Latest Institutional Sells of Hercules Capital, Inc. (HTGC)

HTGC Quotes by TradingView

This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.

Report Date Institution (Fund) Operation Option Shares change Value Range Shares Held Trade History
Oct 28, 2020 Q3 2020
Valeo Financial Advisors, LLC

SELL
 -
-223
Closed
$2.23K - $2.67K
0 $0
Nov 12, 2020 Q3 2020
Western Asset Management Company, LLC

Pasadena, CA
SELL
 -
-2
Closed
$20 - $23.9
0 $0
Q2 2020
Jul 24, 2020 Q2 2020
Ziegler Capital Management, LLC

SELL
 -
-107K
Closed
$713K - $1.27M
0 $0
Aug 13, 2020 Q2 2020
American Century Companies Inc

Kansas City, MO
SELL
 -
-86.2K
Closed
$572K - $1.02M
0 $0
Aug 06, 2020 Q2 2020
Trillium Asset Management, LLC

Boston, MA
SELL
 -
-41.6K
Closed
$276K - $493K
0 $0
Aug 12, 2020 Q2 2020
Credit Suisse Ag

Zurich, V8
SELL
 -
-31.1K
Closed
$206K - $368K
0 $0
Aug 14, 2020 Q2 2020
Driehaus Capital Management LLC

Chicago, IL
SELL
 -
-25.8K
Closed
$171K - $305K
0 $0
Aug 10, 2020 Q2 2020
Calton & Associates, Inc.

SELL
 -
-18.6K
Closed
$124K - $220K
0 $0
Aug 11, 2020 Q2 2020
Magnus Financial Group LLC

New York, NY
SELL
 -
-12.1K
Closed
$80.3K - $143K
0 $0
Aug 14, 2020 Q2 2020
Advisory Alpha, LLC

SELL
 -
-1.96K
Closed
$13K - $23.2K
0 $0
Aug 13, 2020 Q2 2020
Vectors Research Management, LLC

New York, NY
SELL
 -
-350
Closed
$2.32K - $4.14K
0 $0
Jul 14, 2020 Q2 2020
Central Trust CO

Jefferson City, MO
SELL
 -
-250
Closed
$1.66K - $2.96K
0 $0
Aug 13, 2024 Q2 2020
Glen Eagle Advisors, LLC

Kingston, NJ
SELL
 -
-100
Closed
$664 - $1.18K
0 $0
Aug 04, 2020 Q2 2020
Enterprise Financial Services Corp

Clayton, MO
SELL
 -
0
Closed
$0 - $0
0 $0
Q1 2020
May 13, 2020 Q1 2020
Glovista Investments LLC

Jersey City, NJ
SELL
 -
-130K
Closed
$883K - $2.07M
0 $0
May 04, 2020 Q1 2020
Monarch Partners Asset Management LLC

SELL
 -
-124K
Closed
$843K - $1.98M
0 $0
May 05, 2020 Q1 2020
Salzhauer Michael

SELL
 -
-18K
Closed
$123K - $288K
0 $0
Apr 30, 2020 Q1 2020
Opus Capital Group, LLC

SELL
 -
-14.4K
Closed
$98.1K - $230K
0 $0
Apr 16, 2020 Q1 2020
Cfo4 Life Group, LLC

SELL
 -
-10K
Closed
$68.4K - $161K
0 $0
May 05, 2020 Q1 2020
Smithfield Trust CO

Pittsburgh, PA
SELL
 -
-4.9K
Closed
$33.3K - $78.3K
0 $0
May 13, 2020 Q1 2020
Chevy Chase Trust Holdings, Inc.

Bethesda, MD
SELL
 -
-3.31K
Closed
$22.5K - $52.8K
0 $0
May 15, 2020 Q1 2020
Brown Brothers Harriman & CO

New York, NY
SELL
 -
-523
Closed
$3.56K - $8.36K
0 $0
May 12, 2020 Q1 2020
Thompson Siegel & Walmsley LLC

SELL
 -
-356
Closed
$2.42K - $5.69K
0 $0
Q4 2019
Feb 14, 2020 Q4 2019
Lord, Abbett & Co. LLC

Jersey City, NJ
SELL
 -
-107K
Closed
$1.39M - $1.55M
0 $0
Feb 11, 2020 Q4 2019
Alphasimplex Group, LLC

Boston, MA
SELL
 -
-87.1K
Closed
$1.13M - $1.26M
0 $0
Feb 10, 2020 Q4 2019
Tcw Group Inc

SELL
 -
-29.2K
Closed
$379K - $422K
0 $0
Feb 13, 2020 Q4 2019
Cibc World Market Inc.

Toronto, A6
SELL
 -
-15.3K
Closed
$199K - $221K
0 $0
Jan 31, 2020 Q4 2019
Financial Counselors Inc

SELL
 -
-13.1K
Closed
$170K - $189K
0 $0
Feb 14, 2020 Q4 2019
Quantamental Technologies LLC

White Plains, NY
SELL
 -
-7.09K
Closed
$92K - $102K
0 $0
Feb 14, 2020 Q4 2019
Johnson Financial Group, Inc.

Racine, WI
SELL
 -
-1.76K
Closed
$22.8K - $25.4K
0 $0
Jan 28, 2020 Q4 2019
Quad Cities Investment Group, LLC

Davenport, IA
SELL
 -
-300
Closed
$3.89K - $4.33K
0 $0
Jan 10, 2020 Q4 2019
Larson Financial Group LLC

SELL
 -
-200
Closed
$2.6K - $2.89K
0 $0
Jan 15, 2020 Q4 2019
Kcs Wealth Advisory

SELL
 -
-102
Closed
$1.32K - $1.47K
0 $0
Feb 13, 2020 Q4 2019
Hilton Capital Management, LLC

SELL
 -
-25
Closed
$325 - $361
0 $0
Q3 2019
Nov 15, 2019 Q3 2019
Pvg Asset Management Corp

Golden, CO
SELL
 -
-74K
Closed
$937K - $994K
0 $0
Nov 12, 2019 Q3 2019
Aptus Capital Advisors, LLC

SELL
 -
-60.2K
Closed
$762K - $809K
0 $0
Nov 08, 2019 Q3 2019
Summit Global Investments

Bountiful, UT
SELL
 -
-46.7K
Closed
$591K - $628K
0 $0
Nov 12, 2019 Q3 2019
Monashee Investment Management LLC

Boston, MA
SELL
 -
-25K
Closed
$317K - $336K
0 $0
Nov 06, 2019 Q3 2019
Rational Advisors LLC

Huntington, NY
SELL
 -
-25K
Closed
$317K - $336K
0 $0
Nov 14, 2019 Q3 2019
Ejf Capital LLC

Arlington, VA
SELL
 -
-20K
Closed
$253K - $269K
0 $0
Nov 13, 2019 Q3 2019
Private Portfolio Partners LLC

SELL
 -
-17.6K
Closed
$223K - $236K
0 $0
Oct 29, 2019 Q3 2019
Wespac Advisors, LLC

SELL
 -
-15.3K
Closed
$194K - $206K
0 $0
Nov 15, 2019 Q3 2019
One Ascent Financial Services LLC

Birmingham, AL
SELL
 -
-12.9K
Closed
$163K - $173K
0 $0
Nov 14, 2019 Q3 2019
Atria Investments LLC

Charlotte, NC
SELL
 -
-12.8K
Closed
$162K - $172K
0 $0
Oct 30, 2019 Q3 2019
James Investment Research Inc

SELL
 -
-1.8K
Closed
$22.8K - $24.2K
0 $0
Oct 02, 2019 Q3 2019
Advocacy Wealth Management Services, LLC

SELL
 -
-800
Closed
$10.1K - $10.8K
0 $0
Oct 24, 2019 Q3 2019
Trust CO Of Vermont

SELL
 -
-748
Closed
$9.47K - $10.1K
0 $0
Nov 12, 2019 Q3 2019
Alpha Omega Wealth Management LLC

SELL
 -
-549
Closed
$6.95K - $7.38K
0 $0
Nov 12, 2019 Q3 2019
Next Capital Management LLC

SELL
 -
-432
Closed
$5.47K - $5.81K
0 $0

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