Purchases and Sales Made in Q4 2023 in Nuveen Floating Rate Income Fund (JFR)
This table provides information about the institutional ownership of Nuveen Floating Rate Income Fund (JFR) during Q4 2023. The information is specifically focused on institutions that hold shares of NUVEEN FLOATING RATE INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
1.73M+ 779.31% |
$13.2M - $14.2M
|
1.95M
$17.5M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.3M+ 30.9% |
$9.98M - $10.7M
|
5.53M
$49.5M
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.11M+ 118.12% |
$8.46M - $9.09M
|
2.04M
$18.3M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
591K+ 887.94% |
$4.52M - $4.86M
|
658K
$5.89M
|
|
|
Jan 19, 2024
Q4 2023
|
Congress Park Capital LLC
|
BUY
|
- |
564K+ 154.53% |
$4.31M - $4.64M
|
929K
$8.32M
|
|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
436K+ 40.81% |
$3.34M - $3.59M
|
1.51M
$13.5M
|
|
|
Jan 12, 2024
Q4 2023
|
Cyndeo Wealth Partners, LLC
St. Petersburg, FL |
BUY
|
- |
387KNew |
$2.96M - $3.18M
|
387K
$3.47M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
334K+ 6.43% |
$2.55M - $2.74M
|
5.53M
$49.5M
|
|
|
Feb 13, 2024
Q4 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
320K+ 102.12% |
$2.44M - $2.63M
|
633K
$5.67M
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
317K+ 76.21% |
$2.43M - $2.61M
|
734K
$6.58M
|
|
|
Feb 14, 2024
Q4 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
297K+ 55.45% |
$2.27M - $2.44M
|
833K
$7.46M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
245K+ 48.34% |
$1.87M - $2.01M
|
752K
$6.73M
|
|
|
Feb 13, 2024
Q4 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
200K+ 39.28% |
$1.53M - $1.64M
|
709K
$6.35M
|
|
|
Jan 30, 2024
Q4 2023
|
Granite Shares Advisors LLC
|
BUY
|
- |
181KNew |
$1.39M - $1.49M
|
181K
$1.62M
|
|
|
Feb 14, 2024
Q4 2023
|
Vivaldi Capital Management LP
Chicago, IL |
BUY
|
- |
169KNew |
$1.29M - $1.39M
|
169K
$1.51M
|
|
|
Feb 13, 2024
Q4 2023
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
132KNew |
$1.01M - $1.09M
|
132K
$1.18M
|
|
|
Feb 14, 2024
Q4 2023
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
102K+ 7.44% |
$779K - $837K
|
1.47M
$13.2M
|
|
|
Feb 15, 2024
Q4 2023
|
Coastal Bridge Advisors, LLC
|
BUY
|
- |
89.6K+ 71.98% |
$685K - $737K
|
214K
$1.92M
|
|
|
Feb 08, 2024
Q4 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
78.2K+ 128.64% |
$598K - $643K
|
139K
$1.25M
|
|
|
Feb 14, 2024
Q4 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
69K+ 11.48% |
$528K - $567K
|
670K
$6.01M
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
68.9KNew |
$527K - $566K
|
68.9K
$617K
|
|
|
Jan 10, 2024
Q4 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
60.8K+ 33.12% |
$465K - $500K
|
245K
$2.19M
|
|
|
Feb 13, 2024
Q4 2023
|
Aristides Capital LLC
Ottawa Hills, OH |
BUY
|
- |
54.5KNew |
$417K - $448K
|
54.5K
$489K
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
54K+ 13.13% |
$413K - $444K
|
465K
$4.17M
|
|
|
Apr 15, 2024
Q4 2023
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
51.8KNew |
$396K - $426K
|
51.8K
$464K
|
|
|
Feb 12, 2024
Q4 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
45K+ 13.24% |
$344K - $370K
|
385K
$3.45M
|
|
|
Aug 06, 2024
Q4 2023
|
Alpine Global Management, LLC
New York, NY |
BUY
|
- |
45K+ 13.24% |
$344K - $370K
|
385K
$3.45M
|
|
|
Jan 29, 2024
Q4 2023
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
42.7K+ 65.76% |
$327K - $351K
|
108K
$965K
|
|
|
Feb 08, 2024
Q4 2023
|
Matisse Capital
|
BUY
|
- |
42.3K+ 158.93% |
$324K - $348K
|
69K
$618K
|
|
|
Feb 13, 2024
Q4 2023
|
Eschler Asset Management LLP
Cambridge, X0 |
BUY
|
- |
40KNew |
$306K - $329K
|
40K
$358K
|
|
|
Feb 14, 2024
Q4 2023
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
40KNew |
$306K - $329K
|
40K
$358K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
37.4K+ 8.66% |
$286K - $307K
|
469K
$4.2M
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
34.1K+ 186.28% |
$261K - $280K
|
52.4K
$470K
|
|
|
Jan 25, 2024
Q4 2023
|
Hbk Sorce Advisory LLC
Erie, PA |
BUY
|
- |
30.1KNew |
$230K - $247K
|
30.1K
$270K
|
|
|
Feb 09, 2024
Q4 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
28.5K+ 5.36% |
$218K - $234K
|
560K
$5.02M
|
|
|
Feb 14, 2024
Q4 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
26.8K+ 65.57% |
$205K - $220K
|
67.6K
$605K
|
|
|
Feb 14, 2024
Q4 2023
|
Quadcap Wealth Management, LLC
Frisco, TX |
BUY
|
- |
26.7KNew |
$204K - $219K
|
26.7K
$239K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
25.3K+ 9.68% |
$193K - $208K
|
286K
$2.57M
|
|
|
Feb 08, 2024
Q4 2023
|
Robinson Capital Management, LLC
|
BUY
|
- |
23.2K+ 12315.96% |
$177K - $190K
|
23.3K
$209K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
20.7K+ 9.65% |
$158K - $170K
|
235K
$2.1M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
20.5K+ 3.97% |
$157K - $168K
|
537K
$4.81M
|
|
|
Feb 06, 2024
Q4 2023
|
Spire Wealth Management
|
BUY
|
- |
20.2K+ 108.55% |
$155K - $166K
|
38.9K
$348K
|
|
|
Feb 07, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
19.6KNew |
$150K - $161K
|
19.6K
$176K
|
|
|
Oct 21, 2024
Q4 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
19.6KNew |
$150K - $161K
|
19.6K
$176K
|
|
|
Feb 14, 2024
Q4 2023
|
Qsv Equity Investors LLC
Naperville, IL |
BUY
|
- |
16.6KNew |
$127K - $136K
|
16.6K
$149K
|
|
|
Feb 26, 2024
Q4 2023
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
16.1K+ 158.57% |
$123K - $132K
|
26.3K
$235K
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
15.4KNew |
$118K - $126K
|
15.4K
$138K
|
|
|
Apr 22, 2024
Q4 2023
|
Mgb Wealth Management, LLC
Addison, TX |
BUY
|
- |
14.6KNew |
$112K - $120K
|
14.6K
$131K
|
|
|
Feb 16, 2024
Q4 2023
|
Burford Brothers, Inc.
Dallas, TX |
BUY
|
- |
14.6KNew |
$111K - $120K
|
14.6K
$131K
|
|
|
Feb 14, 2024
Q4 2023
|
First Financial Bankshares Inc
Abilene, TX |
BUY
|
- |
13.5KNew |
$103K - $111K
|
13.5K
$121K
|