman Group LLC
New York, NY |
BUY
|
- |
56.3K+ 89.09% |
$1.01M - $1.24M
|
119K
$2.22M
|
|
|
May 13, 2025
Q1 2025
|
Clearstead Advisors, LLC
Cleveland, OH |
BUY
|
- |
8.67K+ 110.43% |
$156K - $191K
|
16.5K
$307K
|
|
|
May 13, 2025
Q1 2025
|
Caitong International Asset Management Co., LTD
Hong Kong, K3 |
SELL
|
- |
-568- 69.61% |
$10.2K - $12.5K
|
248
$4.6K
|
|
|
May 13, 2025
Q1 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
437+ 1.9% |
$7.87K - $9.61K
|
23.5K
$435K
|
|
|
May 13, 2025
Q1 2025
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
521+ 0.56% |
$9.38K - $11.5K
|
93K
$1.73M
|
|
|
May 13, 2025
Q1 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
22.4K+ 23.79% |
$403K - $493K
|
117K
$2.16M
|
|
|
May 13, 2025
Q1 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
58.6K+ 13.95% |
$1.06M - $1.29M
|
479K
$8.89M
|
|
|
May 13, 2025
Q1 2025
|
Cascade Financial Partners, LLC
San Diego, CA |
BUY
|
- |
1.1K+ 7.75% |
$19.8K - $24.2K
|
15.3K
$284K
|
|
|
May 13, 2025
Q1 2025
|
Sand Hill Global Advisors, LLC
Palo Alto, CA |
SELL
|
- |
-14.3K- 52.02% |
$257K - $314K
|
13.2K
$244K
|
|
|
May 13, 2025
Q1 2025
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-98.8K- 90.57% |
$1.78M - $2.17M
|
10.3K
$191K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
BUY
|
- |
360K+ 79.88% |
$6.49M - $7.92M
|
811K
$15.1M
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
48.8K+ 8.19% |
$878K - $1.07M
|
644K
$12M
|
|
|
May 13, 2025
Q1 2025
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-93K- 84.73% |
$1.68M - $2.05M
|
16.8K
$311K
|
|
|
May 12, 2025
Q1 2025
|
Connor, Clark & Lunn Investment Management Ltd.
|
BUY
|
- |
206K+ 126.19% |
$3.71M - $4.53M
|
369K
$6.86M
|
|
|
May 12, 2025
Q1 2025
|
Beaumont Financial Advisors, LLC
Needham, DE |
BUY
|
- |
257+ 2.2% |
$4.63K - $5.65K
|
11.9K
$222K
|
|
|
May 12, 2025
Q1 2025
|
Fil LTD
Hamilton, D0 |
BUY
|
- |
88.9KNew |
$1.6M - $1.96M
|
88.9K
$1.65M
|
|
|
May 12, 2025
Q1 2025
|
Bristlecone Advisors, LLC
|
BUY
|
- |
8.66K+ 18.36% |
$156K - $191K
|
55.8K
$1.04M
|
|
|
May 12, 2025
Q1 2025
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
14.5KNew |
$261K - $319K
|
14.5K
$269K
|
|
|
May 12, 2025
Q1 2025
|
Citigroup Inc
|
BUY
|
- |
3.29K+ 38.85% |
$59.2K - $72.3K
|
11.7K
$218K
|
|
|
May 12, 2025
Q1 2025
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
238K+ 53.65% |
$4.28M - $5.23M
|
681K
$12.6M
|
|
|
May 12, 2025
Q1 2025
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-1.21K- 7.4% |
$21.8K - $26.7K
|
15.2K
$282K
|
|
|
May 12, 2025
Q1 2025
|
Waterloo Capital, L.P.
Austin, TX |
BUY
|
- |
8.67K+ 6.06% |
$156K - $191K
|
152K
$2.81M
|
|
|
May 12, 2025
Q1 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-793- 1.03% |
$14.3K - $17.4K
|
76.5K
$1.42M
|
|
|
May 12, 2025
Q1 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-16K- 17.06% |
$288K - $352K
|
77.7K
$1.44M
|
|
|
May 12, 2025
Q1 2025
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
26.3KNew |
$474K - $579K
|
26.3K
$489K
|
|
|
May 12, 2025
Q1 2025
|
Eagle Global Advisors LLC
Houston, TX |
BUY
|
- |
11.8K+ 43.88% |
$213K - $260K
|
38.7K
$718K
|
|
|
May 12, 2025
Q1 2025
|
Simplex Trading, LLC
|
BUY
|
- |
72.9KNew |
$1.31M - $1.6M
|
72.9K
$1.35M
|
|
|
May 09, 2025
Q1 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-20.7K- 7.02% |
$372K - $455K
|
274K
$5.09M
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-53K- 16.18% |
$954K - $1.17M
|
274K
$5.09M
|
|
|
May 09, 2025
Q1 2025
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-12.8K- 6.02% |
$231K - $282K
|
200K
$3.71M
|
|
|
May 09, 2025
Q1 2025
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1+ 3.33% |
$18 - $22
|
31
$575
|