Latest Institutional Transactions on Hercules Capital, Inc. (HTGC)
This table provides information on the latest institutional transactions involving Hercules Capital, Inc. (HTGC) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 01, 2025
Q1 2025
|
Bleakley Financial Group, LLC
Fairfield, NJ |
BUY
|
- |
8.56K+ 22.23% |
$154K - $188K
|
47.1K
$874K
|
|
|
May 01, 2025
Q1 2025
|
Dakota Wealth Management
|
SELL
|
- |
-1.34K- 3.47% |
$24.2K - $29.5K
|
37.4K
$694K
|
|
|
May 01, 2025
Q1 2025
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-78- 1.18% |
$1.4K - $1.72K
|
6.56K
$122K
|
|
|
May 01, 2025
Q1 2025
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-792- 1.66% |
$14.3K - $17.4K
|
46.8K
$869K
|
|
|
May 01, 2025
Q1 2025
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
4.45K+ 28.49% |
$80.2K - $97.9K
|
20.1K
$373K
|
|
|
Apr 30, 2025
Q1 2025
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-4.44K- 25.74% |
$80K - $97.7K
|
12.8K
$238K
|
|
|
Apr 30, 2025
Q1 2025
|
Nisa Investment Advisors, LLC
|
BUY
|
- |
5.6K+ 147.37% |
$101K - $123K
|
9.4K
$174K
|
|
|
Apr 30, 2025
Q1 2025
|
Allworth Financial LP
|
BUY
|
- |
148+ 14.99% |
$2.67K - $3.26K
|
1.14K
$21.1K
|
|
|
Apr 30, 2025
Q1 2025
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
7.65K+ 36.58% |
$138K - $168K
|
28.6K
$530K
|
|
|
Apr 30, 2025
Q1 2025
|
Sharpepoint LLC
Phoenix, AZ |
BUY
|
- |
10.6K+ 16.23% |
$190K - $233K
|
75.7K
$1.4M
|
|
|
Apr 30, 2025
Q1 2025
|
Steel Peak Wealth Management LLC
|
BUY
|
- |
2.85K+ 9.41% |
$51.4K - $62.8K
|
33.2K
$615K
|
|
|
Apr 29, 2025
Q1 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-1.02K- 3.44% |
$18.3K - $22.4K
|
28.6K
$531K
|
|
|
Apr 29, 2025
Q1 2025
|
Brookstone Capital Management
|
BUY
|
- |
6.72K+ 33.23% |
$121K - $148K
|
27K
$500K
|
|
|
Apr 29, 2025
Q1 2025
|
Truist Financial Corp
|
SELL
|
- |
-886- 2.67% |
$16K - $19.5K
|
32.2K
$598K
|
|
|
Apr 29, 2025
Q1 2025
|
Generali Investments Cee, Investicni Spolecnost, A.S.
Prague, 2N |
BUY
|
- |
42.8KNew |
$770K - $941K
|
42.8K
$793K
|
|
|
Apr 29, 2025
Q1 2025
|
Hexagon Capital Partners LLC
|
BUY
|
- |
282+ 6.83% |
$5.08K - $6.2K
|
4.41K
$81.8K
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-52K- 38.65% |
$936K - $1.14M
|
82.5K
$1.53M
|
|
|
Apr 29, 2025
Q1 2025
|
Chilton Capital Management LLC
Houston, TX |
BUY
|
- |
4K+ 133.33% |
$72K - $88K
|
7K
$130K
|
|
|
Apr 28, 2025
Q1 2025
|
Rossby Financial, Lcc
Melbourne, FL |
BUY
|
- |
969New |
$17.5K - $21.3K
|
969
$18K
|
|
|
Apr 28, 2025
Q1 2025
|
Horizon Financial Services, LLC
|
SELL
|
- |
-82Closed |
$1.48K - $1.8K
|
0
$0
|
|
|
Apr 28, 2025
Q1 2025
|
Private Trust CO Na
|
SELL
|
- |
-181- 26.58% |
$3.26K - $3.98K
|
500
$9.28K
|
|
|
Apr 28, 2025
Q1 2025
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-2.15K- 13.19% |
$38.7K - $47.3K
|
14.2K
$263K
|
|
|
Apr 28, 2025
Q1 2025
|
D.A. Davidson & Co.
|
SELL
|
- |
-3.25K- 1.13% |
$58.6K - $71.6K
|
286K
$5.31M
|
|
|
Apr 25, 2025
Q1 2025
|
Sumitomo Mitsui Trust Holdings, Inc.
|
BUY
|
- |
56.9K+ 12.86% |
$1.03M - $1.25M
|
500K
$9.27M
|
|
|
Apr 25, 2025
Q1 2025
|
Naviter Wealth, LLC
|
BUY
|
- |
26.4K+ 16.68% |
$475K - $580K
|
184K
$3.42M
|
|
|
Apr 25, 2025
Q1 2025
|
Essex Financial Services, Inc.
|
SELL
|
- |
-219- 0.36% |
$3.94K - $4.82K
|
60.7K
$1.13M
|
|
|
Apr 25, 2025
Q1 2025
|
Monument Capital Management
|
SELL
|
- |
-740- 4.31% |
$13.3K - $16.3K
|
16.4K
$305K
|
|
|
Apr 25, 2025
Q1 2025
|
Tradewinds Capital Management, LLC
|
BUY
|
- |
76+ 2.13% |
$1.37K - $1.67K
|
3.65K
$67.7K
|
|
|
Apr 25, 2025
Q1 2025
|
Valley National Advisers Inc
|
BUY
|
- |
556+ 556.0% |
$10K - $12.2K
|
656
$12.2K
|
|
|
Apr 25, 2025
Q1 2025
|
Taylor Frigon Capital Management LLC
|
BUY
|
- |
823+ 0.72% |
$14.8K - $18.1K
|
115K
$2.13M
|
|
|
Apr 24, 2025
Q1 2025
|
Mirae Asset Global Investments Co., Ltd.
|
BUY
|
- |
4.69K+ 26.46% |
$84.4K - $103K
|
22.4K
$416K
|
|
|
Apr 24, 2025
Q1 2025
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
10+ 0.07% |
$180 - $220
|
13.5K
$251K
|
|
|
Apr 24, 2025
Q1 2025
|
Golden State Wealth Management, LLC
Santa Ana, CA |
SELL
|
- |
-103K- 50.0% |
$1.86M - $2.28M
|
103K
$1.92M
|
|
|
Apr 23, 2025
Q1 2025
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
2KNew |
$36K - $44K
|
2K
$37.1K
|
|
|
Apr 23, 2025
Q1 2025
|
Spire Wealth Management
|
BUY
|
- |
4+ 0.3% |
$72 - $88
|
1.36K
$25.2K
|
|
|
Apr 23, 2025
Q1 2025
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
290+ 1.4% |
$5.22K - $6.38K
|
21K
$390K
|
|
|
Apr 22, 2025
Q1 2025
|
Register Financial Advisors LLC
Atlanta, GA |
SELL
|
- |
-80- 0.52% |
$1.44K - $1.76K
|
15.3K
$284K
|
|
|
Apr 22, 2025
Q1 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-8.96K- 5.53% |
$161K - $197K
|
153K
$2.84M
|
|
|
Apr 22, 2025
Q1 2025
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
4.35K+ 27.43% |
$78.4K - $95.7K
|
20.2K
$375K
|
|
|
Apr 22, 2025
Q1 2025
|
Continuum Advisory, LLC
Eagle, ID |
BUY
|
- |
5+ 2.15% |
$90.1 - $110
|
238
$4.42K
|
|
|
Apr 21, 2025
Q1 2025
|
Beacon Capital Management, LLC
|
BUY
|
- |
19+ 2.39% |
$342 - $418
|
814
$15.1K
|
|
|
Apr 21, 2025
Q1 2025
|
Catalina Capital Group, LLC
Torrance, CA |
BUY
|
- |
13.3KNew |
$239K - $292K
|
13.3K
$246K
|
|
|
Apr 21, 2025
Q1 2025
|
Autumn Glory Partners, LLC
|
BUY
|
- |
8.5K+ 41.46% |
$153K - $187K
|
29K
$538K
|
|
|
Apr 21, 2025
Q1 2025
|
Org Partners LLC
Roanoke, IN |
BUY
|
- |
3.18K+ 37.1% |
$57.3K - $70K
|
11.8K
$218K
|
|
|
Apr 21, 2025
Q1 2025
|
Abundance Wealth Counselors
|
BUY
|
- |
2.41K+ 4.32% |
$43.4K - $53K
|
58.2K
$1.08M
|
|
|
Apr 21, 2025
Q1 2025
|
Pfg Investments, LLC
Woodbury, NY |
SELL
|
- |
-464- 0.41% |
$8.36K - $10.2K
|
112K
$2.08M
|
|
|
Apr 18, 2025
Q1 2025
|
Cornerstone Wealth Management, LLC
|
BUY
|
- |
2.03K+ 9.46% |
$36.5K - $44.6K
|
23.5K
$436K
|
|
|
Apr 17, 2025
Q1 2025
|
Sound Income Strategies, LLC
|
BUY
|
- |
59.2K+ 2.1% |
$1.07M - $1.3M
|
2.87M
$53.3M
|
|
|
Apr 17, 2025
Q1 2025
|
North Star Investment Management Corp.
Chicago, IL |
BUY
|
- |
1.15K+ 2.2% |
$20.8K - $25.4K
|
53.6K
$995K
|
|
|
Apr 17, 2025
Q1 2025
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-12.4K- 43.27% |
$224K - $274K
|
16.3K
$303K
|