Latest Institutional Sells of Hercules Capital, Inc. (HTGC)
This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2025
Q2 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-599K- 47.43% |
$9.73M - $11.4M
|
664K
$12.8M
|
|
|
Aug 08, 2025
Q2 2025
|
Advisors Capital Management, LLC
Ridgewood, NJ |
SELL
|
- |
-259K- 25.53% |
$4.2M - $4.94M
|
755K
$14.6M
|
|
|
Jul 25, 2025
Q2 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-216K- 90.47% |
$3.5M - $4.12M
|
22.7K
$439K
|
|
|
Aug 07, 2025
Q2 2025
|
Connor, Clark & Lunn Investment Management Ltd.
|
SELL
|
- |
-151K- 40.96% |
$2.46M - $2.89M
|
218K
$4.22M
|
|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-145K- 9.2% |
$2.35M - $2.77M
|
1.43M
$27.6M
|
|
|
Aug 14, 2025
Q2 2025
|
Aquatic Capital Management LLC
Chicago, IL |
SELL
|
- |
-85.6K- 94.05% |
$1.39M - $1.63M
|
5.42K
$105K
|
|
|
Aug 18, 2025
Q2 2025
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
PUT |
-57.4K- 56.83% |
$932K - $1.1M
|
43.6K
$843K
|
|
|
Aug 05, 2025
Q2 2025
|
Simplex Trading, LLC
|
SELL
|
- |
-55.3K- 75.85% |
$897K - $1.06M
|
17.6K
$340K
|
|
|
Aug 07, 2025
Q2 2025
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-51.7K- 58.43% |
$840K - $988K
|
36.8K
$711K
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
PUT |
-49.9K- 20.31% |
$810K - $953K
|
196K
$3.78M
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-40.7K- 49.3% |
$660K - $777K
|
41.8K
$808K
|
|
|
Aug 12, 2025
Q2 2025
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-30.7K- 7.42% |
$498K - $586K
|
383K
$7.4M
|
|
|
Aug 18, 2025
Q2 2025
|
Wolverine Trading, LLC
Chicago, IL |
SELL
|
- |
-29.7K- 69.99% |
$482K - $567K
|
12.7K
$246K
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-29K- 23.08% |
$471K - $554K
|
96.6K
$1.87M
|
|
|
Aug 06, 2025
Q2 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-27.9K- 27.01% |
$454K - $534K
|
75.5K
$1.46M
|
|
|
Aug 12, 2025
Q2 2025
|
Global Retirement Partners, LLC
|
SELL
|
- |
-27.8K- 54.2% |
$452K - $531K
|
23.5K
$455K
|
|
|
Aug 19, 2025
Q2 2025
|
Advisory Services Network, LLC
|
SELL
|
- |
-20.1K- 40.49% |
$327K - $384K
|
29.6K
$571K
|
|
|
Aug 06, 2025
Q2 2025
|
S&T Bank
Indiana, PA |
SELL
|
- |
-18.2K- 5.95% |
$296K - $348K
|
288K
$5.57M
|
|
|
Aug 08, 2025
Q2 2025
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-17.4K- 32.56% |
$283K - $333K
|
36.1K
$698K
|
|
|
Jul 21, 2025
Q2 2025
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-16.4K- 73.22% |
$266K - $313K
|
6K
$116K
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-15.7K- 1.95% |
$255K - $300K
|
788K
$15.2M
|
|
|
Aug 11, 2025
Q2 2025
|
Private Advisor Group, LLC
|
SELL
|
- |
-15.2K- 10.79% |
$246K - $290K
|
125K
$2.42M
|
|
|
Aug 14, 2025
Q2 2025
|
Napa Wealth Management
Napa, CA |
SELL
|
- |
-14.6K- 11.8% |
$237K - $278K
|
109K
$2.11M
|
|
|
Jul 30, 2025
Q2 2025
|
Brookstone Capital Management
|
SELL
|
- |
-14.1K- 52.3% |
$229K - $269K
|
12.9K
$249K
|
|
|
Jul 16, 2025
Q2 2025
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-12.6K- 32.5% |
$204K - $240K
|
26.1K
$505K
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-10.7K- 47.6% |
$175K - $205K
|
11.8K
$229K
|
|
|
Aug 08, 2025
Q2 2025
|
Foundations Investment Advisors, LLC
|
SELL
|
- |
-10.5K- 29.53% |
$171K - $201K
|
25.2K
$487K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-10.5K- 1.63% |
$170K - $200K
|
634K
$12.3M
|
|
|
Jul 25, 2025
Q2 2025
|
Penbrook Management LLC
|
SELL
|
- |
-10.4K- 41.71% |
$169K - $199K
|
14.6K
$282K
|
|
|
Jul 31, 2025
Q2 2025
|
Nisa Investment Advisors, LLC
|
SELL
|
- |
-9.23K- 98.15% |
$150K - $176K
|
174
$3.36K
|
|
|
Jul 22, 2025
Q2 2025
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
SELL
|
- |
-7.4K- 23.67% |
$120K - $141K
|
23.9K
$462K
|
|
|
Jul 30, 2025
Q2 2025
|
Denali Advisors LLC
|
SELL
|
- |
-7.19K- 2.11% |
$117K - $137K
|
334K
$6.45M
|
|
|
Aug 13, 2025
Q2 2025
|
Lido Advisors, LLC
Los Angeles, CA |
SELL
|
- |
-5.31K- 8.67% |
$86.3K - $101K
|
56K
$1.08M
|
|
|
Aug 08, 2025
Q2 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-5.31K- 1.94% |
$86.2K - $101K
|
269K
$5.19M
|
|
|
Aug 12, 2025
Q2 2025
|
Srs Capital Advisors, Inc.
Denver, CO |
SELL
|
- |
-5.23K- 75.68% |
$85K - $100K
|
1.68K
$32.5K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.64K- 0.61% |
$75.3K - $88.6K
|
754K
$14.6M
|
|
|
Aug 13, 2025
Q2 2025
|
Prossimo Advisors, LLC
San Luis Obispo, CA |
SELL
|
- |
-4.37K- 25.03% |
$71K - $83.5K
|
13.1K
$253K
|
|
|
Aug 12, 2025
Q2 2025
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-4.36K- 3.74% |
$70.7K - $83.2K
|
112K
$2.17M
|
|
|
Aug 14, 2025
Q2 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-4.28K- 95.6% |
$69.5K - $81.7K
|
197
$3.81K
|
|
|
Aug 14, 2025
Q2 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
PUT |
-3.8K- 1.8% |
$61.7K - $72.6K
|
207K
$4M
|
|
|
Aug 11, 2025
Q2 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-3.79K- 4.95% |
$61.5K - $72.4K
|
72.7K
$1.41M
|
|
|
Aug 14, 2025
Q2 2025
|
Dark Forest Capital Management LP
Weston, CT |
SELL
|
- |
-3.69K- 12.01% |
$60K - $70.6K
|
27.1K
$523K
|
|
|
Jul 15, 2025
Q2 2025
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-3.49K- 6.52% |
$56.7K - $66.7K
|
50.1K
$969K
|
|
|
Aug 27, 2025
Q2 2025
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-3.13K- 5.98% |
$50.8K - $59.7K
|
49.2K
$951K
|
|
|
Aug 12, 2025
Q2 2025
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-3.03K- 12.91% |
$49.2K - $57.9K
|
20.4K
$395K
|
|
|
Aug 14, 2025
Q2 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-2.76K- 0.84% |
$44.9K - $52.8K
|
327K
$6.32M
|
|
|
Aug 11, 2025
Q2 2025
|
Inspire Advisors, LLC
Meridian, ID |
SELL
|
- |
-2.68K- 12.79% |
$43.5K - $51.1K
|
18.3K
$353K
|
|
|
Jul 14, 2025
Q2 2025
|
Armstrong Advisory Group, Inc
Needham, MA |
SELL
|
- |
-2.64K- 48.39% |
$42.9K - $50.4K
|
2.82K
$54.4K
|
|
|
Aug 13, 2025
Q2 2025
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-2.57K- 3.03% |
$41.7K - $49K
|
82K
$1.59M
|
|
|
Aug 14, 2025
Q2 2025
|
Toroso Investments, LLC
Massapequa, NY |
SELL
|
- |
-2.26K- 2.85% |
$36.7K - $43.2K
|
77.2K
$1.49M
|