Purchases and Sales Made in Q4 2022 in Nuveen Floating Rate Income Fund (JFR)
This table provides information about the institutional ownership of Nuveen Floating Rate Income Fund (JFR) during Q4 2022. The information is specifically focused on institutions that hold shares of NUVEEN FLOATING RATE INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
386K+ 34.8% |
$3.03M - $3.31M
|
1.5M
$13.7M
|
|
|
Feb 02, 2023
Q4 2022
|
Kades & Cheifetz LLC
Berwyn, PA |
BUY
|
- |
199KNew |
$1.56M - $1.71M
|
199K
$1.82M
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
142K+ 398.07% |
$1.11M - $1.21M
|
177K
$1.62M
|
|
|
Feb 14, 2023
Q4 2022
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
115KNew |
$898K - $982K
|
115K
$1.05M
|
|
|
Jan 31, 2023
Q4 2022
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
113KNew |
$885K - $968K
|
113K
$1.03M
|
|
|
Feb 27, 2023
Q4 2022
|
Gallagher Benefit Services, Inc.
Rolling Meadows, IL |
BUY
|
- |
104KNew |
$816K - $891K
|
104K
$951K
|
|
|
Feb 14, 2023
Q4 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
83.6K+ 335.71% |
$655K - $716K
|
108K
$991K
|
|
|
Feb 14, 2023
Q4 2022
|
Howard Marks
Oaktree Capital Management LP | Los Angeles, Ca
|
BUY
|
- |
60K+ 5.79% |
$470K - $514K
|
1.1M
$10M
|
|
|
Feb 14, 2023
Q4 2022
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
59.6KNew |
$467K - $511K
|
59.6K
$545K
|
|
|
Feb 13, 2023
Q4 2022
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
55K+ 9.87% |
$431K - $472K
|
612K
$5.6M
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
53.1K+ 45.29% |
$416K - $455K
|
170K
$1.56M
|
|
|
Feb 14, 2023
Q4 2022
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
50.7K+ 24.36% |
$397K - $434K
|
259K
$2.36M
|
|
|
Feb 14, 2023
Q4 2022
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
48.5KNew |
$380K - $416K
|
48.5K
$443K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
42.4K+ 37.37% |
$333K - $364K
|
156K
$1.43M
|
|
|
Feb 06, 2023
Q4 2022
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
BUY
|
- |
39.3KNew |
$308K - $337K
|
39.3K
$359K
|
|
|
Feb 10, 2023
Q4 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
32K+ 70.22% |
$251K - $274K
|
77.5K
$709K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
31.5K+ 4.91% |
$247K - $270K
|
674K
$6.16M
|
|
|
Feb 14, 2023
Q4 2022
|
F3 Logic, LLC
|
BUY
|
- |
29.9K+ 40.41% |
$235K - $257K
|
104K
$951K
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
29.6K+ 2.74% |
$232K - $254K
|
1.11M
$10.2M
|
|
|
Feb 01, 2023
Q4 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
27.8KNew |
$218K - $238K
|
27.8K
$254K
|
|
|
Feb 15, 2023
Q4 2022
|
Cerity Partners LLC
New York, NY |
BUY
|
- |
19.3K+ 96.42% |
$151K - $165K
|
39.3K
$359K
|
|
|
Feb 08, 2023
Q4 2022
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
18.7K+ 16.79% |
$146K - $160K
|
130K
$1.19M
|
|
|
Feb 09, 2023
Q4 2022
|
Elequin Capital LP
New York, NY |
BUY
|
- |
18.5KNew |
$145K - $158K
|
18.5K
$169K
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
18.3KNew |
$143K - $157K
|
18.3K
$167K
|
|
|
Jan 27, 2023
Q4 2022
|
Congress Park Capital LLC
|
BUY
|
- |
17.5K+ 30.43% |
$137K - $150K
|
75K
$686K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
15.4KNew |
$121K - $132K
|
15.4K
$141K
|
|
|
Feb 09, 2023
Q4 2022
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
14.9K+ 24.42% |
$117K - $127K
|
75.7K
$692K
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
14.8KNew |
$116K - $127K
|
14.8K
$135K
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
11.6K+ 29.02% |
$90.7K - $99.1K
|
51.4K
$470K
|
|
|
Feb 13, 2023
Q4 2022
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
10.3KNew |
$81K - $88.6K
|
10.3K
$94.5K
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
7.16K+ 2.02% |
$56.2K - $61.4K
|
361K
$3.3M
|
|
|
Jan 11, 2023
Q4 2022
|
Accurate Wealth Management, LLC
|
BUY
|
- |
3.85KNew |
$30.2K - $33K
|
3.85K
$35.2K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
2.52KNew |
$19.8K - $21.6K
|
2.52K
$23.1K
|
|
|
Feb 06, 2023
Q4 2022
|
Hollencrest Capital Management
|
BUY
|
- |
2.07KNew |
$16.2K - $17.7K
|
2.07K
$18.9K
|
|
|
Feb 14, 2023
Q4 2022
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
1.8KNew |
$14.1K - $15.4K
|
1.8K
$16.5K
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
1.51K+ 14.48% |
$11.9K - $13K
|
12K
$109K
|
|
|
Jan 31, 2023
Q4 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
1.44K+ 8.38% |
$11.3K - $12.3K
|
18.6K
$170K
|
|
|
Feb 10, 2023
Q4 2022
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
1.26K+ 2.1% |
$9.91K - $10.8K
|
61.5K
$562K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.04K+ 8.81% |
$8.16K - $8.92K
|
12.9K
$118K
|
|
|
Jan 17, 2023
Q4 2022
|
Romano Brothers And Company
Evanston, IL |
BUY
|
- |
1KNew |
$7.84K - $8.57K
|
1K
$9.14K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
313+ 1.61% |
$2.45K - $2.68K
|
19.7K
$180K
|
|
|
Feb 10, 2023
Q4 2022
|
M Holdings Securities, Inc.
Portland, OR |
BUY
|
- |
114+ 0.81% |
$894 - $977
|
14.2K
$130K
|
|
|
Jan 13, 2023
Q4 2022
|
Focused Wealth Management, Inc
|
BUY
|
- |
41+ 3.48% |
$321 - $351
|
1.22K
$11.2K
|
|
|
Feb 14, 2023
Q4 2022
|
Old Mission Capital LLC
|
BUY
|
- |
33New |
$259 - $283
|
33
$302
|
|
|
Jan 10, 2023
Q4 2022
|
Soa Wealth Advisors, Llc.
|
BUY
|
- |
26+ 2.62% |
$204 - $223
|
1.02K
$9.32K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jan 13, 2023
Q4 2022
|
Advisor Net Financial, Inc
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 01, 2023
Q4 2022
|
Wolverine Asset Management LLC
|
SELL
|
- |
-74- 1.99% |
$580 - $634
|
3.65K
$33.4K
|
|
|
Jan 05, 2023
Q4 2022
|
Optimum Investment Advisors
|
SELL
|
- |
-500- 8.77% |
$3.92K - $4.29K
|
5.2K
$47.5K
|
|
|
Jan 05, 2023
Q4 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-839- 0.35% |
$6.58K - $7.19K
|
240K
$2.19M
|