Purchases and Sales Made in Q2 2023 in Nuveen Floating Rate Income Fund (JFR)
This table provides information about the institutional ownership of Nuveen Floating Rate Income Fund (JFR) during Q2 2023. The information is specifically focused on institutions that hold shares of NUVEEN FLOATING RATE INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2023
Q2 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
299K+ 123.23% |
$2.31M - $2.54M
|
541K
$4.85M
|
|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
114K+ 5.07% |
$880K - $968K
|
2.36M
$21.1M
|
|
|
Aug 14, 2023
Q2 2023
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
106KNew |
$820K - $902K
|
106K
$950K
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
104K+ 8.77% |
$807K - $887K
|
1.29M
$11.6M
|
|
|
Aug 11, 2023
Q2 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
95.3K+ 462.64% |
$737K - $811K
|
116K
$1.04M
|
|
|
Aug 11, 2023
Q2 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
89.3KNew |
$691K - $760K
|
89.3K
$800K
|
|
|
Aug 07, 2023
Q2 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
84.8KNew |
$657K - $722K
|
84.8K
$760K
|
|
|
Aug 11, 2023
Q2 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
79.5K+ 6.65% |
$616K - $677K
|
1.28M
$11.4M
|
|
|
Aug 11, 2023
Q2 2023
|
Natixis
Paris, I0 |
BUY
|
- |
77.6K+ 23.9% |
$601K - $660K
|
402K
$3.6M
|
|
|
Aug 14, 2023
Q2 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
74.7KNew |
$578K - $636K
|
74.7K
$670K
|
|
|
Aug 14, 2023
Q2 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
70KNew |
$542K - $595K
|
70K
$627K
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
47.8K+ 42.14% |
$370K - $407K
|
161K
$1.44M
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
32.9K+ 1.99% |
$255K - $280K
|
1.69M
$15.1M
|
|
|
Aug 07, 2023
Q2 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
31.9K+ 172.84% |
$247K - $272K
|
50.4K
$452K
|
|
|
Aug 14, 2023
Q2 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
30.6K+ 1138.48% |
$237K - $261K
|
33.3K
$299K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
30.1K+ 35.89% |
$233K - $256K
|
114K
$1.02M
|
|
|
Jul 13, 2023
Q2 2023
|
Congress Park Capital LLC
|
BUY
|
- |
25K+ 29.41% |
$194K - $213K
|
110K
$986K
|
|
|
Aug 02, 2023
Q2 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
15.5KNew |
$120K - $132K
|
15.5K
$139K
|
|
|
Aug 14, 2023
Q2 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
12.9K+ 3.61% |
$99.6K - $110K
|
369K
$3.31M
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
12.4K+ 1.81% |
$95.7K - $105K
|
697K
$6.24M
|
|
|
Aug 10, 2023
Q2 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
11.3KNew |
$87.5K - $96.2K
|
11.3K
$101K
|
|
|
Aug 11, 2023
Q2 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
10.9KNew |
$84.7K - $93.1K
|
10.9K
$98K
|
|
|
Aug 23, 2023
Q2 2023
|
Ctc Alternative Strategies, Ltd.
Chicago, IL |
BUY
|
- |
10.7KNew |
$82.8K - $91.1K
|
10.7K
$95.9K
|
|
|
Jul 31, 2023
Q2 2023
|
Integrated Capital Management, Inc.
|
BUY
|
- |
8.21K+ 60.05% |
$63.6K - $69.9K
|
21.9K
$196K
|
|
|
Aug 14, 2023
Q2 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
7.23K+ 5.06% |
$56K - $61.5K
|
150K
$1.35M
|
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
5.91K+ 3.94% |
$45.7K - $50.3K
|
156K
$1.4M
|
|
|
Jul 21, 2023
Q2 2023
|
Kovack Advisors, Inc.
|
BUY
|
- |
5.9K+ 21.53% |
$45.7K - $50.2K
|
33.3K
$298K
|
|
|
Aug 15, 2023
Q2 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
5KNew |
$38.7K - $42.6K
|
5K
$44.8K
|
|
|
Aug 01, 2023
Q2 2023
|
Carson Allaria Wealth Management, Ltd.
|
BUY
|
- |
4.27KNew |
$33.1K - $36.4K
|
4.27K
$38.3K
|
|
|
Aug 14, 2023
Q2 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
3.18K+ 13.35% |
$24.6K - $27.1K
|
27K
$242K
|
|
|
Jul 14, 2023
Q2 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
2.59K+ 1.95% |
$20K - $22K
|
136K
$1.21M
|
|
|
Aug 09, 2023
Q2 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
2.57K+ 20.77% |
$19.9K - $21.9K
|
15K
$134K
|
|
|
Jul 19, 2023
Q2 2023
|
Caldwell Sutter Capital, Inc.
Sausalito, CA |
BUY
|
- |
2.56KNew |
$19.8K - $21.8K
|
2.56K
$22.9K
|
|
|
Aug 14, 2023
Q2 2023
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
2.56K+ 3.42% |
$19.8K - $21.7K
|
77.3K
$693K
|
|
|
Jul 31, 2023
Q2 2023
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
2.22K+ 20.48% |
$17.2K - $18.9K
|
13.1K
$117K
|
|
|
Aug 11, 2023
Q2 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.98K+ 0.5% |
$15.3K - $16.8K
|
396K
$3.55M
|
|
|
Aug 07, 2023
Q2 2023
|
Kades & Cheifetz LLC
Berwyn, PA |
BUY
|
- |
1.81K+ 0.91% |
$14K - $15.4K
|
200K
$1.79M
|
|
|
Aug 03, 2023
Q2 2023
|
Cwm, LLC
|
BUY
|
- |
1.55KNew |
$12K - $13.2K
|
1.55K
$13.9K
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
638+ 1.11% |
$4.94K - $5.43K
|
58.2K
$521K
|
|
|
Jul 27, 2023
Q2 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
547+ 1.8% |
$4.23K - $4.65K
|
31K
$278K
|
|
|
Aug 14, 2023
Q2 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
481+ 1.31% |
$3.72K - $4.09K
|
37.1K
$332K
|
|
|
Aug 30, 2023
Q2 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
407+ 2.54% |
$3.15K - $3.46K
|
16.4K
$147K
|
|
|
Aug 01, 2023
Q2 2023
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
130+ 0.47% |
$1.01K - $1.11K
|
27.7K
$249K
|
|
|
Jul 25, 2023
Q2 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
125+ 11.36% |
$968 - $1.06K
|
1.23K
$11K
|
|
|
Aug 08, 2023
Q2 2023
|
Focused Wealth Management, Inc
|
BUY
|
- |
34+ 2.74% |
$263 - $289
|
1.28K
$11.4K
|
|
|
Jul 07, 2023
Q2 2023
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
28+ 2.67% |
$217 - $238
|
1.08K
$9.64K
|
|
|
Aug 14, 2023
Q2 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
6New |
$46.4 - $51.1
|
6
$53.8
|
|
|
Jul 14, 2023
Q2 2023
|
Harbor Investment Advisory, LLC
|
BUY
|
- |
3New |
$23.2 - $25.5
|
3
$26.9
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 26, 2023
Q2 2023
|
Shulman De Meo Asset Management LLC
|
SELL
|
- |
-180- 0.79% |
$1.39K - $1.53K
|
22.6K
$202K
|