Latest Institutional Sells of Hercules Capital, Inc. (HTGC)

HTGC Quotes by TradingView

This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.

Report Date Institution (Fund) Operation Option Shares change Value Range Shares Held Trade History
Oct 24, 2019 Q3 2019
Trust CO Of Vermont

SELL
 -
-748
Closed
$9.47K - $10.1K
0 $0
Nov 12, 2019 Q3 2019
Alpha Omega Wealth Management LLC

SELL
 -
-549
Closed
$6.95K - $7.38K
0 $0
Nov 12, 2019 Q3 2019
Next Capital Management LLC

SELL
 -
-432
Closed
$5.47K - $5.81K
0 $0
Q2 2019
Aug 14, 2019 Q2 2019
Nomura Holdings Inc

Tokyo, M0
SELL
 -
-329K
Closed
$4.13M - $4.52M
0 $0
Aug 13, 2019 Q2 2019
Sumitomo Mitsui Ds Asset Management Company, LTD

SELL
 -
-198K
Closed
$2.5M - $2.73M
0 $0
Aug 14, 2019 Q2 2019
Manufacturers Life Insurance Company, The

Toronto, A6
SELL
 -
-152K
Closed
$1.91M - $2.09M
0 $0
Aug 14, 2019 Q2 2019
Blueshift Asset Management, LLC

Red Bank, NJ
SELL
 -
-28.1K
Closed
$353K - $387K
0 $0
Aug 09, 2019 Q2 2019
Sg3 Management, LLC

Dorado, PR
SELL
 PUT
-10K
Closed
$126K - $138K
0 $0
Jul 19, 2019 Q2 2019
Regions Financial Corp

SELL
 -
-2.5K
Closed
$31.4K - $34.4K
0 $0
Jul 15, 2019 Q2 2019
First Hawaiian Bank

SELL
 -
-1.4K
Closed
$17.6K - $19.3K
0 $0
Aug 07, 2019 Q2 2019
Omnia Family Wealth, LLC

SELL
 -
-432
Closed
$5.43K - $5.94K
0 $0
Q1 2019
May 15, 2019 Q1 2019
Loomis Sayles & CO L P

SELL
 -
-425K
Closed
$4.77M - $5.96M
0 $0
Apr 29, 2019 Q1 2019
Cno Financial Group, Inc.

SELL
 -
-379K
Closed
$4.26M - $5.33M
0 $0
May 15, 2019 Q1 2019
Public Employees Retirement System Of Ohio

Columbus, OH
SELL
 -
-134K
Closed
$1.51M - $1.89M
0 $0
May 15, 2019 Q1 2019
Teachers Retirement System Of The State Of Kentucky

Frankfort, KY
SELL
 -
-63.4K
Closed
$712K - $890K
0 $0
May 14, 2019 Q1 2019
Pine Bridge Investments, L.P.

SELL
 -
-62.7K
Closed
$704K - $880K
0 $0
May 15, 2019 Q1 2019
Blue Crest Capital Management LTD

St Helier, Y9
SELL
 -
-27.7K
Closed
$311K - $389K
0 $0
Apr 09, 2019 Q1 2019
Joel Isaacson & Co., LLC

SELL
 -
-25K
Closed
$281K - $351K
0 $0
May 15, 2019 Q1 2019
Annex Advisory Services, LLC

SELL
 -
-17.6K
Closed
$197K - $246K
0 $0
Apr 29, 2019 Q1 2019
Tufton Capital Management

SELL
 -
-13K
Closed
$146K - $182K
0 $0
May 13, 2019 Q1 2019
State Of Tennessee, Treasury Department

Nashville, TN
SELL
 -
-11.5K
Closed
$129K - $161K
0 $0
Apr 29, 2019 Q1 2019
Patriot Financial Group Insurance Agency, LLC

SELL
 -
0
Closed
$0 - $0
0 $0
Q4 2018
Feb 14, 2019 Q4 2018
Principal Financial Group Inc

Des Moines, IA
SELL
 -
-2.34M
Closed
$24.9M - $31.1M
0 $0
Feb 14, 2019 Q4 2018
Susquehanna Fundamental Investments, LLC

Bala Cynwyd, PA
SELL
 -
-49.9K
Closed
$531K - $663K
0 $0
Feb 13, 2019 Q4 2018
Bsw Wealth Partners

Boulder, CO
SELL
 -
-18.7K
Closed
$199K - $248K
0 $0
Feb 12, 2019 Q4 2018
Hap Trading, LLC

New York, NY
SELL
 PUT
-11.6K
Closed
$123K - $154K
0 $0
Feb 10, 2021 Q4 2018
Black Swift Group, LLC

Boulder, CO
SELL
 -
-7.5K
Closed
$79.7K - $99.6K
0 $0
Feb 04, 2019 Q4 2018
Certified Advisory Corp

Altamonte Springs, FL
SELL
 -
-2K
Closed
$21.3K - $26.6K
0 $0
Feb 11, 2019 Q4 2018
Girard Partners Ltd.

SELL
 -
-1.8K
Closed
$19.1K - $23.9K
0 $0
Feb 14, 2019 Q4 2018
Signet Financial Management, LLC

Parsippany, NJ
SELL
 -
-1K
Closed
$10.6K - $13.3K
0 $0
Feb 08, 2019 Q4 2018
Proficio Capital Partners LLC

Newton, MA
SELL
 -
-988
Closed
$10.5K - $13.1K
0 $0
Jan 14, 2019 Q4 2018
Legacy Advisors, LLC

SELL
 -
-561
Closed
$5.96K - $7.45K
0 $0
Jan 30, 2019 Q4 2018
Mc Adam, LLC

SELL
 -
-500
Closed
$5.32K - $6.64K
0 $0
Jan 30, 2019 Q4 2018
First Personal Financial Services

SELL
 -
-368
Closed
$3.91K - $4.89K
0 $0
Feb 05, 2019 Q4 2018
Destination Wealth Management

SELL
 -
-85
Closed
$904 - $1.13K
0 $0
Q3 2018
Nov 09, 2018 Q3 2018
Norges Bank

Oslo, Q8
SELL
 -
-173K
Closed
$2.19M - $2.35M
0 $0
Oct 05, 2018 Q3 2018
Kempner Capital Management Inc.

SELL
 -
-14.2K
Closed
$180K - $194K
0 $0
Nov 14, 2018 Q3 2018
Quantitative Systematic Strategies LLC

SELL
 -
-13.3K
Closed
$169K - $182K
0 $0
May 07, 2020 Q3 2018
Royal Fund Management, LLC

SELL
 -
-6.6K
Closed
$83.8K - $90K
0 $0
Nov 14, 2018 Q3 2018
Td Ameritrade Investment Management, LLC

Omaha, NE
SELL
 -
-2.38K
Closed
$30.2K - $32.4K
0 $0
Nov 14, 2018 Q3 2018
Icon Wealth Partners, LLC

SELL
 -
-1.62K
Closed
$20.6K - $22.1K
0 $0
Q2 2018
Aug 02, 2018 Q2 2018
Buckhead Capital Management LLC

SELL
 -
-52.4K
Closed
$628K - $680K
0 $0
Aug 08, 2018 Q2 2018
Corbyn Investment Management Inc

SELL
 -
-1K
Closed
$12K - $13K
0 $0
Sep 25, 2018 Q2 2018
Portfolio Strategies, Inc.

SELL
 -
-500
Closed
$6K - $6.49K
0 $0
Aug 13, 2018 Q2 2018
Avantax Planning Partners, Inc.

SELL
 -
-37
Closed
$444 - $480
0 $0
Q1 2018
May 04, 2018 Q1 2018
Ars Investment Partners, LLC

SELL
 -
-30K
Closed
$357K - $398K
0 $0
May 14, 2018 Q1 2018
Hillsdale Investment Management Inc.

Toronto, A6
SELL
 -
-27.7K
Closed
$329K - $367K
0 $0
May 10, 2018 Q1 2018
Stockman Wealth Management, Inc.

SELL
 -
-21.9K
Closed
$260K - $290K
0 $0
Apr 16, 2018 Q1 2018
Nwam LLC

Mercer Island, WA
SELL
 -
-11.8K
Closed
$140K - $156K
0 $0

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