Latest Institutional Sells of Hercules Capital, Inc. (HTGC)
This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 16, 2018
Q1 2018
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-10.1KClosed |
$120K - $133K
|
0
$0
|
|
|
May 01, 2018
Q1 2018
|
Wealth Trust Axiom LLC
|
SELL
|
- |
-10KClosed |
$119K - $133K
|
0
$0
|
|
|
May 04, 2018
Q1 2018
|
D'Orazio & Associates, Inc.
Falls Church, VA |
SELL
|
- |
-500Closed |
$5.95K - $6.63K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
York Bridge Wealth Partners, LLC
|
SELL
|
- |
-300Closed |
$3.57K - $3.98K
|
0
$0
|
|
|
Apr 16, 2018
Q1 2018
|
Santori & Peters, Inc.
|
SELL
|
- |
-245Closed |
$2.91K - $3.25K
|
0
$0
|
|
|
Apr 30, 2018
Q1 2018
|
Ropes Wealth Advisors LLC
Boston, MA |
SELL
|
- |
-97Closed |
$1.15K - $1.29K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 13, 2018
Q4 2017
|
Cardinal Capital Management LLC
Greenwich, CT |
SELL
|
- |
-260KClosed |
$3.23M - $3.62M
|
0
$0
|
|
|
Feb 06, 2018
Q4 2017
|
Nj State Employees Deferred Compensation Plan
|
SELL
|
- |
-40KClosed |
$498K - $558K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-20.2KClosed |
$252K - $282K
|
0
$0
|
|
|
Feb 12, 2018
Q4 2017
|
West Family Investments, Inc.
Carlsbad, CA |
SELL
|
- |
-20KClosed |
$249K - $279K
|
0
$0
|
|
|
Feb 13, 2018
Q4 2017
|
Koch Industries Inc
Wichita, KS |
SELL
|
- |
-13.6KClosed |
$170K - $190K
|
0
$0
|
|
|
Feb 14, 2018
Q4 2017
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-13.4KClosed |
$167K - $187K
|
0
$0
|
|
|
Feb 07, 2018
Q4 2017
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-1.09KClosed |
$13.6K - $15.2K
|
0
$0
|
|
|
Jan 19, 2018
Q4 2017
|
Financial Management Professionals, Inc.
|
SELL
|
- |
-784Closed |
$9.75K - $10.9K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 08, 2017
Q3 2017
|
Yorktown Management & Research CO Inc
|
SELL
|
- |
-83.9KClosed |
$1.01M - $1.12M
|
0
$0
|
|
|
Oct 23, 2017
Q3 2017
|
Nationwide Fund Advisors
|
SELL
|
- |
-21.7KClosed |
$261K - $291K
|
0
$0
|
|
|
Nov 09, 2017
Q3 2017
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-510Closed |
$6.14K - $6.83K
|
0
$0
|
|