Latest Institutional Sells of Hercules Capital, Inc. (HTGC)
This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2025
Q1 2025
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-712K- 96.13% |
$12.8M - $15.7M
|
28.6K
$498K
|
|
|
May 15, 2025
Q1 2025
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
- |
-309K- 52.19% |
$5.57M - $6.8M
|
283K
$4.93M
|
|
|
May 09, 2025
Q1 2025
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-171K- 82.72% |
$3.08M - $3.76M
|
35.7K
$622K
|
|
|
Apr 24, 2025
Q1 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-103K- 50.0% |
$1.86M - $2.28M
|
103K
$1.8M
|
|
|
May 13, 2025
Q1 2025
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-98.8K- 90.57% |
$1.78M - $2.17M
|
10.3K
$179K
|
|
|
May 13, 2025
Q1 2025
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-93K- 84.73% |
$1.68M - $2.05M
|
16.8K
$292K
|
|
|
May 14, 2025
Q1 2025
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-80.5K- 81.15% |
$1.45M - $1.77M
|
18.7K
$326K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
PUT |
-79.8K- 24.52% |
$1.44M - $1.76M
|
246K
$4.28M
|
|
|
May 15, 2025
Q1 2025
|
Van Eck Associates Corp
|
SELL
|
- |
-75K- 2.18% |
$1.35M - $1.65M
|
3.36M
$58.5M
|
|
|
Apr 15, 2025
Q1 2025
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-58.5K- 40.2% |
$1.05M - $1.29M
|
87.1K
$1.51M
|
|
|
May 09, 2025
Q1 2025
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-53K- 16.18% |
$954K - $1.17M
|
274K
$4.77M
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-52K- 38.65% |
$936K - $1.14M
|
82.5K
$1.44M
|
|
|
May 15, 2025
Q1 2025
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-44.2K- 13.71% |
$795K - $971K
|
278K
$4.83M
|
|
|
May 15, 2025
Q1 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-40.7K- 9.48% |
$733K - $895K
|
388K
$6.76M
|
|
|
May 15, 2025
Q1 2025
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-28.2K- 67.21% |
$509K - $621K
|
13.8K
$240K
|
|
|
May 14, 2025
Q1 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-25.9K- 53.46% |
$467K - $571K
|
22.6K
$393K
|
|
|
May 15, 2025
Q1 2025
|
Atom Investors LP
Austin, TX |
SELL
|
- |
-25.5K- 30.94% |
$459K - $561K
|
56.9K
$990K
|
|
|
May 15, 2025
Q1 2025
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-25K- 11.03% |
$450K - $550K
|
202K
$3.51M
|
|
|
May 09, 2025
Q1 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-20.7K- 7.02% |
$372K - $455K
|
274K
$4.77M
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-17.9KClosed |
$323K - $394K
|
0
$0
|
|
|
May 12, 2025
Q1 2025
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-16K- 17.06% |
$288K - $352K
|
77.7K
$1.35M
|
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-15K- 5.93% |
$271K - $330K
|
238K
$4.15M
|
|
|
May 13, 2025
Q1 2025
|
Sand Hill Global Advisors, LLC
Palo Alto, CA |
SELL
|
- |
-14.3K- 52.02% |
$257K - $314K
|
13.2K
$229K
|
|
|
May 09, 2025
Q1 2025
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-12.8K- 6.02% |
$231K - $282K
|
200K
$3.48M
|
|
|
May 15, 2025
Q1 2025
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-12.7K- 12.22% |
$228K - $279K
|
91K
$1.58M
|
|
|
Apr 17, 2025
Q1 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-12.4K- 43.27% |
$224K - $274K
|
16.3K
$284K
|
|
|
May 07, 2025
Q1 2025
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-11K- 33.06% |
$198K - $242K
|
22.3K
$388K
|
|
|
Apr 22, 2025
Q1 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-8.96K- 5.53% |
$161K - $197K
|
153K
$2.66M
|
|
|
Apr 10, 2025
Q1 2025
|
Gilman Hill Asset Management, LLC
|
SELL
|
- |
-8.49K- 1.47% |
$153K - $187K
|
569K
$9.89M
|
|
|
May 05, 2025
Q1 2025
|
Denali Advisors LLC
|
SELL
|
- |
-8.46K- 2.42% |
$152K - $186K
|
341K
$5.93M
|
|
|
May 05, 2025
Q1 2025
|
Financial Advisory Service, Inc.
|
SELL
|
- |
-8.11K- 4.13% |
$146K - $178K
|
188K
$3.27M
|
|
|
May 15, 2025
Q1 2025
|
S&T Bank
Indiana, PA |
SELL
|
- |
-5.95K- 1.9% |
$107K - $131K
|
307K
$5.34M
|
|
|
Apr 08, 2025
Q1 2025
|
Delphi Management Inc /Ma/
Boston, MA |
SELL
|
- |
-4.86K- 6.27% |
$87.5K - $107K
|
72.6K
$1.26M
|
|
|
Apr 30, 2025
Q1 2025
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-4.44K- 25.74% |
$80K - $97.7K
|
12.8K
$223K
|
|
|
May 02, 2025
Q1 2025
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-4.33K- 4.87% |
$78K - $95.3K
|
84.6K
$1.47M
|
|
|
May 15, 2025
Q1 2025
|
Point72 Hong Kong LTD
Hong Kong, K3 |
SELL
|
- |
-3.81K- 95.13% |
$68.6K - $83.8K
|
195
$3.39K
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.39K- 2.63% |
$61.1K - $74.6K
|
126K
$2.19M
|
|
|
Apr 28, 2025
Q1 2025
|
D.A. Davidson & Co.
|
SELL
|
- |
-3.25K- 1.13% |
$58.6K - $71.6K
|
286K
$4.98M
|
|
|
May 15, 2025
Q1 2025
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-3.21K- 9.5% |
$57.9K - $70.7K
|
30.6K
$533K
|
|
|
May 13, 2025
Q1 2025
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-3.06K- 17.89% |
$55.1K - $67.4K
|
14K
$244K
|
|
|
May 16, 2025
Q1 2025
|
Jones Financial Companies Lllp
|
SELL
|
- |
-2.81K- 69.5% |
$50.6K - $61.8K
|
1.23K
$21.5K
|
|
|
May 07, 2025
Q1 2025
|
Prosperity Consulting Group, LLC
|
SELL
|
- |
-2.74K- 20.42% |
$49.3K - $60.2K
|
10.7K
$186K
|
|
|
May 15, 2025
Q1 2025
|
Mai Capital Management
|
SELL
|
- |
-2.36K- 28.87% |
$42.5K - $51.9K
|
5.82K
$101K
|
|
|
May 02, 2025
Q1 2025
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-2.34K- 99.96% |
$42.1K - $51.4K
|
1
$17.4
|
|
|
May 21, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-2.3K- 31.7% |
$41.4K - $50.6K
|
4.96K
$86.2K
|
|
|
Apr 28, 2025
Q1 2025
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-2.15K- 13.19% |
$38.7K - $47.3K
|
14.2K
$246K
|
|
|
May 13, 2025
Q1 2025
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-1.98K- 6.52% |
$35.6K - $43.5K
|
28.3K
$493K
|
|
|
May 14, 2025
Q1 2025
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-1.5K- 6.41% |
$27K - $33K
|
21.9K
$381K
|
|
|
May 01, 2025
Q1 2025
|
Dakota Wealth Management
|
SELL
|
- |
-1.34K- 3.47% |
$24.2K - $29.5K
|
37.4K
$650K
|
|
|
May 05, 2025
Q1 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.32K- 12.05% |
$23.8K - $29K
|
9.62K
$167K
|