Purchases and Sales Made in Q4 2023 in Nuveen Floating Rate Income Fund (JFR)
This table provides information about the institutional ownership of Nuveen Floating Rate Income Fund (JFR) during Q4 2023. The information is specifically focused on institutions that hold shares of NUVEEN FLOATING RATE INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 12, 2024
Q4 2023
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-483- 3.13% |
$3.69K - $3.97K
|
15K
$134K
|
|
|
Jan 08, 2024
Q4 2023
|
Gill Capital Partners, LLC
Denver, CO |
SELL
|
- |
-559- 0.51% |
$4.28K - $4.59K
|
109K
$975K
|
|
|
Jan 29, 2024
Q4 2023
|
Kades & Cheifetz LLC
Berwyn, PA |
SELL
|
- |
-905- 0.43% |
$6.92K - $7.44K
|
211K
$1.89M
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-931- 2.18% |
$7.12K - $7.65K
|
41.8K
$374K
|
|
|
Feb 07, 2024
Q4 2023
|
Ieq Capital, LLC
|
SELL
|
- |
-1.22K- 10.3% |
$9.32K - $10K
|
10.6K
$95.1K
|
|
|
Feb 09, 2024
Q4 2023
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-1.26K- 4.84% |
$9.62K - $10.3K
|
24.7K
$222K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.48K- 3.47% |
$11.3K - $12.1K
|
41.1K
$368K
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-1.55K- 6.93% |
$11.8K - $12.7K
|
20.8K
$186K
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-1.6K- 96.61% |
$12.2K - $13.1K
|
56
$502
|
|
|
Jan 24, 2024
Q4 2023
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-1.71K- 12.79% |
$13K - $14K
|
11.6K
$104K
|
|
|
Feb 09, 2024
Q4 2023
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-2.44K- 3.66% |
$18.6K - $20K
|
64.2K
$575K
|
|
|
Jan 25, 2024
Q4 2023
|
E&G Advisors, LP
|
SELL
|
- |
-2.66K- 5.73% |
$20.3K - $21.8K
|
43.7K
$391K
|
|
|
Feb 09, 2024
Q4 2023
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-2.66K- 12.54% |
$20.4K - $21.9K
|
18.6K
$166K
|
|
|
Feb 05, 2024
Q4 2023
|
Hexagon Capital Partners LLC
|
SELL
|
- |
-2.92KClosed |
$22.3K - $24K
|
0
$0
|
|
|
Feb 13, 2024
Q4 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-3.23K- 4.17% |
$24.7K - $26.6K
|
74.3K
$666K
|
|
|
Feb 14, 2024
Q4 2023
|
Hollencrest Capital Management
|
SELL
|
- |
-4.02K- 52.7% |
$30.7K - $33K
|
3.61K
$32.3K
|
|
|
Feb 16, 2024
Q4 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-4.86K- 7.07% |
$37.2K - $39.9K
|
63.9K
$572K
|
|
|
Feb 05, 2024
Q4 2023
|
Mission Wealth Management, LP
|
SELL
|
- |
-4.93K- 3.73% |
$37.7K - $40.5K
|
127K
$1.14M
|
|
|
Jan 22, 2024
Q4 2023
|
Melfa Wealth Management, LLC
Westborough, MA |
SELL
|
- |
-4.94K- 3.8% |
$37.8K - $40.6K
|
125K
$1.12M
|
|
|
Feb 07, 2024
Q4 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-4.99K- 4.88% |
$38.1K - $41K
|
97.3K
$871K
|
|
|
Feb 14, 2024
Q4 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-6K- 23.31% |
$45.9K - $49.3K
|
19.7K
$177K
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-6.1K- 11.41% |
$46.6K - $50.1K
|
47.3K
$424K
|
|
|
Jan 12, 2024
Q4 2023
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-6.2K- 10.78% |
$47.4K - $51K
|
51.3K
$460K
|
|
|
Feb 13, 2024
Q4 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-6.61K- 9.65% |
$50.6K - $54.4K
|
61.9K
$555K
|
|
|
Feb 12, 2024
Q4 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-7.6K- 13.81% |
$58.1K - $62.4K
|
47.4K
$425K
|
|
|
Jan 30, 2024
Q4 2023
|
Ctc Alternative Strategies, Ltd.
Chicago, IL |
SELL
|
- |
-8.67K- 33.77% |
$66.3K - $71.2K
|
17K
$152K
|
|
|
Jan 22, 2024
Q4 2023
|
Glass Jacobson Investment Advisors LLC
Owings Mills, MD |
SELL
|
- |
-9.54K- 27.04% |
$72.9K - $78.4K
|
25.7K
$230K
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-11.1K- 1.81% |
$85K - $91.4K
|
602K
$5.39M
|
|
|
Jan 05, 2024
Q4 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-13.3K- 4.07% |
$101K - $109K
|
313K
$2.8M
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
SELL
|
- |
-13.6K- 77.42% |
$104K - $112K
|
3.97K
$35.5K
|
|
|
Feb 14, 2024
Q4 2023
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-14.4K- 5.59% |
$110K - $118K
|
243K
$2.18M
|
|
|
Feb 02, 2024
Q4 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-14.9K- 23.46% |
$114K - $123K
|
48.7K
$437K
|
|
|
Feb 15, 2024
Q4 2023
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-17.9K- 23.38% |
$137K - $147K
|
58.7K
$526K
|
|
|
Feb 14, 2024
Q4 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-21.8K- 62.7% |
$166K - $179K
|
12.9K
$116K
|
|
|
Feb 06, 2024
Q4 2023
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-27.2K- 14.54% |
$208K - $224K
|
160K
$1.43M
|
|
|
Feb 01, 2024
Q4 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-36.8K- 45.38% |
$282K - $303K
|
44.4K
$397K
|
|
|
Feb 14, 2024
Q4 2023
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-45.7K- 16.57% |
$350K - $376K
|
230K
$2.06M
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-50.6K- 8.42% |
$387K - $416K
|
551K
$4.93M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-51.6K- 9.58% |
$395K - $424K
|
487K
$4.36M
|
|
|
Jan 25, 2024
Q4 2023
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-61.5K- 14.66% |
$471K - $506K
|
358K
$3.21M
|
|
|
Feb 14, 2024
Q4 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-64.5K- 32.97% |
$493K - $530K
|
131K
$1.17M
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-124K- 85.34% |
$945K - $1.02M
|
21.2K
$190K
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-130K- 5.09% |
$993K - $1.07M
|
2.42M
$21.7M
|
|
|
Jan 29, 2024
Q4 2023
|
Byrne Asset Management LLC
|
SELL
|
- |
-166K- 43.89% |
$1.27M - $1.36M
|
212K
$1.9M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
SELL
|
- |
-173K- 16.57% |
$1.32M - $1.42M
|
869K
$7.79M
|
|
|
Feb 13, 2024
Q4 2023
|
Natixis
Paris, I0 |
SELL
|
- |
-257K- 65.46% |
$1.96M - $2.11M
|
135K
$1.21M
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-297K- 10.84% |
$2.27M - $2.44M
|
2.44M
$21.9M
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-429K- 19.34% |
$3.28M - $3.53M
|
1.79M
$16M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-776K- 36.99% |
$5.93M - $6.38M
|
1.32M
$11.8M
|
|
|
Jan 25, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-1.71M- 87.83% |
$13.1M - $14.1M
|
237K
$2.13M
|