Purchases and Sales Made in Q3 2021 in Nuveen Floating Rate Income Fund (JFR)
This table provides information about the institutional ownership of Nuveen Floating Rate Income Fund (JFR) during Q3 2021. The information is specifically focused on institutions that hold shares of NUVEEN FLOATING RATE INCOME FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
894KNew |
$8.59M - $9.08M
|
894K
$8.01M
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
856KNew |
$8.23M - $8.69M
|
856K
$7.67M
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
438KNew |
$4.21M - $4.45M
|
438K
$3.93M
|
|
Nov 15, 2021
Q3 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
380K+ 760.0% |
$3.65M - $3.86M
|
430K
$3.85M
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
193K+ 12.5% |
$1.85M - $1.96M
|
1.74M
$15.5M
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
168K+ 33.66% |
$1.61M - $1.71M
|
667K
$5.98M
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
166K+ 11.48% |
$1.6M - $1.68M
|
1.61M
$14.4M
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
73K+ 15.56% |
$701K - $741K
|
542K
$4.85M
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
61.6K+ 19.34% |
$592K - $625K
|
380K
$3.4M
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
57.9K+ 3.44% |
$557K - $588K
|
1.74M
$15.6M
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
48.5K+ 48.64% |
$466K - $493K
|
148K
$1.33M
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
46.1K+ 78.81% |
$443K - $468K
|
105K
$938K
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
BUY
|
- |
45.2K+ 6.95% |
$434K - $458K
|
695K
$6.22M
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
31.2K+ 11.41% |
$299K - $316K
|
304K
$2.73M
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
26.4K+ 4.05% |
$254K - $268K
|
678K
$6.08M
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
25.8K+ 2.93% |
$248K - $262K
|
907K
$8.12M
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
23.5K+ 528.33% |
$226K - $238K
|
27.9K
$250K
|
|
Nov 03, 2021
Q3 2021
|
Congress Park Capital LLC
|
BUY
|
- |
21K+ 46.67% |
$202K - $213K
|
66K
$591K
|
|
Nov 15, 2021
Q3 2021
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
19.1KNew |
$184K - $194K
|
19.1K
$171K
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
18.1K+ 132.96% |
$174K - $183K
|
31.7K
$284K
|
|
Nov 05, 2021
Q3 2021
|
Calton & Associates, Inc.
|
BUY
|
- |
17.3K+ 51.97% |
$166K - $176K
|
50.6K
$454K
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
12.3KNew |
$119K - $125K
|
12.3K
$111K
|
|
Nov 15, 2021
Q3 2021
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
BUY
|
- |
11.6KNew |
$112K - $118K
|
11.6K
$104K
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
11.2KNew |
$108K - $114K
|
11.2K
$100K
|
|
Oct 14, 2021
Q3 2021
|
Latitude Advisors, LLC
|
BUY
|
- |
10.7KNew |
$103K - $109K
|
10.7K
$95.9K
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
10.6K+ 10.81% |
$102K - $107K
|
108K
$971K
|
|
Oct 28, 2021
Q3 2021
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
10.3KNew |
$99.4K - $105K
|
10.3K
$92.7K
|
|
Oct 21, 2021
Q3 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
9.01K+ 9.33% |
$86.5K - $91.4K
|
106K
$945K
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
7.37K+ 13.25% |
$70.8K - $74.8K
|
62.9K
$564K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
7.32K+ 2.29% |
$70.3K - $74.3K
|
327K
$2.93M
|
|
Oct 19, 2021
Q3 2021
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
5.38K+ 2.13% |
$51.7K - $54.6K
|
258K
$2.31M
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
5KNew |
$48.1K - $50.8K
|
5K
$44.8K
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
4.35KNew |
$41.8K - $44.1K
|
4.35K
$38.9K
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.23K+ 15.06% |
$40.6K - $42.9K
|
32.3K
$289K
|
|
Oct 20, 2021
Q3 2021
|
Integrated Capital Management, Inc.
|
BUY
|
- |
3.12K+ 18.33% |
$30K - $31.7K
|
20.1K
$181K
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
3.09KNew |
$29.7K - $31.4K
|
3.09K
$27.7K
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
2.92K+ 78.98% |
$28K - $29.6K
|
6.61K
$59.2K
|
|
Nov 03, 2021
Q3 2021
|
Herold Advisors, Inc.
|
BUY
|
- |
2KNew |
$19.2K - $20.3K
|
2K
$17.9K
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
1.8K+ 147.54% |
$17.3K - $18.3K
|
3.02K
$27.1K
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
1.17K+ 1.84% |
$11.3K - $11.9K
|
65K
$582K
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
500+ 1.23% |
$4.81K - $5.08K
|
41.2K
$369K
|
|
Oct 28, 2021
Q3 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
223+ 1.08% |
$2.14K - $2.26K
|
20.9K
$187K
|
|
Oct 21, 2021
Q3 2021
|
Foresight Wealth Management, LLC
|
BUY
|
- |
189+ 1.76% |
$1.82K - $1.92K
|
10.9K
$97.9K
|
|
Oct 25, 2021
Q3 2021
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
181+ 1.78% |
$1.74K - $1.84K
|
10.4K
$92.9K
|
|
Oct 13, 2022
Q3 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
178+ 0.35% |
$1.71K - $1.81K
|
51.1K
$458K
|
|
Nov 15, 2021
Q3 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
178+ 0.35% |
$1.71K - $1.81K
|
51.1K
$458K
|
|
Nov 16, 2021
Q3 2021
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
87+ 0.78% |
$836 - $883
|
11.2K
$100K
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
70+ 0.36% |
$673 - $711
|
19.6K
$176K
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
30+ 0.45% |
$288 - $305
|
6.75K
$60.4K
|
|
Oct 12, 2021
Q3 2021
|
Focused Wealth Management, Inc
|
BUY
|
- |
18+ 1.67% |
$173 - $183
|
1.09K
$9.8K
|