Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 09, 2025
Q1 2025
|
Delta Asset Management LLC
Memphis, TN |
SELL
|
- |
-77- 3.29% |
$1.39K - $1.69K
|
2.26K
$42K
|
|
May 09, 2025
Q1 2025
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-15K- 5.93% |
$271K - $330K
|
238K
$4.42M
|
|
May 09, 2025
Q1 2025
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-171K- 82.72% |
$3.08M - $3.76M
|
35.7K
$663K
|
|
May 09, 2025
Q1 2025
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-281- 1.78% |
$5.06K - $6.18K
|
15.5K
$288K
|
|
May 08, 2025
Q1 2025
|
Arkadios Wealth Advisors
|
BUY
|
- |
2.01K+ 3.61% |
$36.1K - $44.1K
|
57.6K
$1.07M
|
|
May 08, 2025
Q1 2025
|
Pro Share Advisors LLC
|
BUY
|
- |
2.97K+ 11.02% |
$53.5K - $65.4K
|
29.9K
$556K
|
|
May 08, 2025
Q1 2025
|
Roble, Belko & Company, Inc
Sewickley, PA |
BUY
|
- |
54New |
$973 - $1.19K
|
54
$1K
|
|
May 08, 2025
Q1 2025
|
Lgt Financial Advisors LLC
Dallas, TX |
BUY
|
- |
6.85KNew |
$123K - $151K
|
6.85K
$127K
|
|
May 08, 2025
Q1 2025
|
Pasadena Private Wealth, LLC
Pasadena, CA |
BUY
|
- |
18.2KNew |
$329K - $401K
|
18.2K
$339K
|
|
May 08, 2025
Q1 2025
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
18.8K+ 758.0% |
$338K - $413K
|
21.2K
$394K
|
|
May 08, 2025
Q1 2025
|
Us Bancorp \De\
|
BUY
|
- |
63+ 0.15% |
$1.13K - $1.39K
|
42.7K
$792K
|
|
May 08, 2025
Q1 2025
|
Baker Avenue Asset Management, LP
|
BUY
|
- |
3.05K+ 1.87% |
$54.9K - $67.1K
|
166K
$3.08M
|
|
May 07, 2025
Q1 2025
|
Prossimo Advisors, LLC
San Luis Obispo, CA |
BUY
|
- |
155+ 0.9% |
$2.79K - $3.41K
|
17.5K
$324K
|
|
May 07, 2025
Q1 2025
|
Hb Wealth Management, LLC
|
BUY
|
- |
1.41K+ 13.24% |
$25.4K - $31.1K
|
12.1K
$224K
|
|
May 07, 2025
Q1 2025
|
Four Thought Financial Partners, LLC
Venice, FL |
SELL
|
- |
-496- 3.27% |
$8.93K - $10.9K
|
14.7K
$273K
|
|
May 07, 2025
Q1 2025
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
23.2K+ 185.39% |
$418K - $510K
|
35.7K
$663K
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
143K+ 14.49% |
$2.58M - $3.15M
|
1.13M
$21M
|
|
May 07, 2025
Q1 2025
|
Inspire Advisors, LLC
Meridian, ID |
SELL
|
- |
-141- 0.67% |
$2.54K - $3.1K
|
20.9K
$388K
|
|
May 07, 2025
Q1 2025
|
Prosperity Consulting Group, LLC
|
SELL
|
- |
-2.74K- 20.42% |
$49.3K - $60.2K
|
10.7K
$198K
|
|
May 07, 2025
Q1 2025
|
Melia Wealth LLC
Tulsa, OK |
BUY
|
- |
2.15K+ 0.28% |
$38.8K - $47.4K
|
763K
$14.2M
|
|
May 07, 2025
Q1 2025
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-11K- 33.06% |
$198K - $242K
|
22.3K
$414K
|
|
May 07, 2025
Q1 2025
|
N.E.W. Advisory Services LLC
|
BUY
|
- |
1.54KNew |
$27.7K - $33.9K
|
1.54K
$28.6K
|
|
May 06, 2025
Q1 2025
|
Universal Beteiligungs Und Servicegesellschaft Mb H
Frankfurt Am Main, 2M |
BUY
|
- |
250+ 2.27% |
$4.5K - $5.5K
|
11.3K
$209K
|
|
May 06, 2025
Q1 2025
|
Triumph Capital Management
|
SELL
|
- |
-1.31K- 9.06% |
$23.6K - $28.8K
|
13.2K
$244K
|
|
May 06, 2025
Q1 2025
|
Ae Wealth Management LLC
|
SELL
|
- |
-816- 3.03% |
$14.7K - $18K
|
26.1K
$485K
|
|
May 06, 2025
Q1 2025
|
Wedbush Securities Inc
|
SELL
|
- |
-100- 0.72% |
$1.8K - $2.2K
|
13.8K
$256K
|
|
May 06, 2025
Q1 2025
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
935+ 7.67% |
$16.8K - $20.6K
|
13.1K
$244K
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
38.5K+ 25.25% |
$694K - $848K
|
191K
$3.55M
|
|
May 06, 2025
Q1 2025
|
Assetmark, Inc
|
BUY
|
- |
380+ 299.21% |
$6.84K - $8.36K
|
507
$9.41K
|
|
May 05, 2025
Q1 2025
|
Archer Investment Corp
|
BUY
|
- |
3+ 0.13% |
$54 - $66
|
2.33K
$43.2K
|
|
May 05, 2025
Q1 2025
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
60.4K+ 13.42% |
$1.09M - $1.33M
|
510K
$9.47M
|
|
May 05, 2025
Q1 2025
|
Private Advisor Group, LLC
|
BUY
|
- |
9.42K+ 7.18% |
$170K - $207K
|
141K
$2.61M
|
|
May 05, 2025
Q1 2025
|
Financial Advisory Service, Inc.
|
SELL
|
- |
-8.11K- 4.13% |
$146K - $178K
|
188K
$3.49M
|
|
May 05, 2025
Q1 2025
|
Denali Advisors LLC
|
SELL
|
- |
-8.46K- 2.42% |
$152K - $186K
|
341K
$6.33M
|
|
May 05, 2025
Q1 2025
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
7.94K+ 9.57% |
$143K - $175K
|
90.9K
$1.69M
|
|
May 05, 2025
Q1 2025
|
J.W. Cole Advisors, Inc.
|
BUY
|
- |
51.2KNew |
$922K - $1.13M
|
51.2K
$950K
|
|
May 05, 2025
Q1 2025
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.32K- 12.05% |
$23.8K - $29K
|
9.62K
$179K
|
|
May 05, 2025
Q1 2025
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
31.4KNew |
$565K - $691K
|
31.4K
$583K
|
|
May 02, 2025
Q1 2025
|
Whittier Trust CO Of Nevada Inc
|
BUY
|
- |
55+ 2.11% |
$991 - $1.21K
|
2.66K
$49.4K
|
|
May 02, 2025
Q1 2025
|
Hager Investment Management Services, LLC
New London, NH |
BUY
|
- |
1+ 2.08% |
$18 - $22
|
49
$909
|
|
May 02, 2025
Q1 2025
|
Larson Financial Group LLC
|
BUY
|
- |
250New |
$4.5K - $5.5K
|
250
$4.64K
|
|
May 02, 2025
Q1 2025
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
5.72K+ 2355.56% |
$103K - $126K
|
5.97K
$111K
|
|
May 02, 2025
Q1 2025
|
Tectonic Advisors LLC
Plano, TX |
BUY
|
- |
38K+ 7.69% |
$684K - $836K
|
532K
$9.87M
|
|
May 02, 2025
Q1 2025
|
Graypoint LLC
|
BUY
|
- |
694+ 0.42% |
$12.5K - $15.3K
|
166K
$3.07M
|
|
May 02, 2025
Q1 2025
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-4.33K- 4.87% |
$78K - $95.3K
|
84.6K
$1.57M
|
|
May 02, 2025
Q1 2025
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-2.34K- 99.96% |
$42.1K - $51.4K
|
1
$18.6
|
|
May 01, 2025
Q1 2025
|
Iron Horse Wealth Management, LLC
|
BUY
|
- |
150New |
$2.7K - $3.3K
|
150
$2.78K
|
|
May 01, 2025
Q1 2025
|
Stephens Inc
|
BUY
|
- |
403+ 3.34% |
$7.26K - $8.87K
|
12.5K
$231K
|
|
May 01, 2025
Q1 2025
|
Cwm, LLC
|
BUY
|
- |
10+ 1.32% |
$180 - $220
|
769
$14.3K
|
|
May 01, 2025
Q1 2025
|
Left Brain Wealth Management, LLC
Naperville, IL |
BUY
|
- |
3.02K+ 1.09% |
$54.4K - $66.4K
|
279K
$5.18M
|