Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 16, 2025
Q1 2025
|
Mount Yale Investment Advisors, LLC
|
BUY
|
- |
6.31K+ 4.28% |
$114K - $139K
|
154K
$2.86M
|
|
|
Apr 16, 2025
Q1 2025
|
Big Sur Wealth Management LLC
Miami, FL |
BUY
|
- |
15K+ 61.22% |
$270K - $330K
|
39.5K
$733K
|
|
|
Apr 10, 2025
Q1 2025
|
Diligent Investors, LLC
|
BUY
|
- |
20+ 0.08% |
$360 - $440
|
24.5K
$454K
|
|
|
Apr 10, 2025
Q1 2025
|
Naples Global Advisors, LLC
Naples, FL |
BUY
|
- |
1.82K+ 2.92% |
$32.7K - $39.9K
|
64.1K
$1.19M
|
|
|
Apr 10, 2025
Q1 2025
|
Accel Wealth Management
|
BUY
|
- |
3.84K+ 22.57% |
$69.1K - $84.4K
|
20.8K
$387K
|
|
|
Apr 10, 2025
Q1 2025
|
Hennion & Walsh Asset Management, Inc.
|
BUY
|
- |
16+ 0.02% |
$288 - $352
|
88.5K
$1.64M
|
|
|
Apr 09, 2025
Q1 2025
|
West Financial Advisors, LLC
|
BUY
|
- |
1+ 2.0% |
$18 - $22
|
51
$947
|
|
|
Apr 09, 2025
Q1 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
710New |
$12.8K - $15.6K
|
710
$13.2K
|
|
|
Apr 09, 2025
Q1 2025
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
475New |
$8.55K - $10.5K
|
475
$8.82K
|
|
|
Apr 09, 2025
Q1 2025
|
Fulton Bank, N.A.
|
SELL
|
- |
-500- 3.75% |
$9.01K - $11K
|
12.8K
$238K
|
|
|
Apr 07, 2025
Q1 2025
|
Summit Global Investments
Bountiful, UT |
BUY
|
- |
24.2KNew |
$436K - $532K
|
24.2K
$449K
|
|
|
Apr 01, 2025
Q1 2025
|
Penbrook Management LLC
|
BUY
|
- |
380+ 1.54% |
$6.84K - $8.36K
|
25K
$464K
|
|
| Q4 2024 | |||||||
|
Jun 30, 2025
Q4 2024
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-70- 2.21% |
$1.3K - $1.42K
|
3.1K
$57.5K
|
|
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-16.3K- 13.2% |
$302K - $330K
|
107K
$1.99M
|
|
|
Feb 24, 2025
Q4 2024
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
1.36KNew |
$25.2K - $27.5K
|
1.36K
$25.3K
|
|
|
Feb 14, 2025
Q4 2024
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-505- 3.41% |
$9.36K - $10.2K
|
14.3K
$266K
|
|
|
Feb 14, 2025
Q4 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
3.02K+ 7.32% |
$56K - $61.1K
|
44.3K
$822K
|
|
|
Feb 14, 2025
Q4 2024
|
Brown Advisory Inc
|
SELL
|
- |
-1K- 5.58% |
$18.5K - $20.2K
|
16.9K
$314K
|
|
|
Feb 14, 2025
Q4 2024
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
210+ 1750.0% |
$3.89K - $4.25K
|
222
$4.12K
|
|
|
Feb 14, 2025
Q4 2024
|
Creegan & Nassoura Financial Group, LLC
Portsmouth, NH |
SELL
|
- |
-200- 0.25% |
$3.71K - $4.04K
|
80.2K
$1.49M
|
|
|
Feb 14, 2025
Q4 2024
|
Quarry LP
New York, NY |
BUY
|
- |
2.39KNew |
$44.2K - $48.3K
|
2.39K
$44.3K
|
|
|
Feb 14, 2025
Q4 2024
|
Studio Investment Management LLC
Chicago, IL |
BUY
|
- |
313New |
$5.8K - $6.33K
|
313
$5.81K
|
|
|
Feb 14, 2025
Q4 2024
|
Occudo Quantitative Strategies LP
Fort Lauderdale, FL |
BUY
|
- |
4.85K+ 45.56% |
$89.8K - $98K
|
15.5K
$287K
|
|
|
Feb 14, 2025
Q4 2024
|
Phar Vision Advisers, LLC
Boca Raton, FL |
BUY
|
- |
10.1KNew |
$187K - $204K
|
10.1K
$188K
|
|
|
Feb 14, 2025
Q4 2024
|
Talon Private Wealth, LLC
The Villages, FL |
BUY
|
- |
14.5KNew |
$268K - $293K
|
14.5K
$269K
|
|
|
Feb 14, 2025
Q4 2024
|
Parvin Asset Management, LLC
Sioux Falls, SD |
BUY
|
- |
100New |
$1.85K - $2.02K
|
100
$1.86K
|
|
|
Feb 14, 2025
Q4 2024
|
Pennington Partners & Co., LLC
Bethesda, MD |
BUY
|
- |
96.7KNew |
$1.79M - $1.96M
|
96.7K
$1.79M
|
|
|
Feb 14, 2025
Q4 2024
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
250KNew |
$4.63M - $5.05M
|
250K
$4.63M
|
|
|
Feb 13, 2025
Q4 2024
|
Russell Investments Group, Ltd.
|
BUY
|
- |
220+ 73.33% |
$4.08K - $4.45K
|
520
$9.65K
|
|
|
Feb 13, 2025
Q4 2024
|
Alps Advisors Inc
Denver, CO |
SELL
|
- |
-2.34K- 4.22% |
$43.3K - $47.2K
|
53K
$984K
|
|
|
Feb 13, 2025
Q4 2024
|
Keystone Financial Group
|
BUY
|
- |
12.2KNew |
$226K - $247K
|
12.2K
$226K
|
|
|
Feb 13, 2025
Q4 2024
|
Geo Wealth Management, LLC
Chicago, IL |
BUY
|
- |
10KNew |
$185K - $202K
|
10K
$186K
|
|
|
Feb 13, 2025
Q4 2024
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
32.3K+ 214.25% |
$598K - $652K
|
47.3K
$878K
|
|
|
Feb 13, 2025
Q4 2024
|
Evergreen Capital Management LLC
Bellevue, WA |
BUY
|
- |
10.5KNew |
$194K - $212K
|
10.5K
$195K
|
|
|
Feb 13, 2025
Q4 2024
|
Transce3nd, LLC
Kyle, TX |
BUY
|
- |
16New |
$296 - $324
|
16
$297
|
|
|
Feb 13, 2025
Q4 2024
|
Crestline Management, LP
Fort Worth, TX |
SELL
|
- |
-12.8K- 34.24% |
$237K - $259K
|
24.6K
$457K
|
|
|
Feb 12, 2025
Q4 2024
|
Exodus Point Capital Management, LP
New York, NY |
BUY
|
- |
26.9KNew |
$498K - $544K
|
26.9K
$499K
|
|
|
Feb 12, 2025
Q4 2024
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
SELL
|
- |
-94.7K- 61.01% |
$1.75M - $1.91M
|
60.5K
$1.12M
|
|
|
Feb 11, 2025
Q4 2024
|
Magnetar Financial LLC
Evanston, IL |
BUY
|
- |
16.1KNew |
$299K - $326K
|
16.1K
$299K
|
|
|
Feb 11, 2025
Q4 2024
|
Acadian Asset Management LLC
Boston, MA |
BUY
|
- |
1.38KNew |
$25.6K - $28K
|
1.38K
$25.7K
|
|
|
Feb 11, 2025
Q4 2024
|
Crowley Wealth Management, Inc.
Wilmington, DE |
BUY
|
- |
900New |
$16.7K - $18.2K
|
900
$16.7K
|
|
|
Feb 10, 2025
Q4 2024
|
Vsm Wealth Advisory, LLC
Hunt Valley, MD |
BUY
|
- |
300New |
$5.56K - $6.07K
|
300
$5.57K
|
|
|
Feb 10, 2025
Q4 2024
|
Axxcess Wealth Management, LLC
Carlsbad, CA |
BUY
|
- |
1.88K+ 12.25% |
$34.7K - $37.9K
|
17.2K
$319K
|
|
|
Feb 10, 2025
Q4 2024
|
Gwn Securities Inc.
Palm Beach Gardens, FL |
BUY
|
- |
11.6KNew |
$215K - $234K
|
11.6K
$215K
|
|
|
Feb 10, 2025
Q4 2024
|
Van Hulzen Asset Management, LLC
|
BUY
|
- |
4.3KNew |
$79.7K - $86.9K
|
4.3K
$79.8K
|
|
|
Feb 10, 2025
Q4 2024
|
Diversified Enterprises, LLC
Wilmington, DE |
BUY
|
- |
10.3KNew |
$191K - $209K
|
10.3K
$191K
|
|
|
Feb 10, 2025
Q4 2024
|
Balboa Wealth Partners
Newport Beach, CA |
BUY
|
- |
1.56K+ 5.78% |
$28.8K - $31.4K
|
28.4K
$528K
|
|
|
Feb 10, 2025
Q4 2024
|
Wintrust Investments LLC
Chicago, IL |
BUY
|
- |
1.58K+ 13.83% |
$29.3K - $32K
|
13K
$242K
|
|
|
Feb 07, 2025
Q4 2024
|
Gsa Capital Partners LLP
London, X0 |
BUY
|
- |
14.5KNew |
$269K - $293K
|
14.5K
$269K
|
|
|
Feb 07, 2025
Q4 2024
|
Wealthfront Advisers LLC
|
BUY
|
- |
48.6KNew |
$901K - $983K
|
48.6K
$902K
|
|