Latest Institutional Sells of Hercules Capital, Inc. (HTGC)
This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 17, 2025
Q4 2024
|
Inspire Investing, LLC
Meridian, ID |
SELL
|
- |
-826- 3.56% |
$15.3K - $16.7K
|
22.4K
$431K
|
|
|
Jan 16, 2025
Q4 2024
|
Big Sur Wealth Management LLC
Miami, FL |
SELL
|
- |
-815- 3.22% |
$15.1K - $16.5K
|
24.5K
$472K
|
|
|
Feb 05, 2025
Q4 2024
|
Us Bancorp \De\
|
SELL
|
- |
-800- 1.84% |
$14.8K - $16.2K
|
42.6K
$821K
|
|
|
Feb 10, 2025
Q4 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-794- 0.2% |
$14.7K - $16.1K
|
406K
$7.82M
|
|
|
Feb 04, 2025
Q4 2024
|
Rothschild Investment LLC
Chicago, IL |
SELL
|
- |
-750- 88.24% |
$13.9K - $15.2K
|
100
$1.93K
|
|
|
Jan 13, 2025
Q4 2024
|
Future Financial Wealth Managment LLC
|
SELL
|
- |
-750- 2.4% |
$13.9K - $15.2K
|
30.6K
$588K
|
|
|
Jan 17, 2025
Q4 2024
|
Dakota Wealth Management
|
SELL
|
- |
-650- 1.65% |
$12K - $13.1K
|
38.7K
$746K
|
|
|
Feb 14, 2025
Q4 2024
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-505- 3.41% |
$9.36K - $10.2K
|
14.3K
$276K
|
|
|
Jan 13, 2025
Q4 2024
|
Salem Investment Counselors Inc
Winston Salem, NC |
SELL
|
- |
-300- 16.25% |
$5.56K - $6.07K
|
1.55K
$29.8K
|
|
|
Jan 15, 2025
Q4 2024
|
Arkadios Wealth Advisors
|
SELL
|
- |
-229- 0.41% |
$4.24K - $4.63K
|
55.6K
$1.07M
|
|
|
Jan 29, 2025
Q4 2024
|
Latitude Advisors, LLC
|
SELL
|
- |
-219- 2.11% |
$4.06K - $4.43K
|
10.2K
$196K
|
|
|
Feb 14, 2025
Q4 2024
|
Creegan & Nassoura Financial Group, LLC
Portsmouth, NH |
SELL
|
- |
-200- 0.25% |
$3.71K - $4.04K
|
80.2K
$1.54M
|
|
|
Jan 24, 2025
Q4 2024
|
Abundance Wealth Counselors
|
SELL
|
- |
-168- 0.3% |
$3.11K - $3.4K
|
55.7K
$1.07M
|
|
|
Jan 30, 2025
Q4 2024
|
Monument Capital Management
|
SELL
|
- |
-149- 0.86% |
$2.76K - $3.01K
|
17.2K
$331K
|
|
|
Feb 13, 2025
Q4 2024
|
Advisory Research Inc
Chicago, IL |
SELL
|
- |
-147- 1.14% |
$2.72K - $2.97K
|
12.7K
$245K
|
|
|
Feb 07, 2025
Q4 2024
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-42- 0.34% |
$778 - $849
|
12.2K
$235K
|
|
|
Jan 17, 2025
Q4 2024
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
SELL
|
- |
-40- 1.0% |
$741 - $809
|
3.98K
$76.6K
|
|
| Q3 2024 | |||||||
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-283K- 46.7% |
$5.01M - $6.13M
|
323K
$6.22M
|
|
|
Nov 14, 2024
Q3 2024
|
Jefferies Financial Group Inc.
New York, NY |
SELL
|
CALL |
-98K- 82.84% |
$1.74M - $2.12M
|
20.3K
$391K
|
|
|
Nov 14, 2024
Q3 2024
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-86K- 78.78% |
$1.52M - $1.86M
|
23.2K
$446K
|
|
|
Nov 14, 2024
Q3 2024
|
Jefferies Financial Group Inc.
New York, NY |
SELL
|
- |
-62.1K- 97.81% |
$1.1M - $1.35M
|
1.39K
$26.8K
|
|
|
Nov 12, 2024
Q3 2024
|
Centaurus Financial, Inc.
|
SELL
|
- |
-14.9K- 6.27% |
$263K - $322K
|
222K
$4.29M
|
|
|
Nov 14, 2024
Q3 2024
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-6.4K- 19.22% |
$113K - $139K
|
26.9K
$518K
|
|
|
Nov 08, 2024
Q3 2024
|
Flputnam Investment Management CO
Portland, ME |
SELL
|
- |
-5.13K- 95.35% |
$90.9K - $111K
|
250
$4.82K
|
|
|
Nov 08, 2024
Q3 2024
|
Wall Street Access Asset Management, LLC
New York, NY |
SELL
|
- |
-1.29K- 10.51% |
$22.8K - $27.8K
|
10.9K
$211K
|
|
|
Nov 14, 2024
Q3 2024
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-1.13K- 6.19% |
$20K - $24.5K
|
17.1K
$330K
|
|
|
Nov 13, 2024
Q3 2024
|
C M Bidwell & Associates LTD
Honolulu, HI |
SELL
|
- |
-540- 12.92% |
$9.56K - $11.7K
|
3.64K
$70.1K
|
|
|
Feb 03, 2025
Q3 2024
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-464- 95.87% |
$8.22K - $10.1K
|
20
$385
|
|
|
Oct 24, 2024
Q3 2024
|
Old Port Advisors
|
SELL
|
- |
-432- 4.02% |
$7.65K - $9.36K
|
10.3K
$198K
|
|
|
Oct 25, 2024
Q3 2024
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-334- 12.5% |
$5.92K - $7.24K
|
2.34K
$45K
|
|
|
Nov 14, 2024
Q3 2024
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-144- 10.33% |
$2.55K - $3.12K
|
1.25K
$24.1K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Verition Fund Management LLC
Greenwich, CT |
SELL
|
- |
-10.1K- 26.97% |
$181K - $206K
|
27.3K
$526K
|
|
|
Aug 14, 2024
Q2 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-9.88K- 40.26% |
$177K - $202K
|
14.7K
$282K
|
|
|
Aug 14, 2024
Q2 2024
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
CALL |
-5K- 33.33% |
$89.8K - $102K
|
10K
$193K
|
|
|
Aug 19, 2024
Q2 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2.18K- 14.37% |
$39.1K - $44.5K
|
13K
$250K
|
|
|
Aug 01, 2024
Q2 2024
|
Chilton Capital Management LLC
Houston, TX |
SELL
|
- |
-1.31K- 30.31% |
$23.4K - $26.7K
|
3K
$57.8K
|
|
|
Aug 14, 2024
Q2 2024
|
Lm Advisors LLC
San Diego, CA |
SELL
|
- |
-1K- 8.4% |
$18K - $20.5K
|
10.9K
$210K
|
|
|
Aug 14, 2024
Q2 2024
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-630- 2.66% |
$11.3K - $12.9K
|
23.1K
$445K
|
|
| Q1 2024 | |||||||
|
May 09, 2024
Q1 2024
|
Chesapeake Capital Corp /Il/
Richmond, VA |
SELL
|
- |
-15.3K- 25.61% |
$256K - $288K
|
44.5K
$858K
|
|
|
Apr 19, 2024
Q1 2024
|
Cutler Group LP
|
SELL
|
CALL |
-10.8K- 99.08% |
$180K - $203K
|
100
$1.93K
|
|
|
Jun 21, 2024
Q1 2024
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-3.21K- 95.97% |
$53.6K - $60.3K
|
135
$2.6K
|
|
|
May 02, 2024
Q1 2024
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-758- 5.18% |
$12.6K - $14.2K
|
13.9K
$267K
|
|
|
Jun 11, 2024
Q1 2024
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-466- 59.21% |
$7.77K - $8.75K
|
321
$6.18K
|
|
|
May 15, 2024
Q1 2024
|
Community Bank, N.A.
|
SELL
|
- |
-250- 28.57% |
$4.17K - $4.69K
|
625
$12K
|
|
|
Aug 08, 2024
Q1 2024
|
Abound Wealth Management
Franklin, TN |
SELL
|
- |
-90Closed |
$1.5K - $1.69K
|
0
$0
|
|
|
Jan 27, 2025
Q1 2024
|
Caitlin John, LLC
Brighton, MI |
SELL
|
- |
-87- 5.08% |
$1.45K - $1.63K
|
1.63K
$31.3K
|
|
|
May 01, 2024
Q1 2024
|
Ronald Blue Trust, Inc.
Brentwood, TN |
SELL
|
- |
-19- 0.47% |
$317 - $357
|
4K
$77K
|
|
| Q4 2023 | |||||||
|
Jan 26, 2024
Q4 2023
|
Miller Howard Investments Inc
|
SELL
|
- |
-130K- 32.5% |
$1.96M - $2.2M
|
270K
$5.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
PUT |
-79.5K- 76.08% |
$1.2M - $1.35M
|
25K
$482K
|
|
|
Feb 13, 2024
Q4 2023
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-1.58K- 8.58% |
$23.8K - $26.7K
|
16.8K
$323K
|
|