Insider Transactions in Q4 2023 at Hercules Capital, Inc. (HTGC)
Insider Transaction List (Q4 2023)
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Nov 22
2023
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Indirect |
5,800
+6.38%
|
-
|
|
Nov 22
2023
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Direct |
149
+2.86%
|
$2,235
$15.87 P/Share
|
|
Nov 22
2023
|
Thomas J Fallon |
SELL
Sale (or disposition) back to the issuer
|
Direct |
5,800
-54.12%
|
-
|
|
Nov 22
2023
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Indirect |
6,243
+14.55%
|
$43,701
$7.78 P/Share
|
|
Nov 22
2023
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Direct |
91
+2.85%
|
$1,365
$15.87 P/Share
|
|
Nov 22
2023
|
Wade Loo |
SELL
Sale (or disposition) back to the issuer
|
Direct |
5,744
-65.62%
|
-
|
|
Nov 22
2023
|
Nikos Theodosopoulos |
BUY
Grant, award, or other acquisition
|
Direct |
28
+2.86%
|
$420
$15.87 P/Share
|
|
Nov 22
2023
|
Christian Follmann Chief Operating Officer |
BUY
Grant, award, or other acquisition
|
Direct |
260
+0.36%
|
$3,900
$15.56 P/Share
|
|
Nov 22
2023
|
Gayle A Crowell |
BUY
Grant, award, or other acquisition
|
Direct |
1,200
+1.24%
|
$18,000
$15.8 P/Share
|
|
Oct 12
2023
|
Christian Follmann Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
415
-0.58%
|
$6,640
$16.25 P/Share
|
|
Oct 12
2023
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
2,720
-0.95%
|
$43,520
$16.25 P/Share
|
|
Oct 12
2023
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
8,740
-0.41%
|
$139,840
$16.25 P/Share
|
|
Oct 11
2023
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
7,815
-0.37%
|
$125,040
$16.26 P/Share
|
|
Oct 11
2023
|
Christian Follmann Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
412
-0.58%
|
$6,592
$16.26 P/Share
|
|
Oct 11
2023
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
2,657
-0.92%
|
$42,512
$16.26 P/Share
|
|
Oct 10
2023
|
Kiersten Zaza Botelho Chief Legal Officer & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
144
-0.53%
|
$2,304
$16.26 P/Share
|