Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 19, 2023
Q3 2023
|
Lineweaver Wealth Advisors, LLC
|
BUY
|
- |
170+ 1.35% |
$2.53K - $3.06K
|
12.7K
$236K
|
|
|
Oct 16, 2023
Q3 2023
|
Palumbo Wealth Management LLC
Great Neck, NY |
BUY
|
- |
36KNew |
$535K - $649K
|
36K
$668K
|
|
| Q2 2023 | |||||||
|
Jan 12, 2024
Q2 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-5.86K- 24.93% |
$72.5K - $88.4K
|
17.6K
$327K
|
|
|
Aug 14, 2023
Q2 2023
|
Wetherby Asset Management Inc
San Francisco, CA |
BUY
|
- |
113+ 0.79% |
$1.4K - $1.7K
|
14.4K
$267K
|
|
|
Aug 14, 2023
Q2 2023
|
Schonfeld Strategic Advisors LLC
New York, NY |
SELL
|
PUT |
-100- 0.4% |
$1.24K - $1.51K
|
25K
$464K
|
|
|
Aug 14, 2023
Q2 2023
|
Ergoteles LLC
New York, NY |
BUY
|
- |
16.3KNew |
$202K - $246K
|
16.3K
$303K
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
PUT |
-10K- 28.57% |
$124K - $151K
|
25K
$464K
|
|
|
Aug 11, 2023
Q2 2023
|
Quest Investment Management LLC
Lake Oswego, OR |
SELL
|
- |
-1.2K- 7.84% |
$14.9K - $18.1K
|
14.1K
$262K
|
|
|
Aug 10, 2023
Q2 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
1KNew |
$12.4K - $15.1K
|
1K
$18.6K
|
|
|
Aug 10, 2023
Q2 2023
|
Axs Investments LLC
Port Chester, NY |
BUY
|
- |
6KNew |
$74.3K - $90.5K
|
6K
$111K
|
|
|
Aug 07, 2023
Q2 2023
|
Vestmark Advisory Solutions, Inc.
|
SELL
|
- |
-1.24K- 7.25% |
$15.4K - $18.8K
|
15.9K
$295K
|
|
|
Aug 01, 2023
Q2 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
BUY
|
- |
93+ 3.08% |
$1.15K - $1.4K
|
3.11K
$57.7K
|
|
|
Jul 24, 2023
Q2 2023
|
Toth Financial Advisory Corp
|
BUY
|
- |
2.1KNew |
$26K - $31.7K
|
2.1K
$39K
|
|
|
Jul 20, 2023
Q2 2023
|
C2 C Wealth Management, LLC
|
SELL
|
- |
-2.15K- 5.35% |
$26.6K - $32.3K
|
38K
$705K
|
|
| Q1 2023 | |||||||
|
May 14, 2024
Q1 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
PUT |
215KNew |
$2.48M - $3.49M
|
215K
$3.99M
|
|
|
Sep 25, 2023
Q1 2023
|
Brookfield Asset Management Inc.
Toronto, A6 |
BUY
|
PUT |
140KNew |
$1.62M - $2.27M
|
140K
$2.6M
|
|
|
May 15, 2023
Q1 2023
|
Belvedere Trading LLC
|
BUY
|
PUT |
37.6KNew |
$435K - $611K
|
37.6K
$698K
|
|
|
May 15, 2023
Q1 2023
|
J. Goldman & CO LP
New York, NY |
BUY
|
PUT |
282KNew |
$3.25M - $4.57M
|
282K
$5.22M
|
|
|
May 15, 2023
Q1 2023
|
Caption Management, LLC
Oklahoma City, OK |
SELL
|
PUT |
-429K- 71.45% |
$4.96M - $6.97M
|
172K
$3.18M
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
176+ 0.94% |
$2.03K - $2.86K
|
19K
$353K
|
|
|
May 15, 2023
Q1 2023
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
- |
16.1K+ 40.62% |
$186K - $261K
|
55.7K
$1.03M
|
|
|
May 15, 2023
Q1 2023
|
T. Rowe Price Investment Management, Inc.
Baltimore, MD |
BUY
|
- |
23.1K+ 1.67% |
$267K - $376K
|
1.4M
$26.1M
|
|
|
May 15, 2023
Q1 2023
|
Bayesian Capital Management, LP
Brooklyn, NY |
BUY
|
- |
12.4KNew |
$143K - $201K
|
12.4K
$229K
|
|
|
May 15, 2023
Q1 2023
|
Shay Capital LLC
New York, NY |
BUY
|
PUT |
15.5K+ 29.64% |
$179K - $252K
|
67.8K
$1.26M
|
|
|
May 15, 2023
Q1 2023
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
SELL
|
PUT |
-290K- 68.82% |
$3.35M - $4.7M
|
131K
$2.44M
|
|
|
May 12, 2023
Q1 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
SELL
|
- |
-1K- 33.33% |
$11.6K - $16.2K
|
2K
$37.1K
|
|
|
May 12, 2023
Q1 2023
|
Cooper Creek Partners Management LLC
New York, NY |
BUY
|
- |
544KNew |
$6.29M - $8.83M
|
544K
$10.1M
|
|
|
May 10, 2023
Q1 2023
|
Hst Ventures, LLC
|
BUY
|
- |
41.3KNew |
$478K - $671K
|
41.3K
$767K
|
|
|
May 09, 2023
Q1 2023
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
25.2KNew |
$291K - $409K
|
25.2K
$468K
|
|
|
May 08, 2023
Q1 2023
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
59+ 2.92% |
$682 - $958
|
2.08K
$38.6K
|
|
|
May 05, 2023
Q1 2023
|
Alpha Dna Investment Management LLC
Columbia, MD |
BUY
|
- |
160+ 0.21% |
$1.85K - $2.6K
|
77.4K
$1.44M
|
|
|
May 04, 2023
Q1 2023
|
Emerald Mutual Fund Advisers Trust
|
BUY
|
- |
28KNew |
$324K - $455K
|
28K
$520K
|
|
|
May 03, 2023
Q1 2023
|
Tci Wealth Advisors, Inc.
|
BUY
|
- |
7+ 1.62% |
$80.9 - $114
|
440
$8.17K
|
|
|
May 02, 2023
Q1 2023
|
All Square Wealth Management LLC
Albany, NY |
BUY
|
- |
1KNew |
$11.6K - $16.2K
|
1K
$18.6K
|
|
|
May 02, 2023
Q1 2023
|
Endurance Wealth Management, Inc.
|
BUY
|
- |
7.49KNew |
$86.6K - $122K
|
7.49K
$139K
|
|
|
May 01, 2023
Q1 2023
|
New Square Capital LLC
|
BUY
|
- |
500New |
$5.78K - $8.12K
|
500
$9.28K
|
|
|
Apr 28, 2023
Q1 2023
|
Strategic Blueprint, LLC
Atlanta, GA |
BUY
|
- |
87+ 0.72% |
$1.01K - $1.41K
|
12.2K
$226K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
4.7KNew |
$54.4K - $76.4K
|
4.7K
$87.3K
|
|
| Q4 2022 | |||||||
|
Sep 01, 2023
Q4 2022
|
Jag Capital Management, LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
3.16KNew |
$36.6K - $47.2K
|
3.16K
$58.6K
|
|
|
Feb 14, 2023
Q4 2022
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
12.8KNew |
$148K - $191K
|
12.8K
$237K
|
|
|
Feb 14, 2023
Q4 2022
|
Freedom Wealth Alliance, LLC
Brookfield, WI |
BUY
|
- |
300New |
$3.48K - $4.48K
|
300
$5.57K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
64New |
$742 - $956
|
64
$1.19K
|
|
|
Feb 14, 2023
Q4 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
10.4KNew |
$120K - $155K
|
10.4K
$193K
|
|
|
Feb 14, 2023
Q4 2022
|
Conversant Capital LLC
Summit, NJ |
BUY
|
- |
325KNew |
$3.77M - $4.85M
|
325K
$6.03M
|
|
|
Feb 13, 2023
Q4 2022
|
Meridian Wealth Management, LLC
|
BUY
|
- |
81KNew |
$939K - $1.21M
|
81K
$1.5M
|
|
|
Feb 13, 2023
Q4 2022
|
Mc Gowan Group Asset Management, Inc.
Dallas, TX |
BUY
|
- |
7.06K+ 1.66% |
$81.8K - $105K
|
431K
$8M
|
|
|
Feb 13, 2023
Q4 2022
|
Clear Street Markets LLC
|
BUY
|
- |
300New |
$3.48K - $4.48K
|
300
$5.57K
|
|
|
Feb 13, 2023
Q4 2022
|
Cipher Capital LP
New York, NY |
BUY
|
- |
23.7KNew |
$275K - $355K
|
23.7K
$441K
|
|
|
Feb 13, 2023
Q4 2022
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
10.2KNew |
$118K - $153K
|
10.2K
$190K
|
|