Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jul 11, 2022
Q2 2022
|
Foresight Capital Management Advisors, Inc.
|
BUY
|
- |
104KNew |
$1.33M - $1.97M
|
104K
$1.98M
|
|
Jul 08, 2022
Q2 2022
|
Covington Capital Management
|
SELL
|
- |
-992- 39.81% |
$12.7K - $18.8K
|
1.5K
$28.5K
|
|
Jul 06, 2022
Q2 2022
|
Goal Vest Advisory LLC
|
BUY
|
- |
200New |
$2.56K - $3.78K
|
200
$3.8K
|
|
Jul 06, 2022
Q2 2022
|
Farmer Steven Patrick
|
BUY
|
- |
404KNew |
$5.18M - $7.64M
|
404K
$7.68M
|
|
Q1 2022 | |||||||
May 16, 2022
Q1 2022
|
Elequin Capital LP
New York, NY |
SELL
|
CALL |
-66.9KClosed |
$1.11M - $1.22M
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Man Group PLC
London, X0 |
SELL
|
- |
-13.2KClosed |
$218K - $240K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Eaton Vance Management
Boston, MA |
SELL
|
- |
-100Closed |
$1.66K - $1.82K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
32KNew |
$530K - $584K
|
32K
$608K
|
|
May 16, 2022
Q1 2022
|
Cresset Asset Management, LLC
Chicago, IL |
SELL
|
- |
-12.1KClosed |
$200K - $220K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Beacon Capital Management, LLC
|
BUY
|
- |
795New |
$13.2K - $14.5K
|
795
$15.1K
|
|
May 16, 2022
Q1 2022
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
SELL
|
- |
-38.6KClosed |
$639K - $704K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Shanda Asset Management Holdings LTD
Singapore, U0 |
SELL
|
- |
-333KClosed |
$5.52M - $6.08M
|
0
$0
|
|
May 13, 2022
Q1 2022
|
Digital Bridge Group, Inc.
Boca Raton, FL |
SELL
|
PUT |
-30KClosed |
$497K - $547K
|
0
$0
|
|
May 12, 2022
Q1 2022
|
Cambridge Trust CO
Boston, MA |
SELL
|
- |
-620Closed |
$10.3K - $11.3K
|
0
$0
|
|
May 10, 2022
Q1 2022
|
Lebenthal Global Advisors, LLC
|
SELL
|
- |
-18.5KClosed |
$306K - $336K
|
0
$0
|
|
May 09, 2022
Q1 2022
|
Wealthsource Partners, LLC
|
SELL
|
- |
-65- 0.25% |
$1.08K - $1.18K
|
25.9K
$493K
|
|
May 06, 2022
Q1 2022
|
Retirement Planning CO Of New England, Inc.
Warwick, RI |
SELL
|
- |
-426Closed |
$7.05K - $7.77K
|
0
$0
|
|
May 04, 2022
Q1 2022
|
Abrdn PLC
|
SELL
|
- |
-279KClosed |
$4.61M - $5.08M
|
0
$0
|
|
Apr 22, 2022
Q1 2022
|
Exane Derivatives
|
SELL
|
- |
-370- 10.68% |
$6.13K - $6.75K
|
3.09K
$58.8K
|
|
Apr 21, 2022
Q1 2022
|
Private Capital Group, LLC
|
BUY
|
- |
98+ 66.22% |
$1.62K - $1.79K
|
246
$4.67K
|
|
Apr 20, 2022
Q1 2022
|
Psi Advisors, LLC
|
SELL
|
- |
-100Closed |
$1.66K - $1.82K
|
0
$0
|
|
Apr 19, 2022
Q1 2022
|
Joseph P. Lucia & Associates, LLC
|
BUY
|
- |
3.17KNew |
$52.5K - $57.8K
|
3.17K
$60.2K
|
|
Apr 13, 2022
Q1 2022
|
Webster Bank, N. A.
|
BUY
|
- |
495+ 54.7% |
$8.2K - $9.02K
|
1.4K
$26.6K
|
|
Apr 13, 2022
Q1 2022
|
Johnson Midwest Financial, LLC
|
BUY
|
- |
10.5KNew |
$174K - $191K
|
10.5K
$199K
|
|
Apr 12, 2022
Q1 2022
|
A. D. Beadell Investment Counsel, Inc.
|
SELL
|
- |
-184KClosed |
$3.06M - $3.36M
|
0
$0
|
|
Apr 08, 2022
Q1 2022
|
Optimum Investment Advisors
|
SELL
|
- |
-1.1KClosed |
$18.2K - $20.1K
|
0
$0
|
|
Q4 2021 | |||||||
Feb 14, 2022
Q4 2021
|
Zuckerman Investment Group, LLC
Chicago, IL |
SELL
|
- |
-10KClosed |
$161K - $181K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Clari Vest Asset Management LLC
San Diego, CA |
SELL
|
- |
-730Closed |
$11.8K - $13.2K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-15.6KClosed |
$251K - $281K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Alberta Investment Management Corp
Edmonton, A0 |
SELL
|
- |
-16KClosed |
$258K - $289K
|
0
$0
|
|
Feb 11, 2022
Q4 2021
|
Wealth Bridge Capital Management, LLC
Westerville, OH |
BUY
|
- |
12KNew |
$194K - $217K
|
12K
$228K
|
|
Feb 10, 2022
Q4 2021
|
Walled Lake Planning & Wealth Management, LLC
Winnetka, IL |
SELL
|
- |
-6.05KClosed |
$97.6K - $109K
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Paradigm Financial Partners, LLC
|
BUY
|
- |
18.2KNew |
$294K - $329K
|
18.2K
$346K
|
|
Feb 09, 2022
Q4 2021
|
Umb Bank, N.A.
|
BUY
|
- |
1.76KNew |
$28.5K - $31.9K
|
1.76K
$33.5K
|
|
Feb 02, 2022
Q4 2021
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-500Closed |
$8.07K - $9.04K
|
0
$0
|
|
Feb 02, 2022
Q4 2021
|
Mv Capital Management, Inc.
|
SELL
|
- |
-1.1KClosed |
$17.8K - $19.9K
|
0
$0
|
|
Jan 25, 2022
Q4 2021
|
Busey Wealth Management
|
SELL
|
- |
-14.5KClosed |
$233K - $261K
|
0
$0
|
|
Jan 13, 2022
Q4 2021
|
Exchange Traded Concepts, LLC
|
SELL
|
- |
-28.5KClosed |
$459K - $514K
|
0
$0
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-2.5KClosed |
$40.4K - $45.2K
|
0
$0
|
|
Q3 2021 | |||||||
Nov 15, 2021
Q3 2021
|
Stelac Advisory Services LLC
New York, NY |
SELL
|
- |
-12.9KClosed |
$212K - $226K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Claybrook Capital, LLC
|
BUY
|
- |
32.6KNew |
$538K - $573K
|
32.6K
$619K
|
|
Nov 15, 2021
Q3 2021
|
Prelude Capital Management, LLC
New York, NY |
BUY
|
PUT |
10KNew |
$165K - $176K
|
10K
$190K
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors LLC
Charlotte, NC |
SELL
|
- |
-209Closed |
$3.45K - $3.67K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Carmichael Hill & Associates, Inc.
|
BUY
|
- |
370New |
$6.11K - $6.5K
|
370
$7.03K
|
|
Nov 12, 2021
Q3 2021
|
Glenview Trust CO
Louisville, KY |
SELL
|
- |
-23.5KClosed |
$388K - $413K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Meridian Wealth Partners, LLC
Blue Bell, PA |
BUY
|
- |
1.67KNew |
$27.6K - $29.3K
|
1.67K
$31.7K
|
|
Nov 12, 2021
Q3 2021
|
Arrowstreet Capital, Limited Partnership
Boston, MA |
SELL
|
- |
-752KClosed |
$12.4M - $13.2M
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Bridgefront Capital, LLC
Austin, TX |
SELL
|
- |
-13.6KClosed |
$224K - $239K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Skandinaviska Enskilda Banken Ab (Publ)
Stockholm, V7 |
SELL
|
- |
-120KClosed |
$1.97M - $2.1M
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Inscription Capital, LLC
Houston, TX |
SELL
|
- |
-19KClosed |
$313K - $333K
|
0
$0
|