Latest Institutional Sells of Hercules Capital, Inc. (HTGC)
This list provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 08, 2024
Q3 2024
|
Flputnam Investment Management CO
Portland, ME |
SELL
|
- |
-5.13K- 95.35% |
$90.9K - $111K
|
250
$4.64K
|
|
|
Nov 13, 2024
Q3 2024
|
C M Bidwell & Associates LTD
Honolulu, HI |
SELL
|
- |
-540- 12.92% |
$9.56K - $11.7K
|
3.64K
$67.6K
|
|
|
Feb 03, 2025
Q3 2024
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-464- 95.87% |
$8.22K - $10.1K
|
20
$371
|
|
|
Oct 24, 2024
Q3 2024
|
Old Port Advisors
|
SELL
|
- |
-432- 4.02% |
$7.65K - $9.36K
|
10.3K
$191K
|
|
|
Nov 14, 2024
Q3 2024
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-144- 10.33% |
$2.55K - $3.12K
|
1.25K
$23.2K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-9.88K- 40.26% |
$177K - $202K
|
14.7K
$272K
|
|
|
Aug 14, 2024
Q2 2024
|
D. E. Shaw & Co., Inc.
New York, NY |
SELL
|
CALL |
-5K- 33.33% |
$89.8K - $102K
|
10K
$186K
|
|
|
Aug 19, 2024
Q2 2024
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-2.18K- 14.37% |
$39.1K - $44.5K
|
13K
$241K
|
|
|
Aug 14, 2024
Q2 2024
|
Lm Advisors LLC
San Diego, CA |
SELL
|
- |
-1K- 8.4% |
$18K - $20.5K
|
10.9K
$202K
|
|
|
Aug 14, 2024
Q2 2024
|
Greenwich Investment Management, Inc.
Stamford, CT |
SELL
|
- |
-630- 2.66% |
$11.3K - $12.9K
|
23.1K
$428K
|
|
| Q1 2024 | |||||||
|
May 09, 2024
Q1 2024
|
Chesapeake Capital Corp /Il/
Richmond, VA |
SELL
|
- |
-15.3K- 25.61% |
$256K - $288K
|
44.5K
$826K
|
|
|
Apr 19, 2024
Q1 2024
|
Cutler Group LP
|
SELL
|
CALL |
-10.8K- 99.08% |
$180K - $203K
|
100
$1.86K
|
|
|
Jun 21, 2024
Q1 2024
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-3.21K- 95.97% |
$53.6K - $60.3K
|
135
$2.51K
|
|
|
May 02, 2024
Q1 2024
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-758- 5.18% |
$12.6K - $14.2K
|
13.9K
$258K
|
|
|
Jun 11, 2024
Q1 2024
|
Ever Source Wealth Advisors, LLC
|
SELL
|
- |
-466- 59.21% |
$7.77K - $8.75K
|
321
$5.96K
|
|
|
May 15, 2024
Q1 2024
|
Community Bank, N.A.
|
SELL
|
- |
-250- 28.57% |
$4.17K - $4.69K
|
625
$11.6K
|
|
|
Aug 08, 2024
Q1 2024
|
Abound Wealth Management
Franklin, TN |
SELL
|
- |
-90Closed |
$1.5K - $1.69K
|
0
$0
|
|
|
Jan 27, 2025
Q1 2024
|
Caitlin John, LLC
Brighton, MI |
SELL
|
- |
-87- 5.08% |
$1.45K - $1.63K
|
1.63K
$30.2K
|
|
|
May 01, 2024
Q1 2024
|
Ronald Blue Trust, Inc.
Brentwood, TN |
SELL
|
- |
-19- 0.47% |
$317 - $357
|
4K
$74.2K
|
|
| Q4 2023 | |||||||
|
Jan 26, 2024
Q4 2023
|
Miller Howard Investments Inc
|
SELL
|
- |
-130K- 32.5% |
$1.96M - $2.2M
|
270K
$5.01M
|
|
|
May 29, 2025
Q4 2023
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-5.52K- 0.47% |
$83.2K - $93.4K
|
1.17M
$21.7M
|
|
|
Feb 13, 2024
Q4 2023
|
Quadrature Capital LTD
London, X0 |
SELL
|
- |
-1.58K- 8.58% |
$23.8K - $26.7K
|
16.8K
$312K
|
|
|
Mar 05, 2024
Q4 2023
|
Ken Fisher
Fisher Asset Management, LLC | Camas, Wa
|
SELL
|
- |
-600- 4.8% |
$9.05K - $10.2K
|
11.9K
$221K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Balyasny Asset Management LLC
Chicago, IL |
SELL
|
- |
-95.7K- 71.42% |
$1.42M - $1.72M
|
38.3K
$711K
|
|
|
Nov 07, 2023
Q3 2023
|
First Republic Investment Management, Inc.
San Francisco, CA |
SELL
|
- |
-6.91K- 33.49% |
$103K - $125K
|
13.7K
$255K
|
|
|
Oct 24, 2023
Q3 2023
|
Channel Wealth LLC
Santa Barbara, CA |
SELL
|
- |
-809- 6.22% |
$12K - $14.6K
|
12.2K
$227K
|
|
| Q2 2023 | |||||||
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
PUT |
-10K- 28.57% |
$124K - $151K
|
25K
$464K
|
|
|
Jan 12, 2024
Q2 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-5.86K- 24.93% |
$72.5K - $88.4K
|
17.6K
$327K
|
|
|
Jul 20, 2023
Q2 2023
|
C2 C Wealth Management, LLC
|
SELL
|
- |
-2.15K- 5.35% |
$26.6K - $32.3K
|
38K
$705K
|
|
|
Aug 07, 2023
Q2 2023
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-1.24K- 7.25% |
$15.4K - $18.8K
|
15.9K
$295K
|
|
|
Aug 11, 2023
Q2 2023
|
Quest Investment Management LLC
Lake Oswego, OR |
SELL
|
- |
-1.2K- 7.84% |
$14.9K - $18.1K
|
14.1K
$262K
|
|
|
Aug 14, 2023
Q2 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
PUT |
-100- 0.4% |
$1.24K - $1.51K
|
25K
$464K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
PUT |
-429K- 71.45% |
$4.96M - $6.97M
|
172K
$3.18M
|
|
|
May 15, 2023
Q1 2023
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
SELL
|
PUT |
-290K- 68.82% |
$3.35M - $4.7M
|
131K
$2.44M
|
|
|
May 12, 2023
Q1 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
SELL
|
- |
-1K- 33.33% |
$11.6K - $16.2K
|
2K
$37.1K
|
|
| Q4 2022 | |||||||
|
Feb 10, 2023
Q4 2022
|
Granite Investment Partners, LLC
|
SELL
|
- |
-17.7K- 2.14% |
$205K - $265K
|
811K
$15.1M
|
|
|
Feb 10, 2023
Q4 2022
|
Heritage Trust CO
Oklahoma City, OK |
SELL
|
- |
-16.1K- 57.66% |
$187K - $241K
|
11.9K
$220K
|
|
|
Feb 10, 2023
Q4 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-14.5K- 44.46% |
$167K - $216K
|
18.1K
$335K
|
|
|
Feb 08, 2023
Q4 2022
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-2.5K- 2.03% |
$29K - $37.3K
|
121K
$2.24M
|
|
|
Jan 26, 2023
Q4 2022
|
Granite Shares Advisors LLC
|
SELL
|
- |
-726- 1.53% |
$8.41K - $10.8K
|
46.6K
$865K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Pictet North America Advisors Sa
|
SELL
|
- |
-62.9K- 48.35% |
$720K - $1.6M
|
67.2K
$1.25M
|
|
|
Nov 10, 2022
Q3 2022
|
Banque Pictet & Cie Sa
|
SELL
|
- |
-62.9K- 48.35% |
$720K - $1.6M
|
67.2K
$1.25M
|
|
|
Nov 10, 2022
Q3 2022
|
Cedar Wealth Management, LLC
Walnut Creek, CA |
SELL
|
- |
-8.38K- 46.18% |
$95.9K - $213K
|
9.76K
$181K
|
|
|
Nov 21, 2022
Q3 2022
|
Four Thought Financial, LLC
Venice, FL |
SELL
|
- |
-2.12K- 6.57% |
$24.3K - $53.9K
|
30.1K
$559K
|
|
|
Oct 27, 2022
Q3 2022
|
Redhawk Wealth Advisors, Inc.
Minneapolis, MN |
SELL
|
- |
-1.63K- 12.35% |
$18.7K - $41.6K
|
11.6K
$215K
|
|
|
Aug 16, 2024
Q3 2022
|
Td Private Client Wealth LLC
New York, NY |
SELL
|
- |
-1.49KClosed |
$17K - $37.9K
|
0
$0
|
|
|
Oct 13, 2022
Q3 2022
|
Activest Wealth Management
|
SELL
|
- |
-765Closed |
$8.76K - $19.5K
|
0
$0
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
1832 Asset Management L.P.
Toronto, A6 |
SELL
|
- |
-588KClosed |
$7.53M - $11.1M
|
0
$0
|
|
|
Jul 19, 2022
Q2 2022
|
Leeward Investments, LLC Ma
|
SELL
|
- |
-147K- 18.49% |
$1.89M - $2.78M
|
649K
$12M
|
|
|
Aug 15, 2022
Q2 2022
|
Price T Rowe Associates Inc
Baltimore, MD |
SELL
|
- |
-143K- 8.04% |
$1.84M - $2.71M
|
1.64M
$30.4M
|
|