Latest Insider Transactions at Hercules Capital, Inc. (HTGC)
This section provides a real-time view of insider transactions for Hercules Capital, Inc. (HTGC). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of Hercules Capital, Inc. to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of Hercules Capital, Inc.'s insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
May 19
2021
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
70
-0.03%
|
$1,120
$16.95 P/Share
|
|
May 19
2021
|
Scott Bluestein Chief Executive Officer |
BUY
Grant, award, or other acquisition
|
Direct |
4,638
+2.22%
|
$74,208
$16.95 P/Share
|
|
May 04
2021
|
Joseph F Hoffman Director |
SELL
Payment of exercise price or tax liability
|
Direct |
7,744
-15.3%
|
$131,648
$17.58 P/Share
|
|
May 04
2021
|
Joseph F Hoffman Director |
BUY
Exercise of conversion of derivative security
|
Direct |
10,000
+16.5%
|
$130,000
$13.62 P/Share
|
|
May 04
2021
|
Robert P Badavas |
SELL
Open market or private sale
|
Direct |
20,000
-8.18%
|
$340,000
$17.5 P/Share
|
|
May 03
2021
|
Thomas J Fallon |
SELL
Payment of exercise price or tax liability
|
Direct |
9,400
-15.68%
|
$159,800
$17.53 P/Share
|
|
May 03
2021
|
Thomas J Fallon |
BUY
Exercise of conversion of derivative security
|
Direct |
10,000
+14.3%
|
$160,000
$16.34 P/Share
|
|
May 03
2021
|
Gayle A Crowell |
BUY
Open market or private purchase
|
Direct |
377
+2.6%
|
$6,409
$17.5 P/Share
|
|
Apr 30
2021
|
Melanie Grace General Counsel & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
470
-0.71%
|
$7,990
$17.41 P/Share
|
|
Apr 30
2021
|
Melanie Grace General Counsel & CCO |
BUY
Grant, award, or other acquisition
|
Direct |
1,383
+2.06%
|
$23,511
$17.41 P/Share
|
|
Apr 30
2021
|
Melanie Grace General Counsel & CCO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,383
-6.02%
|
$23,511
$17.41 P/Share
|
|
Apr 30
2021
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
10,820
-1.16%
|
$183,940
$17.41 P/Share
|
|
Apr 30
2021
|
Scott Bluestein Chief Executive Officer |
BUY
Grant, award, or other acquisition
|
Direct |
24,396
+2.54%
|
$414,732
$17.41 P/Share
|
|
Apr 30
2021
|
Scott Bluestein Chief Executive Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
24,396
-10.9%
|
$414,732
$17.41 P/Share
|
|
Apr 17
2021
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
2,843
-0.31%
|
$48,331
$17.0 P/Share
|
|
Apr 13
2021
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
2,767
-1.59%
|
$44,272
$16.9 P/Share
|
|
Apr 13
2021
|
Melanie Grace General Counsel & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
271
-0.42%
|
$4,336
$16.9 P/Share
|
|
Apr 13
2021
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
10,421
-1.13%
|
$166,736
$16.9 P/Share
|
|
Mar 18
2021
|
Scott Bluestein Chief Executive Officer |
SELL
Open market or private sale
|
Direct |
80,000
-7.98%
|
$1,200,000
$15.8 P/Share
|
|
Mar 15
2021
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
639
-0.06%
|
$10,224
$16.6 P/Share
|
|
Mar 15
2021
|
Scott Bluestein Chief Executive Officer |
BUY
Grant, award, or other acquisition
|
Direct |
1,440
+0.14%
|
$23,040
$16.6 P/Share
|
|
Mar 15
2021
|
Scott Bluestein Chief Executive Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,440
-0.64%
|
$23,040
$16.6 P/Share
|
|
Mar 15
2021
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
66
-0.03%
|
$1,056
$16.6 P/Share
|
|
Mar 15
2021
|
Scott Bluestein Chief Executive Officer |
BUY
Grant, award, or other acquisition
|
Direct |
4,958
+2.15%
|
$79,328
$16.6 P/Share
|
|
Mar 15
2021
|
Melanie Grace General Counsel & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
41
-0.06%
|
$656
$16.6 P/Share
|
|
Mar 15
2021
|
Melanie Grace General Counsel & CCO |
BUY
Grant, award, or other acquisition
|
Direct |
82
+0.13%
|
$1,312
$16.6 P/Share
|
|
Mar 15
2021
|
Melanie Grace General Counsel & CCO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
82
-0.36%
|
$1,312
$16.6 P/Share
|
|
Mar 15
2021
|
Melanie Grace General Counsel & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
10
-0.04%
|
$160
$16.6 P/Share
|
|
Mar 15
2021
|
Melanie Grace General Counsel & CCO |
BUY
Grant, award, or other acquisition
|
Direct |
513
+2.18%
|
$8,208
$16.6 P/Share
|
|
Mar 15
2021
|
Bradford C. Koenig |
BUY
Grant, award, or other acquisition
|
Direct |
181
+0.89%
|
$2,896
$16.6 P/Share
|
|
Mar 15
2021
|
Carol L Foster Director |
BUY
Grant, award, or other acquisition
|
Direct |
220
+1.29%
|
$3,520
$16.6 P/Share
|
|
Mar 15
2021
|
Thomas J Fallon |
SELL
Open market or private sale
|
Direct |
15,000
-23.1%
|
$240,000
$16.56 P/Share
|
|
Mar 15
2021
|
Thomas J Fallon |
BUY
Exercise of conversion of derivative security
|
Direct |
15,000
+18.76%
|
$165,000
$11.44 P/Share
|
|
Mar 15
2021
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Direct |
90
+0.18%
|
$1,440
$16.6 P/Share
|
|
Mar 15
2021
|
Gayle A Crowell |
BUY
Grant, award, or other acquisition
|
Direct |
124
+0.89%
|
$1,984
$16.6 P/Share
|
|
Mar 14
2021
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,477
-0.84%
|
$23,632
$16.22 P/Share
|
|
Mar 01
2021
|
Doreen Woo Ho |
SELL
Payment of exercise price or tax liability
|
Direct |
8,381
-26.55%
|
$134,096
$16.24 P/Share
|
|
Mar 01
2021
|
Doreen Woo Ho |
BUY
Exercise of conversion of derivative security
|
Direct |
10,000
+24.06%
|
$130,000
$13.61 P/Share
|
|
Mar 01
2021
|
Joseph F Hoffman Director |
SELL
Payment of exercise price or tax liability
|
Direct |
11,518
-22.1%
|
$184,288
$16.24 P/Share
|
|
Mar 01
2021
|
Joseph F Hoffman Director |
BUY
Exercise of conversion of derivative security
|
Direct |
15,000
+22.35%
|
$180,000
$12.47 P/Share
|
|
Mar 01
2021
|
Robert P Badavas |
BUY
Exercise of conversion of derivative security
|
Direct |
5,000
+3.78%
|
$50,000
$10.6 P/Share
|
|
Jan 31
2021
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
10,740
-1.06%
|
$150,360
$14.67 P/Share
|
|
Jan 31
2021
|
Scott Bluestein Chief Executive Officer |
BUY
Grant, award, or other acquisition
|
Direct |
24,215
+2.33%
|
$339,010
$14.67 P/Share
|
|
Jan 31
2021
|
Scott Bluestein Chief Executive Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
24,215
-9.9%
|
$339,010
$14.67 P/Share
|
|
Jan 31
2021
|
Melanie Grace General Counsel & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
467
-0.72%
|
$6,538
$14.67 P/Share
|
|
Jan 31
2021
|
Melanie Grace General Counsel & CCO |
BUY
Grant, award, or other acquisition
|
Direct |
1,373
+2.06%
|
$19,222
$14.67 P/Share
|
|
Jan 31
2021
|
Melanie Grace General Counsel & CCO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,373
-5.74%
|
$19,222
$14.67 P/Share
|
|
Jan 24
2021
|
Melanie Grace General Counsel & CCO |
BUY
Grant, award, or other acquisition
|
Direct |
20,715
+24.5%
|
$310,725
$15.28 P/Share
|
|
Jan 24
2021
|
Melanie Grace General Counsel & CCO |
SELL
Sale (or disposition) back to the issuer
|
Direct |
20,715
-46.26%
|
$310,725
$15.28 P/Share
|
|
Jan 24
2021
|
Melanie Grace General Counsel & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
10,655
-19.22%
|
$159,825
$15.28 P/Share
|