Purchases and Sales Made in Q4 2023 in Nuveen Floating Rate Income Fund (JFR)
This table provides information about the institutional ownership of Nuveen Floating Rate Income Fund (JFR) during Q4 2023. The information is specifically focused on institutions that hold shares of NUVEEN FLOATING RATE INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 26, 2024
Q4 2023
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
BUY
|
- |
12.2KNew |
$93.5K - $100K
|
12.2K
$111K
|
|
|
Feb 14, 2024
Q4 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
12.2KNew |
$93.3K - $100K
|
12.2K
$110K
|
|
|
Feb 14, 2024
Q4 2023
|
Verition Fund Management LLC
Greenwich, CT |
BUY
|
- |
12.1KNew |
$92.8K - $99.7K
|
12.1K
$110K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
12.1K+ 5.67% |
$92.4K - $99.3K
|
225K
$2.03M
|
|
|
Feb 07, 2024
Q4 2023
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
10.4KNew |
$79.8K - $85.8K
|
10.4K
$94.3K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
9.11KNew |
$69.7K - $74.9K
|
9.11K
$82.4K
|
|
|
Feb 13, 2024
Q4 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
7.6K+ 11.12% |
$58.2K - $62.5K
|
76K
$687K
|
|
|
Jan 24, 2024
Q4 2023
|
Centurion Wealth Management LLC
Mclean, VA |
BUY
|
- |
6.73K+ 36.13% |
$51.5K - $55.4K
|
25.4K
$229K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
6.01K+ 24.99% |
$46K - $49.4K
|
30K
$272K
|
|
|
Jan 31, 2024
Q4 2023
|
Western Wealth Management, LLC
|
BUY
|
- |
5.97K+ 17.83% |
$45.7K - $49.1K
|
39.5K
$357K
|
|
|
Jan 09, 2024
Q4 2023
|
Integrated Capital Management, Inc.
|
BUY
|
- |
5.13K+ 19.65% |
$39.3K - $42.2K
|
31.2K
$282K
|
|
|
Feb 12, 2024
Q4 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
4.58K+ 8.19% |
$35.1K - $37.7K
|
60.6K
$548K
|
|
|
Feb 07, 2024
Q4 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
4.54K+ 24.45% |
$34.7K - $37.3K
|
23.1K
$209K
|
|
|
Feb 14, 2024
Q4 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
3.42KNew |
$26.2K - $28.1K
|
3.42K
$30.9K
|
|
|
Mar 07, 2024
Q4 2023
|
Ica Group Wealth Management, LLC
Denver, CO |
BUY
|
- |
3KNew |
$23K - $24.7K
|
3K
$27.1K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
2.7K+ 4.35% |
$20.6K - $22.2K
|
64.7K
$585K
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
2.64KNew |
$20.2K - $21.7K
|
2.64K
$23.9K
|
|
|
Jan 19, 2024
Q4 2023
|
Next Capital Management LLC
|
BUY
|
- |
2.49K+ 0.42% |
$19.1K - $20.5K
|
593K
$5.36M
|
|
|
Jan 29, 2024
Q4 2023
|
Baystate Wealth Management LLC
|
BUY
|
- |
2.03KNew |
$15.5K - $16.7K
|
2.03K
$18.3K
|
|
|
Feb 06, 2024
Q4 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
2K+ 28.57% |
$15.3K - $16.4K
|
9K
$81.4K
|
|
|
Feb 14, 2024
Q4 2023
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
1.97KNew |
$15.1K - $16.2K
|
1.97K
$17.8K
|
|
|
Feb 14, 2024
Q4 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
1.75K+ 16.46% |
$13.4K - $14.4K
|
12.4K
$112K
|
|
|
Feb 14, 2024
Q4 2023
|
Jones Road Capital Management, L.P.
New York, NY |
BUY
|
- |
1.59K+ 8.07% |
$12.2K - $13.1K
|
21.3K
$193K
|
|
|
Feb 06, 2024
Q4 2023
|
Bogart Wealth, LLC
|
BUY
|
- |
1.58KNew |
$12.1K - $13K
|
1.58K
$14.3K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
1.22K+ 0.12% |
$9.35K - $10K
|
1.01M
$9.15M
|
|
|
Jan 26, 2024
Q4 2023
|
Seelaus Asset Management LLC
|
BUY
|
- |
1.17K+ 1.64% |
$8.97K - $9.64K
|
72.6K
$656K
|
|
|
Feb 12, 2024
Q4 2023
|
Wedbush Securities Inc
|
BUY
|
- |
1.03K+ 1.69% |
$7.88K - $8.47K
|
62K
$560K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
867+ 3.32% |
$6.63K - $7.13K
|
27K
$244K
|
|
|
Feb 15, 2024
Q4 2023
|
Riverbridge Partners LLC
|
BUY
|
- |
635+ 0.87% |
$4.86K - $5.22K
|
73.9K
$668K
|
|
|
Jan 24, 2024
Q4 2023
|
Riverbridge Partners LLC
|
BUY
|
- |
635+ 0.87% |
$4.86K - $5.22K
|
73.9K
$668K
|
|
|
Jan 09, 2024
Q4 2023
|
Beacon Capital Management, LLC
|
BUY
|
- |
470New |
$3.6K - $3.86K
|
470
$4.25K
|
|
|
Jan 24, 2024
Q4 2023
|
Stratos Wealth Advisors, LLC
|
BUY
|
- |
467+ 4.31% |
$3.57K - $3.84K
|
11.3K
$102K
|
|
|
Feb 08, 2024
Q4 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
402+ 2.39% |
$3.08K - $3.3K
|
17.2K
$156K
|
|
|
Feb 13, 2024
Q4 2023
|
Cwa Asset Management Group, LLC
|
BUY
|
- |
393+ 3.21% |
$3.01K - $3.23K
|
12.6K
$114K
|
|
|
Jan 22, 2024
Q4 2023
|
Drive Wealth Management, LLC
Lehi, UT |
BUY
|
- |
362+ 2.39% |
$2.77K - $2.98K
|
15.5K
$140K
|
|
|
Jan 18, 2024
Q4 2023
|
Future Financial Wealth Managment LLC
|
BUY
|
- |
300+ 0.99% |
$2.3K - $2.47K
|
30.6K
$276K
|
|
|
Feb 09, 2024
Q4 2023
|
Assetmark, Inc
|
BUY
|
- |
216+ 526.83% |
$1.65K - $1.78K
|
257
$2.32K
|
|
|
Jan 31, 2024
Q4 2023
|
Signaturefd, LLC
Atlanta, GA |
BUY
|
- |
201+ 4.27% |
$1.54K - $1.65K
|
4.91K
$44.4K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
153+ 0.99% |
$1.17K - $1.26K
|
15.6K
$141K
|
|
|
Feb 21, 2024
Q4 2023
|
Raleigh Capital Management Inc.
Cary, NC |
BUY
|
- |
150+ 12.24% |
$1.15K - $1.23K
|
1.38K
$12.4K
|
|
|
Feb 08, 2024
Q4 2023
|
American National Bank
|
BUY
|
- |
149New |
$1.14K - $1.22K
|
149
$1.35K
|
|
|
Jan 18, 2024
Q4 2023
|
Transform Wealth, LLC
|
BUY
|
- |
68+ 0.44% |
$520 - $559
|
15.4K
$139K
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
52+ 3.19% |
$398 - $427
|
1.68K
$15.2K
|
|
|
Jan 10, 2024
Q4 2023
|
Focused Wealth Management, Inc
|
BUY
|
- |
43+ 3.27% |
$329 - $353
|
1.36K
$12.3K
|
|
|
Feb 13, 2024
Q4 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
26+ 0.3% |
$199 - $214
|
8.77K
$79.3K
|
|
|
Feb 05, 2024
Q4 2023
|
Fortitude Advisory Group L.L.C.
Gig Harbor, WA |
BUY
|
- |
11+ 0.03% |
$84.2 - $90.4
|
39.5K
$357K
|
|
|
Jan 30, 2024
Q4 2023
|
Investment Advisory Group, LLC
|
BUY
|
- |
1+ 0.01% |
$7.65 - $8.22
|
18K
$163K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-128- 0.27% |
$979 - $1.05K
|
46.8K
$423K
|
|
|
Feb 07, 2024
Q4 2023
|
Edgemoor Investment Advisors, Inc.
|
SELL
|
- |
-200- 0.29% |
$1.53K - $1.64K
|
69.6K
$629K
|