Insider Transactions in Q3 2023 at Hercules Capital, Inc. (HTGC)
Insider Transaction List (Q3 2023)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Sep 21
2023
|
Nikos Theodosopoulos |
BUY
Grant, award, or other acquisition
|
Direct |
923
+50.0%
|
$14,768
$16.24 P/Share
|
|
Sep 08
2023
|
De Anne Aguirre |
BUY
Grant, award, or other acquisition
|
Indirect |
1,693
+50.0%
|
-
|
|
Sep 08
2023
|
De Anne Aguirre |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,693
-21.41%
|
-
|
|
Sep 08
2023
|
De Anne Aguirre |
BUY
Grant, award, or other acquisition
|
Direct |
2,828
+26.34%
|
$42,420
$15.9 P/Share
|
|
Sep 08
2023
|
Gayle A Crowell |
BUY
Grant, award, or other acquisition
|
Direct |
5,656
+10.84%
|
$84,840
$15.9 P/Share
|
|
Sep 08
2023
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Direct |
5,656
+39.25%
|
$84,840
$15.9 P/Share
|
|
Sep 08
2023
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Direct |
5,656
+34.54%
|
$84,840
$15.9 P/Share
|
|
Sep 08
2023
|
Paramjeet K Randhawa |
BUY
Grant, award, or other acquisition
|
Direct |
5,656
+31.01%
|
$84,840
$15.9 P/Share
|
|
Aug 25
2023
|
Gayle A Crowell |
BUY
Grant, award, or other acquisition
|
Direct |
956
+1.15%
|
$15,296
$16.43 P/Share
|
|
Aug 25
2023
|
Christian Follmann Chief Operating Officer |
BUY
Grant, award, or other acquisition
|
Direct |
239
+0.17%
|
$3,824
$16.4 P/Share
|
|
Aug 25
2023
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Indirect |
1,377
+1.71%
|
-
|
|
Aug 25
2023
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Direct |
144
+2.77%
|
$2,304
$16.41 P/Share
|
|
Aug 25
2023
|
Thomas J Fallon |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,377
-21.88%
|
-
|
|
Aug 25
2023
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Indirect |
1,963
+8.44%
|
$15,704
$8.23 P/Share
|
|
Aug 25
2023
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Direct |
88
+2.76%
|
$1,408
$16.41 P/Share
|
|
Aug 25
2023
|
Wade Loo |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,667
-35.64%
|
-
|
|
Jul 12
2023
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
8,853
-0.41%
|
$132,795
$15.73 P/Share
|
|
Jul 12
2023
|
Christian Follmann Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
415
-0.58%
|
$6,225
$15.73 P/Share
|
|
Jul 12
2023
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
2,720
-0.94%
|
$40,800
$15.73 P/Share
|
|
Jul 11
2023
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
7,916
-0.37%
|
$118,740
$15.55 P/Share
|
|
Jul 11
2023
|
Christian Follmann Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
412
-0.57%
|
$6,180
$15.55 P/Share
|
|
Jul 11
2023
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
2,657
-0.91%
|
$39,855
$15.55 P/Share
|
|
Jul 10
2023
|
Kiersten Zaza Botelho Chief Legal Officer & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
144
-0.53%
|
$2,160
$15.3 P/Share
|