Latest Institutional Sells of Hercules Capital, Inc. (HTGC)
This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 08, 2025
Q4 2024
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-386K- 94.91% |
$7.16M - $7.81M
|
20.7K
$430K
|
|
|
Jan 14, 2025
Q4 2024
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-23.9K- 21.24% |
$442K - $483K
|
88.5K
$1.84M
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-21.1K- 6.96% |
$392K - $428K
|
283K
$5.87M
|
|
|
Jan 16, 2025
Q4 2024
|
Gilman Hill Asset Management, LLC
|
SELL
|
- |
-20.5K- 3.44% |
$381K - $416K
|
577K
$12M
|
|
|
Jan 08, 2025
Q4 2024
|
Fulton Bank, N.A.
|
SELL
|
- |
-2.1K- 13.62% |
$38.9K - $42.5K
|
13.3K
$276K
|
|
|
Jan 17, 2025
Q4 2024
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-2K- 34.48% |
$37.1K - $40.4K
|
3.8K
$78.9K
|
|
|
Jan 17, 2025
Q4 2024
|
Inspire Investing, LLC
Meridian, ID |
SELL
|
- |
-826- 3.56% |
$15.3K - $16.7K
|
22.4K
$464K
|
|
|
Jan 16, 2025
Q4 2024
|
Big Sur Wealth Management LLC
Miami, FL |
SELL
|
- |
-815- 3.22% |
$15.1K - $16.5K
|
24.5K
$508K
|
|
|
Jan 13, 2025
Q4 2024
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-750- 2.4% |
$13.9K - $15.2K
|
30.6K
$634K
|
|
|
Jan 17, 2025
Q4 2024
|
Dakota Wealth Management
|
SELL
|
- |
-650- 1.65% |
$12K - $13.1K
|
38.7K
$804K
|
|
|
Jan 13, 2025
Q4 2024
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-300- 16.25% |
$5.56K - $6.07K
|
1.55K
$32.1K
|
|
|
Jan 15, 2025
Q4 2024
|
Arkadios Wealth Advisors
|
SELL
|
- |
-229- 0.41% |
$4.24K - $4.63K
|
55.6K
$1.15M
|
|
| Q3 2024 | |||||||
|
Nov 14, 2024
Q3 2024
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-376K- 44.99% |
$6.67M - $8.16M
|
460K
$9.55M
|
|
|
Nov 12, 2024
Q3 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-337K- 95.39% |
$5.97M - $7.3M
|
16.3K
$338K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-283K- 46.7% |
$5.01M - $6.13M
|
323K
$6.7M
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-148K- 54.39% |
$2.63M - $3.22M
|
124K
$2.58M
|
|
|
Nov 14, 2024
Q3 2024
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-128K- 21.91% |
$2.27M - $2.78M
|
458K
$9.5M
|
|
|
Nov 14, 2024
Q3 2024
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-114K- 49.67% |
$2.02M - $2.48M
|
116K
$2.4M
|
|
|
Dec 26, 2024
Q3 2024
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-111K- 27.49% |
$1.97M - $2.41M
|
293K
$6.08M
|
|
|
Nov 12, 2024
Q3 2024
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-99.8K- 89.71% |
$1.77M - $2.16M
|
11.4K
$237K
|
|
|
Nov 14, 2024
Q3 2024
|
Jefferies Financial Group Inc.
New York, NY |
SELL
|
CALL |
-98K- 82.84% |
$1.74M - $2.12M
|
20.3K
$421K
|
|
|
Nov 14, 2024
Q3 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-89.8K- 23.21% |
$1.59M - $1.95M
|
297K
$6.16M
|
|
|
Nov 14, 2024
Q3 2024
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-86K- 78.78% |
$1.52M - $1.86M
|
23.2K
$481K
|
|
|
Nov 14, 2024
Q3 2024
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-82.9K- 6.61% |
$1.47M - $1.8M
|
1.17M
$24.3M
|
|
|
Nov 14, 2024
Q3 2024
|
Jefferies Financial Group Inc.
New York, NY |
SELL
|
- |
-62.1K- 97.81% |
$1.1M - $1.35M
|
1.39K
$28.9K
|
|
|
Oct 15, 2024
Q3 2024
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-54K- 15.86% |
$957K - $1.17M
|
287K
$5.95M
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-33.7K- 4.22% |
$596K - $729K
|
765K
$15.9M
|
|
|
Nov 13, 2024
Q3 2024
|
S&T Bank
Indiana, PA |
SELL
|
- |
-30K- 7.76% |
$532K - $651K
|
357K
$7.41M
|
|
|
Nov 13, 2024
Q3 2024
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-17.8K- 40.13% |
$315K - $386K
|
26.6K
$551K
|
|
|
Nov 14, 2024
Q3 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-17K- 4.37% |
$302K - $369K
|
373K
$7.73M
|
|
|
Nov 14, 2024
Q3 2024
|
Waterloo Capital, L.P.
Austin, TX |
SELL
|
- |
-16.3K- 10.84% |
$289K - $354K
|
134K
$2.79M
|
|
|
Nov 12, 2024
Q3 2024
|
Centaurus Financial, Inc.
|
SELL
|
- |
-14.9K- 6.27% |
$263K - $322K
|
222K
$4.62M
|
|
|
Nov 12, 2024
Q3 2024
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-14.8K- 6.22% |
$262K - $320K
|
223K
$4.62M
|
|
|
Nov 14, 2024
Q3 2024
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-10.9K- 32.88% |
$192K - $235K
|
22.2K
$460K
|
|
|
Oct 23, 2024
Q3 2024
|
Mount Yale Investment Advisors, LLC
|
SELL
|
- |
-10.6K- 7.43% |
$188K - $230K
|
132K
$2.74M
|
|
|
Nov 14, 2024
Q3 2024
|
Engineers Gate Manager LP
New York, NY |
SELL
|
- |
-9.17K- 18.5% |
$162K - $199K
|
40.4K
$838K
|
|
|
Nov 13, 2024
Q3 2024
|
Quantbot Technologies LP
New York, NY |
SELL
|
- |
-8.83K- 20.68% |
$156K - $191K
|
33.9K
$702K
|
|
|
Nov 14, 2024
Q3 2024
|
Jump Financial, LLC
Chicago, IL |
SELL
|
- |
-8.37K- 11.06% |
$148K - $181K
|
67.3K
$1.4M
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-8.17K- 2.47% |
$145K - $177K
|
322K
$6.69M
|
|
|
Nov 07, 2024
Q3 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
SELL
|
- |
-6.79K- 27.79% |
$120K - $147K
|
17.6K
$366K
|
|
|
Nov 14, 2024
Q3 2024
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-6.4K- 19.22% |
$113K - $139K
|
26.9K
$558K
|
|
|
Nov 14, 2024
Q3 2024
|
Ae Wealth Management LLC
|
SELL
|
- |
-6.08K- 19.99% |
$108K - $132K
|
24.3K
$505K
|
|
|
Oct 30, 2024
Q3 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-5.19K- 13.85% |
$92K - $113K
|
32.3K
$670K
|
|
|
Nov 08, 2024
Q3 2024
|
Flputnam Investment Management CO
Portland, ME |
SELL
|
- |
-5.13K- 95.35% |
$90.9K - $111K
|
250
$5.19K
|
|
|
Nov 04, 2024
Q3 2024
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-4.82K- 4.92% |
$85.4K - $105K
|
93.2K
$1.93M
|
|
|
Nov 08, 2024
Q3 2024
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-4.65K- 1.81% |
$82.4K - $101K
|
253K
$5.25M
|
|
|
Nov 14, 2024
Q3 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-4.49K- 6.71% |
$79.5K - $97.3K
|
62.4K
$1.3M
|
|
|
Nov 18, 2024
Q3 2024
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-3.63K- 20.02% |
$64.3K - $78.7K
|
14.5K
$301K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.81K- 0.43% |
$49.7K - $60.8K
|
655K
$13.6M
|
|
|
Oct 17, 2024
Q3 2024
|
Inspire Advisors, LLC
Meridian, ID |
SELL
|
- |
-2.1K- 10.12% |
$37.3K - $45.6K
|
18.7K
$388K
|
|