Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 29, 2024
Q3 2024
|
Van Eck Associates Corp
|
BUY
|
- |
291K+ 10.29% |
$5.15M - $6.3M
|
3.12M
$59.8M
|
|
|
Oct 29, 2024
Q3 2024
|
Janney Montgomery Scott LLC
|
BUY
|
- |
6.67K+ 2.24% |
$118K - $145K
|
304K
$5.84M
|
|
|
Oct 29, 2024
Q3 2024
|
Latitude Advisors, LLC
|
SELL
|
- |
-227- 2.14% |
$4.02K - $4.92K
|
10.4K
$200K
|
|
|
Oct 29, 2024
Q3 2024
|
Prossimo Advisors, LLC
San Luis Obispo, CA |
BUY
|
- |
355+ 2.09% |
$6.29K - $7.69K
|
17.3K
$332K
|
|
|
Oct 28, 2024
Q3 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
2.39K+ 59650.0% |
$42.3K - $51.7K
|
2.39K
$45.9K
|
|
|
Oct 28, 2024
Q3 2024
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
2.1K+ 15.45% |
$37.2K - $45.5K
|
15.7K
$302K
|
|
|
Oct 28, 2024
Q3 2024
|
Us Bancorp \De\
|
SELL
|
- |
-1.57K- 3.48% |
$27.8K - $34K
|
43.4K
$834K
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
14.9K+ 10.81% |
$263K - $322K
|
153K
$2.93M
|
|
|
Oct 25, 2024
Q3 2024
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
SELL
|
- |
-200- 4.74% |
$3.54K - $4.33K
|
4.02K
$77.1K
|
|
|
Oct 25, 2024
Q3 2024
|
Imc Chicago, LLC
|
BUY
|
- |
11.9KNew |
$211K - $258K
|
11.9K
$229K
|
|
|
Oct 25, 2024
Q3 2024
|
1620 Investment Advisors, Inc.
Plymouth, MA |
SELL
|
- |
-114- 0.36% |
$2.02K - $2.47K
|
31.6K
$608K
|
|
|
Oct 25, 2024
Q3 2024
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-334- 12.5% |
$5.92K - $7.24K
|
2.34K
$44.9K
|
|
|
Oct 25, 2024
Q3 2024
|
Steel Peak Wealth Management LLC
|
BUY
|
- |
1.12K+ 3.94% |
$19.8K - $24.2K
|
29.5K
$567K
|
|
|
Oct 24, 2024
Q3 2024
|
Arkadios Wealth Advisors
|
BUY
|
- |
900+ 1.64% |
$15.9K - $19.5K
|
55.8K
$1.07M
|
|
|
Oct 24, 2024
Q3 2024
|
Naples Global Advisors, LLC
Naples, FL |
BUY
|
- |
30+ 0.05% |
$531 - $650
|
61.7K
$1.18M
|
|
|
Oct 24, 2024
Q3 2024
|
Essex Financial Services, Inc.
|
BUY
|
- |
9.2K+ 17.15% |
$163K - $199K
|
62.8K
$1.21M
|
|
|
Oct 24, 2024
Q3 2024
|
Old Port Advisors
|
SELL
|
- |
-432- 4.02% |
$7.65K - $9.36K
|
10.3K
$198K
|
|
|
Oct 24, 2024
Q3 2024
|
Nisa Investment Advisors, LLC
|
BUY
|
- |
5.8KNew |
$103K - $126K
|
5.8K
$111K
|
|
|
Oct 24, 2024
Q3 2024
|
Autumn Glory Partners, LLC
|
BUY
|
- |
4K+ 38.1% |
$70.8K - $86.7K
|
14.5K
$279K
|
|
|
Oct 23, 2024
Q3 2024
|
Dakota Wealth Management
|
SELL
|
- |
-2.4K- 5.75% |
$42.5K - $52.1K
|
39.4K
$756K
|
|
|
Oct 23, 2024
Q3 2024
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
711+ 2.67% |
$12.6K - $15.4K
|
27.3K
$525K
|
|
|
Oct 23, 2024
Q3 2024
|
Mount Yale Investment Advisors, LLC
|
SELL
|
- |
-10.6K- 7.43% |
$188K - $230K
|
132K
$2.54M
|
|
|
Oct 23, 2024
Q3 2024
|
Allworth Financial LP
|
BUY
|
- |
58+ 6.41% |
$1.03K - $1.26K
|
963
$18.5K
|
|
|
Oct 23, 2024
Q3 2024
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
62.8K+ 16.97% |
$1.11M - $1.36M
|
433K
$8.32M
|
|
|
Oct 23, 2024
Q3 2024
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
17.1KNew |
$303K - $371K
|
17.1K
$329K
|
|
|
Oct 23, 2024
Q3 2024
|
Pfg Investments, LLC
Woodbury, NY |
BUY
|
- |
2.68K+ 2.48% |
$47.4K - $58.1K
|
111K
$2.13M
|
|
|
Oct 22, 2024
Q3 2024
|
Private Advisor Group, LLC
|
BUY
|
- |
27.2K+ 28.15% |
$482K - $590K
|
124K
$2.38M
|
|
|
Oct 22, 2024
Q3 2024
|
Grimes & Company, Inc.
|
BUY
|
- |
1.44K+ 8.01% |
$25.6K - $31.3K
|
19.5K
$374K
|
|
|
Oct 22, 2024
Q3 2024
|
Tfg Advisers LLC
|
BUY
|
- |
17.7K+ 93.87% |
$314K - $385K
|
36.7K
$704K
|
|
|
Oct 22, 2024
Q3 2024
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-20K- 15.14% |
$355K - $434K
|
112K
$2.16M
|
|
|
Oct 22, 2024
Q3 2024
|
Global Assets Advisory, LLC
Orlando, FL |
BUY
|
- |
1.03K+ 6.13% |
$18.2K - $22.3K
|
17.8K
$342K
|
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
386K+ 1861.83% |
$6.84M - $8.37M
|
407K
$7.82M
|
|
|
Oct 22, 2024
Q3 2024
|
Taylor Frigon Capital Management LLC
|
BUY
|
- |
1.12K+ 0.98% |
$19.8K - $24.3K
|
116K
$2.22M
|
|
|
Oct 21, 2024
Q3 2024
|
Rmr Wealth Builders
|
BUY
|
- |
1.7K+ 10.01% |
$30.1K - $36.9K
|
18.7K
$359K
|
|
|
Oct 21, 2024
Q3 2024
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
54+ 2.16% |
$956 - $1.17K
|
2.55K
$49.1K
|
|
|
Oct 21, 2024
Q3 2024
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
3+ 0.08% |
$53.1 - $65
|
3.56K
$68.3K
|
|
|
Oct 21, 2024
Q3 2024
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
3.06K+ 29.02% |
$54.1K - $66.2K
|
13.6K
$261K
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-8.17K- 2.47% |
$145K - $177K
|
322K
$6.19M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-283K- 46.7% |
$5.01M - $6.13M
|
323K
$6.2M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
PUT |
8KNew |
$142K - $173K
|
8K
$154K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
143K+ 166.74% |
$2.53M - $3.09M
|
228K
$4.38M
|
|
|
Oct 18, 2024
Q3 2024
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
34New |
$602 - $737
|
34
$653
|
|
|
Oct 17, 2024
Q3 2024
|
Financial Advisory Service, Inc.
|
SELL
|
- |
-1.06K- 0.51% |
$18.7K - $22.9K
|
207K
$3.98M
|
|
|
Oct 17, 2024
Q3 2024
|
Abundance Wealth Counselors
|
BUY
|
- |
55.9KNew |
$990K - $1.21M
|
55.9K
$1.07M
|
|
|
Oct 17, 2024
Q3 2024
|
Kozak & Associates, Inc.
Highlands Ranch, CO |
BUY
|
- |
57+ 2.16% |
$1.01K - $1.24K
|
2.7K
$51.8K
|
|
|
Oct 17, 2024
Q3 2024
|
Wr Wealth Planners, LLC
Columbia, MO |
BUY
|
- |
5+ 2.1% |
$88.6 - $108
|
243
$4.67K
|
|
|
Oct 17, 2024
Q3 2024
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
4.66K+ 37.28% |
$82.5K - $101K
|
17.2K
$329K
|
|
|
Oct 17, 2024
Q3 2024
|
Inspire Advisors, LLC
Meridian, ID |
SELL
|
- |
-2.1K- 10.12% |
$37.3K - $45.6K
|
18.7K
$359K
|
|
|
Oct 16, 2024
Q3 2024
|
Big Sur Wealth Management LLC
Miami, FL |
SELL
|
- |
-11.7K- 31.58% |
$207K - $253K
|
25.3K
$486K
|
|
|
Oct 16, 2024
Q3 2024
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
75+ 2.19% |
$1.33K - $1.63K
|
3.5K
$67.2K
|