Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 10, 2020
Q4 2019
|
Larson Financial Group LLC
|
SELL
|
- |
-200Closed |
$2.6K - $2.89K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 15, 2019
Q3 2019
|
Pvg Asset Management Corp
Golden, CO |
SELL
|
- |
-74KClosed |
$937K - $994K
|
0
$0
|
|
|
Nov 15, 2019
Q3 2019
|
One Ascent Financial Services LLC
Birmingham, AL |
SELL
|
- |
-12.9KClosed |
$163K - $173K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-12.8KClosed |
$162K - $172K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Ejf Capital LLC
Arlington, VA |
SELL
|
- |
-20KClosed |
$253K - $269K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Private Portfolio Partners LLC
|
SELL
|
- |
-17.6KClosed |
$223K - $236K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Ack Asset Management LLC
Greenwich, CT |
BUY
|
- |
12.1KNew |
$153K - $163K
|
12.1K
$233K
|
|
|
Nov 12, 2019
Q3 2019
|
Alpha Omega Wealth Management LLC
|
SELL
|
- |
-549Closed |
$6.95K - $7.38K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Next Capital Management LLC
|
SELL
|
- |
-432Closed |
$5.47K - $5.81K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Aptus Capital Advisors, LLC
|
SELL
|
- |
-60.2KClosed |
$762K - $809K
|
0
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Monashee Investment Management LLC
Boston, MA |
SELL
|
- |
-25KClosed |
$317K - $336K
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Summit Global Investments
Bountiful, UT |
SELL
|
- |
-46.7KClosed |
$591K - $628K
|
0
$0
|
|
|
Nov 06, 2019
Q3 2019
|
Rational Advisors LLC
Huntington, NY |
SELL
|
- |
-25KClosed |
$317K - $336K
|
0
$0
|
|
|
Oct 30, 2019
Q3 2019
|
James Investment Research Inc
|
SELL
|
- |
-1.8KClosed |
$22.8K - $24.2K
|
0
$0
|
|
|
Oct 29, 2019
Q3 2019
|
Wespac Advisors, LLC
|
SELL
|
- |
-15.3KClosed |
$194K - $206K
|
0
$0
|
|
|
Oct 24, 2019
Q3 2019
|
Trust CO Of Vermont
|
SELL
|
- |
-748Closed |
$9.47K - $10.1K
|
0
$0
|
|
|
Oct 02, 2019
Q3 2019
|
Advocacy Wealth Management Services, LLC
|
SELL
|
- |
-800Closed |
$10.1K - $10.8K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Blueshift Asset Management, LLC
Red Bank, NJ |
SELL
|
- |
-28.1KClosed |
$353K - $387K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-472Closed |
$5.93K - $6.49K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-329KClosed |
$4.13M - $4.52M
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-152KClosed |
$1.91M - $2.09M
|
0
$0
|
|
|
Aug 13, 2019
Q2 2019
|
Sumitomo Mitsui Ds Asset Management Company, LTD
|
SELL
|
- |
-198KClosed |
$2.5M - $2.73M
|
0
$0
|
|
|
Aug 09, 2019
Q2 2019
|
Sg3 Management, LLC
Dorado, PR |
SELL
|
PUT |
-10KClosed |
$126K - $138K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Omnia Family Wealth, LLC
|
SELL
|
- |
-432Closed |
$5.43K - $5.94K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-2.5KClosed |
$31.4K - $34.4K
|
0
$0
|
|
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-1.4KClosed |
$17.6K - $19.3K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Teachers Retirement System Of The State Of Kentucky
Frankfort, KY |
SELL
|
- |
-63.4KClosed |
$712K - $890K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Annex Advisory Services, LLC
|
SELL
|
- |
-17.6KClosed |
$197K - $246K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Public Employees Retirement System Of Ohio
Columbus, OH |
SELL
|
- |
-134KClosed |
$1.51M - $1.89M
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Blue Crest Capital Management LTD
St Helier, Y9 |
SELL
|
- |
-27.7KClosed |
$311K - $389K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Loomis Sayles & CO L P
|
SELL
|
- |
-425KClosed |
$4.77M - $5.96M
|
0
$0
|
|
|
May 14, 2019
Q1 2019
|
Pine Bridge Investments, L.P.
|
SELL
|
- |
-62.7KClosed |
$704K - $880K
|
0
$0
|
|
|
May 13, 2019
Q1 2019
|
State Of Tennessee, Treasury Department
Nashville, TN |
SELL
|
- |
-11.5KClosed |
$129K - $161K
|
0
$0
|
|
|
Apr 29, 2019
Q1 2019
|
Cno Financial Group, Inc.
|
SELL
|
- |
-379KClosed |
$4.26M - $5.33M
|
0
$0
|
|
|
Apr 29, 2019
Q1 2019
|
Patriot Financial Group Insurance Agency, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Apr 29, 2019
Q1 2019
|
Tufton Capital Management
|
SELL
|
- |
-13KClosed |
$146K - $182K
|
0
$0
|
|
|
Apr 09, 2019
Q1 2019
|
Joel Isaacson & Co., LLC
|
SELL
|
- |
-25KClosed |
$281K - $351K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 10, 2021
Q4 2018
|
Black Swift Group, LLC
Boulder, CO |
SELL
|
- |
-7.5KClosed |
$79.7K - $99.6K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Signet Financial Management, LLC
Parsippany, NJ |
SELL
|
- |
-1KClosed |
$10.6K - $13.3K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Hbk Investments L P
Dallas, TX |
BUY
|
- |
36.6K+ 29.11% |
$389K - $486K
|
162K
$3.12M
|
|
|
Feb 14, 2019
Q4 2018
|
Susquehanna Fundamental Investments, LLC
Bala Cynwyd, PA |
SELL
|
- |
-49.9KClosed |
$531K - $663K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Principal Financial Group Inc
Des Moines, IA |
SELL
|
- |
-2.34MClosed |
$24.9M - $31.1M
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-18.7KClosed |
$199K - $248K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Hap Trading, LLC
New York, NY |
SELL
|
PUT |
-11.6KClosed |
$123K - $154K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Girard Partners Ltd.
|
SELL
|
- |
-1.8KClosed |
$19.1K - $23.9K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Proficio Capital Partners LLC
Newton, MA |
SELL
|
- |
-988Closed |
$10.5K - $13.1K
|
0
$0
|
|
|
Feb 05, 2019
Q4 2018
|
Destination Wealth Management
|
SELL
|
- |
-85Closed |
$904 - $1.13K
|
0
$0
|
|
|
Feb 04, 2019
Q4 2018
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-2KClosed |
$21.3K - $26.6K
|
0
$0
|
|
|
Jan 30, 2019
Q4 2018
|
First Personal Financial Services
|
SELL
|
- |
-368Closed |
$3.91K - $4.89K
|
0
$0
|
|
|
Jan 30, 2019
Q4 2018
|
Mc Adam, LLC
|
SELL
|
- |
-500Closed |
$5.32K - $6.64K
|
0
$0
|
|