Latest Institutional Sells of Hercules Capital, Inc. (HTGC)
This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 06, 2025
Q1 2025
|
Triumph Capital Management
|
SELL
|
- |
-1.31K- 9.06% |
$23.6K - $28.8K
|
13.2K
$244K
|
|
|
May 12, 2025
Q1 2025
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-1.21K- 7.4% |
$21.8K - $26.7K
|
15.2K
$282K
|
|
|
Jun 03, 2025
Q1 2025
|
Inspire Investing, LLC
Meridian, ID |
SELL
|
- |
-1.19K- 5.33% |
$21.5K - $26.2K
|
21.2K
$393K
|
|
|
May 14, 2025
Q1 2025
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-1.08K- 4.92% |
$19.5K - $23.8K
|
20.9K
$388K
|
|
|
Apr 29, 2025
Q1 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-1.02K- 3.44% |
$18.3K - $22.4K
|
28.6K
$531K
|
|
|
Apr 29, 2025
Q1 2025
|
Truist Financial Corp
|
SELL
|
- |
-886- 2.67% |
$16K - $19.5K
|
32.2K
$598K
|
|
|
May 06, 2025
Q1 2025
|
Ae Wealth Management LLC
|
SELL
|
- |
-816- 3.03% |
$14.7K - $18K
|
26.1K
$485K
|
|
|
May 12, 2025
Q1 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-793- 1.03% |
$14.3K - $17.4K
|
76.5K
$1.42M
|
|
|
May 01, 2025
Q1 2025
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-792- 1.66% |
$14.3K - $17.4K
|
46.8K
$869K
|
|
|
Apr 25, 2025
Q1 2025
|
Monument Capital Management
|
SELL
|
- |
-740- 4.31% |
$13.3K - $16.3K
|
16.4K
$305K
|
|
|
May 14, 2025
Q1 2025
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-676- 0.59% |
$12.2K - $14.9K
|
114K
$2.12M
|
|
|
May 14, 2025
Q1 2025
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-660- 5.2% |
$11.9K - $14.5K
|
12K
$223K
|
|
|
May 14, 2025
Q1 2025
|
Napa Wealth Management
Napa, CA |
SELL
|
- |
-585- 0.47% |
$10.5K - $12.9K
|
124K
$2.29M
|
|
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-569- 3.79% |
$10.2K - $12.5K
|
14.5K
$268K
|
|
|
May 13, 2025
Q1 2025
|
Caitong International Asset Management Co., LTD
Hong Kong, K3 |
SELL
|
- |
-568- 69.61% |
$10.2K - $12.5K
|
248
$4.6K
|
|
|
Apr 09, 2025
Q1 2025
|
Fulton Bank, N.A.
|
SELL
|
- |
-500- 3.75% |
$9.01K - $11K
|
12.8K
$238K
|
|
|
May 07, 2025
Q1 2025
|
Four Thought Financial Partners, LLC
Venice, FL |
SELL
|
- |
-496- 3.27% |
$8.93K - $10.9K
|
14.7K
$273K
|
|
|
Apr 21, 2025
Q1 2025
|
Pfg Investments, LLC
Woodbury, NY |
SELL
|
- |
-464- 0.41% |
$8.36K - $10.2K
|
112K
$2.08M
|
|
|
May 14, 2025
Q1 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-429- 1.42% |
$7.73K - $9.44K
|
29.7K
$551K
|
|
|
May 09, 2025
Q1 2025
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-281- 1.78% |
$5.06K - $6.18K
|
15.5K
$288K
|
|
|
Apr 25, 2025
Q1 2025
|
Essex Financial Services, Inc.
|
SELL
|
- |
-219- 0.36% |
$3.94K - $4.82K
|
60.7K
$1.13M
|
|
|
May 14, 2025
Q1 2025
|
1620 Investment Advisors, Inc.
Plymouth, MA |
SELL
|
- |
-217- 0.68% |
$3.91K - $4.77K
|
31.5K
$584K
|
|
|
Apr 28, 2025
Q1 2025
|
Private Trust CO Na
|
SELL
|
- |
-181- 26.58% |
$3.26K - $3.98K
|
500
$9.28K
|
|
|
May 07, 2025
Q1 2025
|
Inspire Advisors, LLC
Meridian, ID |
SELL
|
- |
-141- 0.67% |
$2.54K - $3.1K
|
20.9K
$388K
|
|
|
May 06, 2025
Q1 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-100- 0.72% |
$1.8K - $2.2K
|
13.8K
$256K
|
|
|
Apr 28, 2025
Q1 2025
|
Horizon Financial Services, LLC
|
SELL
|
- |
-82Closed |
$1.48K - $1.8K
|
0
$0
|
|
|
Apr 22, 2025
Q1 2025
|
Register Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-80- 0.52% |
$1.44K - $1.76K
|
15.3K
$284K
|
|
|
May 01, 2025
Q1 2025
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-78- 1.18% |
$1.4K - $1.72K
|
6.56K
$122K
|
|
|
May 09, 2025
Q1 2025
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-77- 3.29% |
$1.39K - $1.69K
|
2.26K
$42K
|
|
|
May 30, 2025
Q1 2025
|
Modern Wealth Management, LLC
Lenexa, KS |
SELL
|
- |
-1- 0.01% |
$18 - $22
|
14.5K
$270K
|
|
| Q4 2024 | |||||||
|
Feb 12, 2025
Q4 2024
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
SELL
|
- |
-94.7K- 61.01% |
$1.75M - $1.91M
|
60.5K
$1.12M
|
|
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-21.1K- 6.96% |
$392K - $428K
|
283K
$5.25M
|
|
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-16.3K- 13.2% |
$302K - $330K
|
107K
$1.99M
|
|
|
Jan 31, 2025
Q4 2024
|
Good Life Advisors, LLC
|
SELL
|
- |
-14.5K- 50.0% |
$269K - $293K
|
14.5K
$269K
|
|
|
Feb 13, 2025
Q4 2024
|
Crestline Management, LP
Fort Worth, TX |
SELL
|
- |
-12.8K- 34.24% |
$237K - $259K
|
24.6K
$457K
|
|
|
Jan 31, 2025
Q4 2024
|
Global Retirement Partners, LLC
|
SELL
|
- |
-8.53K- 14.25% |
$158K - $172K
|
51.3K
$953K
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-7.29K- 38.72% |
$135K - $147K
|
11.5K
$214K
|
|
|
Feb 13, 2025
Q4 2024
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-2.34K- 4.22% |
$43.3K - $47.2K
|
53K
$984K
|
|
|
Feb 14, 2025
Q4 2024
|
Brown Advisory Inc
|
SELL
|
- |
-1K- 5.58% |
$18.5K - $20.2K
|
16.9K
$314K
|
|
|
Feb 04, 2025
Q4 2024
|
Rothschild Investment LLC
Chicago, IL |
SELL
|
- |
-750- 88.24% |
$13.9K - $15.2K
|
100
$1.86K
|
|
|
Jan 13, 2025
Q4 2024
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-750- 2.4% |
$13.9K - $15.2K
|
30.6K
$567K
|
|
|
Feb 14, 2025
Q4 2024
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-505- 3.41% |
$9.36K - $10.2K
|
14.3K
$266K
|
|
|
Jan 29, 2025
Q4 2024
|
Latitude Advisors, LLC
|
SELL
|
- |
-219- 2.11% |
$4.06K - $4.43K
|
10.2K
$189K
|
|
|
Feb 14, 2025
Q4 2024
|
Creegan & Nassoura Financial Group, LLC
Portsmouth, NH |
SELL
|
- |
-200- 0.25% |
$3.71K - $4.04K
|
80.2K
$1.49M
|
|
|
Jun 30, 2025
Q4 2024
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-70- 2.21% |
$1.3K - $1.42K
|
3.1K
$57.5K
|
|
| Q3 2024 | |||||||
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-283K- 46.7% |
$5.01M - $6.13M
|
323K
$5.99M
|
|
|
Nov 14, 2024
Q3 2024
|
Jefferies Financial Group Inc.
New York, NY |
SELL
|
CALL |
-98K- 82.84% |
$1.74M - $2.12M
|
20.3K
$377K
|
|
|
Nov 14, 2024
Q3 2024
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-86K- 78.78% |
$1.52M - $1.86M
|
23.2K
$430K
|
|
|
Nov 14, 2024
Q3 2024
|
Jefferies Financial Group Inc.
New York, NY |
SELL
|
- |
-62.1K- 97.81% |
$1.1M - $1.35M
|
1.39K
$25.8K
|
|
|
Nov 12, 2024
Q3 2024
|
Centaurus Financial, Inc.
|
SELL
|
- |
-14.9K- 6.27% |
$263K - $322K
|
222K
$4.13M
|
|