Latest Institutional Sells of Hercules Capital, Inc. (HTGC)
This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 17, 2025
Q2 2025
|
Pfg Investments, LLC
Woodbury, NY |
SELL
|
- |
-2.23K- 1.99% |
$36.2K - $42.6K
|
110K
$2.12M
|
|
|
Aug 11, 2025
Q2 2025
|
Empowered Funds, LLC
|
SELL
|
- |
-1.9K- 8.33% |
$30.9K - $36.4K
|
21K
$405K
|
|
|
Aug 12, 2025
Q2 2025
|
Four Thought Financial Partners, LLC
Venice, FL |
SELL
|
- |
-1.85K- 12.62% |
$30.1K - $35.4K
|
12.8K
$248K
|
|
|
Jul 18, 2025
Q2 2025
|
Truist Financial Corp
|
SELL
|
- |
-1.82K- 5.65% |
$29.6K - $34.8K
|
30.4K
$588K
|
|
|
Jul 28, 2025
Q2 2025
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1.82K- 8.56% |
$29.5K - $34.7K
|
19.4K
$375K
|
|
|
Aug 15, 2025
Q2 2025
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-1.58K- 6.74% |
$25.7K - $30.2K
|
21.9K
$423K
|
|
|
Jul 29, 2025
Q2 2025
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-1.58K- 7.5% |
$25.6K - $30.1K
|
19.5K
$376K
|
|
|
Aug 14, 2025
Q2 2025
|
Financial Advisory Service, Inc.
|
SELL
|
- |
-1.55K- 0.83% |
$25.2K - $29.7K
|
187K
$3.61M
|
|
|
Aug 13, 2025
Q2 2025
|
Comerica Bank
|
SELL
|
- |
-1.48K- 20.66% |
$24K - $28.2K
|
5.68K
$110K
|
|
|
Jul 16, 2025
Q2 2025
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-1.15K- 17.46% |
$18.6K - $21.9K
|
5.41K
$105K
|
|
|
Jul 15, 2025
Q2 2025
|
Big Sur Wealth Management LLC
Miami, FL |
SELL
|
- |
-1K- 2.53% |
$16.2K - $19.1K
|
38.5K
$744K
|
|
|
Jul 24, 2025
Q2 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-970- 4.83% |
$15.8K - $18.5K
|
19.1K
$369K
|
|
|
Jul 28, 2025
Q2 2025
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
SELL
|
- |
-945- 5.5% |
$15.3K - $18K
|
16.2K
$314K
|
|
|
Jul 15, 2025
Q2 2025
|
Colonial River Wealth Management, LLC
Midlothian, VA |
SELL
|
- |
-945- 5.5% |
$15.3K - $18K
|
16.2K
$314K
|
|
|
Jul 24, 2025
Q2 2025
|
Monument Capital Management
|
SELL
|
- |
-887- 5.4% |
$14.4K - $16.9K
|
15.5K
$300K
|
|
|
Aug 14, 2025
Q2 2025
|
Modern Wealth Management, LLC
Lenexa, KS |
SELL
|
- |
-821- 5.64% |
$13.3K - $15.7K
|
13.7K
$265K
|
|
|
Aug 14, 2025
Q2 2025
|
Wiley Bros. Aintree Capital, LLC
|
SELL
|
- |
-777- 2.54% |
$12.6K - $14.8K
|
29.9K
$577K
|
|
|
Jul 07, 2025
Q2 2025
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-746- 51.59% |
$12.1K - $14.2K
|
700
$13.5K
|
|
|
Jul 23, 2025
Q2 2025
|
Us Bancorp \De\
|
SELL
|
- |
-712- 1.67% |
$11.6K - $13.6K
|
42K
$811K
|
|
|
Jul 24, 2025
Q2 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-408- 4.24% |
$6.63K - $7.79K
|
9.22K
$178K
|
|
|
Aug 12, 2025
Q2 2025
|
Waterloo Capital, L.P.
Austin, TX |
SELL
|
- |
-315- 0.21% |
$5.12K - $6.02K
|
151K
$2.93M
|
|
|
Aug 14, 2025
Q2 2025
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-300- 2.1% |
$4.87K - $5.73K
|
14K
$271K
|
|
|
Aug 14, 2025
Q2 2025
|
Bramshill Investments, LLC
Naples, FL |
SELL
|
- |
-256- 0.67% |
$4.16K - $4.89K
|
38K
$735K
|
|
|
Jul 11, 2025
Q2 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-200- 1.23% |
$3.25K - $3.82K
|
16.1K
$311K
|
|
|
Aug 13, 2025
Q2 2025
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-180- 0.09% |
$2.92K - $3.44K
|
211K
$4.08M
|
|
|
Jul 21, 2025
Q2 2025
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-175- 0.57% |
$2.84K - $3.34K
|
30.4K
$587K
|
|
|
Aug 11, 2025
Q2 2025
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-158- 1.04% |
$2.57K - $3.02K
|
15K
$290K
|
|
|
Aug 07, 2025
Q2 2025
|
1620 Investment Advisors, Inc.
Plymouth, MA |
SELL
|
- |
-128- 0.41% |
$2.08K - $2.44K
|
31.3K
$606K
|
|
|
Aug 13, 2025
Q2 2025
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-87- 0.72% |
$1.41K - $1.66K
|
11.9K
$231K
|
|
|
Jul 10, 2025
Q2 2025
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-54- 0.16% |
$877 - $1.03K
|
32.8K
$634K
|
|
|
Jul 07, 2025
Q2 2025
|
Parallel Advisors, LLC
|
SELL
|
- |
-29- 0.2% |
$471 - $554
|
14.7K
$285K
|
|
|
Aug 14, 2025
Q2 2025
|
Sunbelt Securities, Inc.
Houston, TX |
SELL
|
- |
-10- 0.07% |
$162 - $191
|
13.5K
$262K
|
|
|
Aug 11, 2025
Q2 2025
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-10- 0.44% |
$162 - $191
|
2.25K
$43.5K
|
|
|
Aug 12, 2025
Q2 2025
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-2- 0.01% |
$32.5 - $38.2
|
14K
$270K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-712K- 96.13% |
$12.8M - $15.7M
|
28.6K
$553K
|
|
|
May 15, 2025
Q1 2025
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
SELL
|
- |
-28.2K- 67.21% |
$509K - $621K
|
13.8K
$266K
|
|
|
May 15, 2025
Q1 2025
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-25K- 11.03% |
$450K - $550K
|
202K
$3.9M
|
|
|
May 15, 2025
Q1 2025
|
Point72 Hong Kong LTD
Hong Kong, K3 |
SELL
|
- |
-3.81K- 95.13% |
$68.6K - $83.8K
|
195
$3.77K
|
|
|
May 07, 2025
Q1 2025
|
Prosperity Consulting Group, LLC
|
SELL
|
- |
-2.74K- 20.42% |
$49.3K - $60.2K
|
10.7K
$206K
|
|
|
May 15, 2025
Q1 2025
|
Mai Capital Management
|
SELL
|
- |
-2.36K- 28.87% |
$42.5K - $51.9K
|
5.82K
$112K
|
|
|
May 02, 2025
Q1 2025
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-2.34K- 99.96% |
$42.1K - $51.4K
|
1
$19.3
|
|
|
Apr 28, 2025
Q1 2025
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-2.15K- 13.19% |
$38.7K - $47.3K
|
14.2K
$274K
|
|
|
May 06, 2025
Q1 2025
|
Triumph Capital Management
|
SELL
|
- |
-1.31K- 9.06% |
$23.6K - $28.8K
|
13.2K
$254K
|
|
|
May 14, 2025
Q1 2025
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-676- 0.59% |
$12.2K - $14.9K
|
114K
$2.2M
|
|
|
May 13, 2025
Q1 2025
|
Caitong International Asset Management Co., LTD
Hong Kong, K3 |
SELL
|
- |
-568- 69.61% |
$10.2K - $12.5K
|
248
$4.79K
|
|
|
Apr 09, 2025
Q1 2025
|
Fulton Bank, N.A.
|
SELL
|
- |
-500- 3.75% |
$9.01K - $11K
|
12.8K
$248K
|
|
|
Apr 28, 2025
Q1 2025
|
Horizon Financial Services, LLC
|
SELL
|
- |
-82Closed |
$1.48K - $1.8K
|
0
$0
|
|
| Q4 2024 | |||||||
|
Jan 17, 2025
Q4 2024
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-21.1K- 6.96% |
$392K - $428K
|
283K
$5.46M
|
|
|
Jan 31, 2025
Q4 2024
|
Good Life Advisors, LLC
|
SELL
|
- |
-14.5K- 50.0% |
$269K - $293K
|
14.5K
$280K
|
|
|
Feb 13, 2025
Q4 2024
|
Crestline Management, LP
Fort Worth, TX |
SELL
|
- |
-12.8K- 34.24% |
$237K - $259K
|
24.6K
$475K
|
|