Latest Insider Transactions at Hercules Capital, Inc. (HTGC)
This section provides a real-time view of insider transactions for Hercules Capital, Inc. (HTGC). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of Hercules Capital, Inc. to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of Hercules Capital, Inc.'s insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
Nov 17
2022
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Direct |
164
+3.39%
|
$2,296
$14.06 P/Share
|
|
Nov 17
2022
|
Wade Loo |
SELL
Sale (or disposition) back to the issuer
|
Direct |
149
-3.2%
|
-
|
|
Oct 13
2022
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
10,421
-0.99%
|
$125,052
$12.66 P/Share
|
|
Oct 13
2022
|
Christian Follmann Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
418
-0.87%
|
$5,016
$12.66 P/Share
|
|
Oct 13
2022
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
3,125
-1.53%
|
$37,500
$12.66 P/Share
|
|
Oct 12
2022
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
8,740
-0.82%
|
$104,880
$12.1 P/Share
|
|
Oct 12
2022
|
Christian Follmann Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
415
-0.86%
|
$4,980
$12.1 P/Share
|
|
Oct 12
2022
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
3,083
-1.48%
|
$36,996
$12.1 P/Share
|
|
Aug 19
2022
|
Wade Loo |
BUY
Open market or private purchase
|
Indirect |
24
+0.68%
|
$360
$15.63 P/Share
|
|
Aug 18
2022
|
Wade Loo |
BUY
Open market or private purchase
|
Indirect |
57
+1.62%
|
$855
$15.63 P/Share
|
|
Aug 16
2022
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Indirect |
2,197
+19.92%
|
$15,379
$7.82 P/Share
|
|
Aug 16
2022
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Direct |
149
+3.1%
|
$2,235
$15.13 P/Share
|
|
Aug 16
2022
|
Wade Loo |
SELL
Sale (or disposition) back to the issuer
|
Direct |
2,170
-32.47%
|
-
|
|
Aug 16
2022
|
Bradford C. Koenig |
BUY
Grant, award, or other acquisition
|
Indirect |
1,283
+2.3%
|
$8,981
$7.57 P/Share
|
|
Aug 16
2022
|
Bradford C. Koenig |
BUY
Grant, award, or other acquisition
|
Direct |
125
+1.98%
|
$1,875
$15.13 P/Share
|
|
Aug 16
2022
|
Bradford C. Koenig |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,157
-16.0%
|
-
|
|
Aug 16
2022
|
Christian Follmann Chief Operating Officer |
BUY
Grant, award, or other acquisition
|
Direct |
218
+0.45%
|
$3,270
$15.62 P/Share
|
|
Aug 16
2022
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Indirect |
5,496
+7.55%
|
-
|
|
Aug 16
2022
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Direct |
202
+3.12%
|
$3,030
$15.13 P/Share
|
|
Aug 16
2022
|
Thomas J Fallon |
SELL
Sale (or disposition) back to the issuer
|
Direct |
5,496
-47.5%
|
-
|
|
Aug 16
2022
|
Gayle A Crowell |
BUY
Grant, award, or other acquisition
|
Direct |
919
+1.53%
|
$13,785
$15.45 P/Share
|
|
Aug 16
2022
|
Scott Bluestein Chief Executive Officer |
BUY
Grant, award, or other acquisition
|
Direct |
48,508
+3.02%
|
$727,620
$15.56 P/Share
|
|
Aug 01
2022
|
Paramjeet K Randhawa |
BUY
Grant, award, or other acquisition
|
Direct |
723
+21.16%
|
$11,568
$16.13 P/Share
|
|
Aug 01
2022
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Direct |
2,170
+24.51%
|
$34,720
$16.13 P/Share
|
|
Aug 01
2022
|
Bradford C. Koenig |
BUY
Grant, award, or other acquisition
|
Indirect |
4,459
+7.49%
|
$35,672
$8.07 P/Share
|
|
Aug 01
2022
|
Bradford C. Koenig |
SELL
Sale (or disposition) back to the issuer
|
Direct |
120
-1.63%
|
-
|
|
Aug 01
2022
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Indirect |
230
+0.37%
|
-
|
|
Aug 01
2022
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Direct |
4,339
+27.27%
|
$69,424
$16.13 P/Share
|
|
Aug 01
2022
|
Thomas J Fallon |
SELL
Sale (or disposition) back to the issuer
|
Direct |
230
-3.08%
|
-
|
|
Aug 01
2022
|
Gayle A Crowell |
BUY
Grant, award, or other acquisition
|
Direct |
4,339
+13.12%
|
$69,424
$16.13 P/Share
|
|
Jul 17
2022
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
2,844
-0.27%
|
$36,972
$13.82 P/Share
|
|
Jul 13
2022
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
3,125
-1.48%
|
$40,625
$13.78 P/Share
|
|
Jul 13
2022
|
Christian Follmann Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
418
-0.86%
|
$5,434
$13.78 P/Share
|
|
Jul 13
2022
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
10,421
-0.97%
|
$135,473
$13.78 P/Share
|
|
Jul 12
2022
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
3,083
-1.44%
|
$40,079
$13.77 P/Share
|
|
Jul 12
2022
|
Christian Follmann Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
415
-0.85%
|
$5,395
$13.77 P/Share
|
|
Jul 12
2022
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
8,740
-0.8%
|
$113,620
$13.77 P/Share
|
|
Jun 23
2022
|
De Anne Aguirre |
BUY
Grant, award, or other acquisition
|
Direct |
5,079
+50.0%
|
$66,027
$13.29 P/Share
|
|
Jun 23
2022
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Direct |
4,514
+50.0%
|
$58,682
$13.29 P/Share
|
|
Jun 23
2022
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Indirect |
374
+23.54%
|
-
|
|
Jun 23
2022
|
Wade Loo |
SELL
Sale (or disposition) back to the issuer
|
Direct |
374
-100.0%
|
-
|
|
May 26
2022
|
Christian Follmann Chief Operating Officer |
BUY
Open market or private purchase
|
Direct |
420
+0.85%
|
$5,880
$14.24 P/Share
|
|
May 26
2022
|
Christian Follmann Chief Operating Officer |
SELL
Open market or private sale
|
Direct |
420
-0.86%
|
$5,880
$14.23 P/Share
|
|
May 24
2022
|
Gayle A Crowell |
BUY
Grant, award, or other acquisition
|
Direct |
799
+3.17%
|
$10,387
$13.82 P/Share
|
|
May 24
2022
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Direct |
230
+2.99%
|
$3,450
$15.06 P/Share
|
|
May 24
2022
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Indirect |
841
+26.61%
|
$5,046
$6.94 P/Share
|
|
May 24
2022
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Direct |
11
+2.86%
|
$143
$13.88 P/Share
|
|
May 24
2022
|
Wade Loo |
SELL
Sale (or disposition) back to the issuer
|
Direct |
813
-69.13%
|
-
|
|
May 24
2022
|
Bradford C. Koenig |
BUY
Grant, award, or other acquisition
|
Indirect |
21,269
+25.28%
|
$148,883
$7.53 P/Share
|
|
May 24
2022
|
Bradford C. Koenig |
BUY
Grant, award, or other acquisition
|
Direct |
120
+1.61%
|
$1,800
$15.06 P/Share
|