Latest Insider Transactions at Hercules Capital, Inc. (HTGC)
This section provides a real-time view of insider transactions for Hercules Capital, Inc. (HTGC). The data is sourced from Form 4 filings with the SEC, which are filed by insiders of Hercules Capital, Inc. to disclose their transactions in the company's securities. By reviewing this information, investors can gain insights into the trading activity of Hercules Capital, Inc.'s insiders and make more informed investment decisions.
Insider Transaction List
| Date | Insider | Transaction | Ownership Type | Shares Traded | Value / Price |
|---|---|---|---|---|---|
|
May 23
2023
|
Thomas J Fallon |
SELL
Sale (or disposition) back to the issuer
|
Direct |
186
-2.97%
|
-
|
|
May 23
2023
|
Gayle A Crowell |
BUY
Grant, award, or other acquisition
|
Direct |
1,083
+1.34%
|
$14,079
$13.48 P/Share
|
|
May 23
2023
|
Christian Follmann Chief Operating Officer |
BUY
Grant, award, or other acquisition
|
Direct |
253
+0.35%
|
$3,289
$13.91 P/Share
|
|
May 08
2023
|
Gayle A Crowell |
BUY
Open market or private purchase
|
Direct |
7,200
+15.64%
|
$93,600
$13.66 P/Share
|
|
May 02
2023
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
749,872
-25.92%
|
$9,748,336
$13.05 P/Share
|
|
May 02
2023
|
Scott Bluestein Chief Executive Officer |
BUY
Grant, award, or other acquisition
|
Direct |
1,669,089
+36.59%
|
$21,698,157
$13.05 P/Share
|
|
May 02
2023
|
Scott Bluestein Chief Executive Officer |
SELL
Sale (or disposition) back to the issuer
|
Direct |
1,669,089
-100.0%
|
$21,698,157
$13.05 P/Share
|
|
Apr 12
2023
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
3,083
-1.04%
|
$36,996
$12.45 P/Share
|
|
Apr 12
2023
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
8,740
-0.71%
|
$104,880
$12.45 P/Share
|
|
Apr 12
2023
|
Christian Follmann Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
415
-0.57%
|
$4,980
$12.45 P/Share
|
|
Apr 11
2023
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
7,815
-0.63%
|
$93,780
$12.43 P/Share
|
|
Apr 11
2023
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
3,011
-1.01%
|
$36,132
$12.43 P/Share
|
|
Apr 11
2023
|
Christian Follmann Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
412
-0.57%
|
$4,944
$12.43 P/Share
|
|
Apr 10
2023
|
Kiersten Zaza Botelho Chief Legal Officer & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
144
-0.53%
|
$1,728
$12.38 P/Share
|
|
Mar 17
2023
|
Wade Loo |
BUY
Open market or private purchase
|
Indirect |
4,000
+33.17%
|
$44,000
$11.95 P/Share
|
|
Mar 10
2023
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Indirect |
10,000
+11.4%
|
$120,000
$12.75 P/Share
|
|
Mar 09
2023
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Indirect |
285
+3.45%
|
$1,995
$7.66 P/Share
|
|
Mar 09
2023
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Direct |
139
+2.9%
|
$2,085
$15.32 P/Share
|
|
Mar 09
2023
|
Wade Loo |
SELL
Sale (or disposition) back to the issuer
|
Direct |
164
-3.51%
|
-
|
|
Mar 09
2023
|
Christian Follmann Chief Operating Officer |
BUY
Grant, award, or other acquisition
|
Direct |
223
+0.31%
|
$3,345
$15.31 P/Share
|
|
Mar 09
2023
|
Scott Bluestein Chief Executive Officer |
BUY
Grant, award, or other acquisition
|
Direct |
54,858
+3.18%
|
$713,154
$13.83 P/Share
|
|
Mar 09
2023
|
Gayle A Crowell |
BUY
Grant, award, or other acquisition
|
Direct |
942
+1.47%
|
$14,130
$15.33 P/Share
|
|
Mar 09
2023
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Indirect |
220
+0.32%
|
-
|
|
Mar 09
2023
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Direct |
187
+2.9%
|
$2,805
$15.32 P/Share
|
|
Mar 09
2023
|
Thomas J Fallon |
SELL
Sale (or disposition) back to the issuer
|
Direct |
220
-3.49%
|
-
|
|
Jan 13
2023
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
10,421
-0.83%
|
$135,473
$13.65 P/Share
|
|
Jan 13
2023
|
Christian Follmann Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
493
-0.68%
|
$6,409
$13.65 P/Share
|
|
Jan 13
2023
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
2,180
-0.72%
|
$28,340
$13.65 P/Share
|
|
Jan 12
2023
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
8,263
-0.66%
|
$107,419
$13.69 P/Share
|
|
Jan 12
2023
|
Christian Follmann Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
490
-0.67%
|
$6,370
$13.69 P/Share
|
|
Jan 12
2023
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
2,150
-0.71%
|
$27,950
$13.69 P/Share
|
|
Jan 11
2023
|
Kiersten Zaza Botelho Chief Legal Officer & CCO |
BUY
Grant, award, or other acquisition
|
Direct |
22,222
+44.77%
|
$288,886
$13.5 P/Share
|
|
Jan 11
2023
|
Seth H Meyer Chief Financial Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
9,006
-2.88%
|
$117,078
$13.5 P/Share
|
|
Jan 11
2023
|
Seth H Meyer Chief Financial Officer |
BUY
Grant, award, or other acquisition
|
Direct |
111,111
+26.21%
|
$1,444,443
$13.5 P/Share
|
|
Jan 11
2023
|
Christian Follmann Chief Operating Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
1,942
-2.57%
|
$25,246
$13.5 P/Share
|
|
Jan 11
2023
|
Christian Follmann Chief Operating Officer |
BUY
Grant, award, or other acquisition
|
Direct |
27,778
+26.91%
|
$361,114
$13.5 P/Share
|
|
Jan 11
2023
|
Scott Bluestein Chief Executive Officer |
SELL
Payment of exercise price or tax liability
|
Direct |
21,224
-1.66%
|
$275,912
$13.5 P/Share
|
|
Jan 11
2023
|
Scott Bluestein Chief Executive Officer |
BUY
Grant, award, or other acquisition
|
Direct |
333,333
+20.66%
|
$4,333,329
$13.5 P/Share
|
|
Jan 10
2023
|
Kiersten Zaza Botelho Chief Legal Officer & CCO |
SELL
Payment of exercise price or tax liability
|
Direct |
685
-11.66%
|
$8,905
$13.32 P/Share
|
|
Nov 21
2022
|
Scott Bluestein Chief Executive Officer |
SELL
Open market or private sale
|
Direct |
100,000
-9.55%
|
$1,400,000
$14.16 P/Share
|
|
Nov 17
2022
|
Scott Bluestein Chief Executive Officer |
BUY
Grant, award, or other acquisition
|
Direct |
56,157
+3.36%
|
$786,198
$14.15 P/Share
|
|
Nov 17
2022
|
Christian Follmann Chief Operating Officer |
BUY
Grant, award, or other acquisition
|
Direct |
254
+0.53%
|
$3,556
$14.09 P/Share
|
|
Nov 17
2022
|
Gayle A Crowell |
BUY
Grant, award, or other acquisition
|
Direct |
1,059
+1.7%
|
$14,826
$14.19 P/Share
|
|
Nov 17
2022
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Indirect |
202
+0.3%
|
-
|
|
Nov 17
2022
|
Thomas J Fallon |
BUY
Grant, award, or other acquisition
|
Direct |
220
+3.38%
|
$3,080
$14.06 P/Share
|
|
Nov 17
2022
|
Thomas J Fallon |
SELL
Sale (or disposition) back to the issuer
|
Direct |
202
-3.22%
|
-
|
|
Nov 17
2022
|
Bradford C. Koenig |
BUY
Grant, award, or other acquisition
|
Indirect |
263
+0.48%
|
$1,841
$7.03 P/Share
|
|
Nov 17
2022
|
Bradford C. Koenig |
BUY
Grant, award, or other acquisition
|
Direct |
136
+2.14%
|
$1,904
$14.06 P/Share
|
|
Nov 17
2022
|
Bradford C. Koenig |
SELL
Sale (or disposition) back to the issuer
|
Direct |
125
-2.02%
|
-
|
|
Nov 17
2022
|
Wade Loo |
BUY
Grant, award, or other acquisition
|
Indirect |
281
+3.65%
|
$1,967
$7.05 P/Share
|