Latest Institutional Sells of Hercules Capital, Inc. (HTGC)
This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 08, 2025
Q4 2024
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-386K- 94.91% |
$7.16M - $7.81M
|
20.7K
$445K
|
|
|
Jan 30, 2025
Q4 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-311K- 95.02% |
$5.77M - $6.29M
|
16.3K
$350K
|
|
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
PUT |
-173K- 34.64% |
$3.2M - $3.49M
|
326K
$6.99M
|
|
|
Feb 03, 2025
Q4 2024
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-141K- 49.23% |
$2.62M - $2.85M
|
146K
$3.13M
|
|
|
Feb 12, 2025
Q4 2024
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
SELL
|
- |
-94.7K- 61.01% |
$1.75M - $1.91M
|
60.5K
$1.3M
|
|
|
Feb 13, 2025
Q4 2024
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-93.7K- 8.0% |
$1.74M - $1.89M
|
1.08M
$23.1M
|
|
|
Feb 12, 2025
Q4 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-86.6K- 39.17% |
$1.6M - $1.75M
|
134K
$2.89M
|
|
|
Feb 14, 2025
Q4 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
PUT |
-72.7K- 72.7% |
$1.35M - $1.47M
|
27.3K
$586K
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-57K- 37.43% |
$1.06M - $1.15M
|
95.3K
$2.05M
|
|
|
Feb 14, 2025
Q4 2024
|
S&T Bank
Indiana, PA |
SELL
|
- |
-44.6K- 12.48% |
$826K - $901K
|
313K
$6.71M
|
|
|
Feb 13, 2025
Q4 2024
|
Natixis
Paris, I0 |
SELL
|
- |
-36.8K- 40.14% |
$682K - $744K
|
54.9K
$1.18M
|
|
|
Feb 14, 2025
Q4 2024
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-27.1K- 47.23% |
$503K - $549K
|
30.3K
$651K
|
|
|
Jan 14, 2025
Q4 2024
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-23.9K- 21.24% |
$442K - $483K
|
88.5K
$1.9M
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-21.1K- 6.96% |
$392K - $428K
|
283K
$6.07M
|
|
|
Jan 16, 2025
Q4 2024
|
Gilman Hill Asset Management, LLC
|
SELL
|
- |
-20.5K- 3.44% |
$381K - $416K
|
577K
$12.4M
|
|
|
Feb 10, 2025
Q4 2024
|
Ci Private Wealth, LLC
Miami, FL |
SELL
|
- |
-17.9K- 47.34% |
$331K - $362K
|
19.9K
$427K
|
|
|
Jan 31, 2025
Q4 2024
|
Good Life Advisors, LLC
|
SELL
|
- |
-14.5K- 50.0% |
$269K - $293K
|
14.5K
$311K
|
|
|
Feb 13, 2025
Q4 2024
|
Crestline Management, LP
Fort Worth, TX |
SELL
|
- |
-12.8K- 34.24% |
$237K - $259K
|
24.6K
$528K
|
|
|
Feb 14, 2025
Q4 2024
|
Financial Advisory Service, Inc.
|
SELL
|
- |
-10.8K- 5.2% |
$199K - $218K
|
196K
$4.21M
|
|
|
Jan 27, 2025
Q4 2024
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-9.6K- 35.15% |
$178K - $194K
|
17.7K
$380K
|
|
|
Feb 04, 2025
Q4 2024
|
Denali Advisors LLC
|
SELL
|
- |
-9.08K- 2.53% |
$168K - $184K
|
350K
$7.5M
|
|
|
Jan 31, 2025
Q4 2024
|
Global Retirement Partners, LLC
|
SELL
|
- |
-8.53K- 14.25% |
$158K - $172K
|
51.3K
$1.1M
|
|
|
Feb 14, 2025
Q4 2024
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-8.1K- 37.66% |
$150K - $164K
|
13.4K
$288K
|
|
|
Feb 13, 2025
Q4 2024
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-7.57K- 5.94% |
$140K - $153K
|
120K
$2.57M
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-7.29K- 38.72% |
$135K - $147K
|
11.5K
$248K
|
|
|
Feb 14, 2025
Q4 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
PUT |
-6.3K- 3.26% |
$117K - $127K
|
187K
$4.01M
|
|
|
Feb 13, 2025
Q4 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-5.52K- 98.96% |
$102K - $112K
|
58
$1.25K
|
|
|
Feb 13, 2025
Q4 2024
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-4.54K- 17.13% |
$84.2K - $91.9K
|
22K
$472K
|
|
|
Jan 30, 2025
Q4 2024
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-4.28K- 4.59% |
$79.3K - $86.5K
|
88.9K
$1.91M
|
|
|
Feb 11, 2025
Q4 2024
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-3.7K- 68.11% |
$68.6K - $74.8K
|
1.73K
$37.2K
|
|
|
Feb 14, 2025
Q4 2024
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-3.58K- 5.67% |
$66.4K - $72.4K
|
59.6K
$1.28M
|
|
|
Jan 27, 2025
Q4 2024
|
Bleakley Financial Group, LLC
Fairfield, NJ |
SELL
|
- |
-2.73K- 6.61% |
$50.5K - $55.1K
|
38.5K
$827K
|
|
|
Feb 03, 2025
Q4 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-2.68K- 8.31% |
$49.7K - $54.3K
|
29.6K
$636K
|
|
|
Feb 13, 2025
Q4 2024
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-2.34K- 4.22% |
$43.3K - $47.2K
|
53K
$1.14M
|
|
|
Feb 12, 2025
Q4 2024
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-2.15K- 8.56% |
$39.9K - $43.6K
|
23K
$494K
|
|
|
Feb 14, 2025
Q4 2024
|
Comerica Bank
|
SELL
|
- |
-2.11K- 27.08% |
$39.1K - $42.7K
|
5.69K
$122K
|
|
|
Jan 08, 2025
Q4 2024
|
Fulton Bank, N.A.
|
SELL
|
- |
-2.1K- 13.62% |
$38.9K - $42.5K
|
13.3K
$286K
|
|
|
Jan 27, 2025
Q4 2024
|
Mas Advisors LLC
Miami, FL |
SELL
|
- |
-2.04K- 9.72% |
$37.7K - $41.2K
|
18.9K
$406K
|
|
|
Jan 17, 2025
Q4 2024
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-2K- 34.48% |
$37.1K - $40.4K
|
3.8K
$81.6K
|
|
|
Feb 04, 2025
Q4 2024
|
Taylor Frigon Capital Management LLC
|
SELL
|
- |
-1.96K- 1.69% |
$36.2K - $39.5K
|
114K
$2.44M
|
|
|
Jan 29, 2025
Q4 2024
|
Essex Financial Services, Inc.
|
SELL
|
- |
-1.91K- 3.03% |
$35.3K - $38.5K
|
60.9K
$1.31M
|
|
|
Feb 12, 2025
Q4 2024
|
Wedbush Securities Inc
|
SELL
|
- |
-1.81K- 11.53% |
$33.6K - $36.7K
|
13.9K
$299K
|
|
|
Feb 04, 2025
Q4 2024
|
Cwm, LLC
|
SELL
|
- |
-1.73K- 69.52% |
$32.1K - $35K
|
759
$16.3K
|
|
|
Feb 14, 2025
Q4 2024
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-1.48K- 3.88% |
$27.4K - $29.9K
|
36.6K
$785K
|
|
|
Jan 22, 2025
Q4 2024
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-1.08K- 7.91% |
$19.9K - $21.7K
|
12.5K
$269K
|
|
|
Feb 14, 2025
Q4 2024
|
Triumph Capital Management
|
SELL
|
- |
-1.03K- 6.63% |
$19K - $20.8K
|
14.5K
$311K
|
|
|
Feb 13, 2025
Q4 2024
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-1.03K- 3.86% |
$19K - $20.8K
|
25.5K
$548K
|
|
|
Feb 14, 2025
Q4 2024
|
Brown Advisory Inc
|
SELL
|
- |
-1K- 5.58% |
$18.5K - $20.2K
|
16.9K
$363K
|
|
|
Feb 18, 2025
Q4 2024
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-979- 6.74% |
$18.1K - $19.8K
|
13.5K
$291K
|
|
|
Feb 13, 2025
Q4 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-935- 5.86% |
$17.3K - $18.9K
|
15K
$323K
|