Purchases and Sales Made in Q4 2022 in Western Asset High Yield Defined Opportunity Fund Inc. (HYI)
This table provides information about the institutional ownership of Western Asset High Yield Defined Opportunity Fund Inc. (HYI) during Q4 2022. The information is specifically focused on institutions that hold shares of Western Asset High Yield Defined Opportunity Fund Inc..
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 10, 2023
Q4 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
126KNew |
$1.43M - $1.57M
|
126K
$1.51M
|
|
|
Feb 14, 2023
Q4 2022
|
Tfb Advisors LLC
Overland Park, KS |
BUY
|
- |
101KNew |
$1.15M - $1.27M
|
101K
$1.22M
|
|
|
Feb 14, 2023
Q4 2022
|
Punch & Associates Investment Management, Inc.
Edina, MN |
BUY
|
- |
83.7K+ 11.23% |
$949K - $1.04M
|
829K
$9.95M
|
|
|
Feb 02, 2023
Q4 2022
|
Private Management Group Inc
|
BUY
|
- |
49.8K+ 49.44% |
$565K - $621K
|
151K
$1.81M
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
46.3K+ 31.63% |
$525K - $578K
|
193K
$2.31M
|
|
|
Jan 23, 2023
Q4 2022
|
Allspring Global Investments Holdings, LLC
|
BUY
|
- |
33.4K+ 29.11% |
$378K - $416K
|
148K
$1.78M
|
|
|
Feb 10, 2023
Q4 2022
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
16.2K+ 18.55% |
$183K - $202K
|
103K
$1.24M
|
|
|
Feb 09, 2023
Q4 2022
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
11.6KNew |
$132K - $145K
|
11.6K
$140K
|
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
11.6KNew |
$132K - $145K
|
11.6K
$140K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
9.83K+ 50.62% |
$111K - $123K
|
29.3K
$351K
|
|
|
Jan 25, 2023
Q4 2022
|
Camelot Portfolios, LLC
|
BUY
|
- |
7.69K+ 14.92% |
$87.2K - $96K
|
59.3K
$711K
|
|
|
Feb 14, 2023
Q4 2022
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
7.2K+ 6.1% |
$81.6K - $89.9K
|
125K
$1.5M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
6.87K+ 1.79% |
$77.8K - $85.7K
|
391K
$4.7M
|
|
|
Feb 10, 2023
Q4 2022
|
Csenge Advisory Group
|
BUY
|
- |
4.44K+ 40.6% |
$50.3K - $55.4K
|
15.4K
$185K
|
|
|
Feb 14, 2023
Q4 2022
|
Bramshill Investments, LLC
Naples, FL |
BUY
|
- |
3.41K+ 0.15% |
$38.6K - $42.5K
|
2.26M
$27.2M
|
|
|
May 19, 2023
Q4 2022
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
3.25KNew |
$36.8K - $40.5K
|
3.25K
$39K
|
|
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
3.25KNew |
$36.8K - $40.5K
|
3.25K
$39K
|
|
|
Feb 14, 2023
Q4 2022
|
Freedom Wealth Alliance, LLC
Brookfield, WI |
BUY
|
- |
2KNew |
$22.7K - $25K
|
2K
$24K
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.97K+ 2.67% |
$22.4K - $24.6K
|
75.9K
$911K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
460New |
$5.22K - $5.74K
|
460
$5.52K
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
450+ 4.35% |
$5.1K - $5.62K
|
10.8K
$130K
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
8+ 3.45% |
$90.7 - $99.8
|
240
$2.88K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 19, 2023
Q4 2022
|
Gilman Hill Asset Management, LLC
|
SELL
|
- |
-25- 0.08% |
$284 - $312
|
30.7K
$368K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-54- 0.16% |
$612 - $674
|
34.5K
$413K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-208- 0.31% |
$2.36K - $2.6K
|
66K
$792K
|
|
|
Feb 14, 2023
Q4 2022
|
Evergreen Capital Management LLC
Bellevue, WA |
SELL
|
- |
-275- 1.74% |
$3.12K - $3.43K
|
15.6K
$187K
|
|
|
Jan 13, 2023
Q4 2022
|
Uncommon Cents Investing LLC
|
SELL
|
- |
-400- 0.13% |
$4.54K - $4.99K
|
316K
$3.8M
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-638- 50.0% |
$7.23K - $7.96K
|
638
$7.66K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-982- 5.59% |
$11.1K - $12.3K
|
16.6K
$199K
|
|
|
Jan 26, 2023
Q4 2022
|
Granite Shares Advisors LLC
|
SELL
|
- |
-1.07K- 0.57% |
$12.1K - $13.3K
|
188K
$2.25M
|
|
|
Jan 20, 2023
Q4 2022
|
Clear Harbor Asset Management, LLC
|
SELL
|
- |
-2.63K- 13.97% |
$29.8K - $32.8K
|
16.2K
$194K
|
|
|
Jan 13, 2023
Q4 2022
|
E&G Advisors, LP
|
SELL
|
- |
-4.3K- 3.23% |
$48.8K - $53.7K
|
129K
$1.55M
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-5.07K- 5.96% |
$57.5K - $63.2K
|
80K
$960K
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-6.49K- 15.58% |
$73.6K - $81K
|
35.2K
$422K
|
|
|
Jan 31, 2023
Q4 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-8.52K- 39.65% |
$96.6K - $106K
|
13K
$156K
|
|
|
Jan 05, 2023
Q4 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-9.75K- 4.9% |
$111K - $122K
|
189K
$2.27M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-16.5K- 10.62% |
$187K - $205K
|
139K
$1.66M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-17.5K- 3.91% |
$198K - $218K
|
430K
$5.16M
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-19.1K- 34.81% |
$217K - $238K
|
35.8K
$429K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-30.3K- 8.65% |
$344K - $379K
|
320K
$3.85M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-41.6K- 34.77% |
$471K - $519K
|
78K
$935K
|