Purchases and Sales Made in Q3 2021 in Nuveen Mortgage & Income Fund (JLS)
This table provides information about the institutional ownership of Nuveen Mortgage & Income Fund (JLS) during Q3 2021. The information is specifically focused on institutions that hold shares of Nuveen Mortgage & Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
146KNew |
$3.01M - $3.13M
|
146K
$2.63M
|
|
|
Nov 15, 2021
Q3 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
46.6K+ 88.02% |
$958K - $998K
|
99.6K
$1.79M
|
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
42.2K+ 97.84% |
$867K - $902K
|
85.3K
$1.53M
|
|
|
Oct 21, 2021
Q3 2021
|
Foresight Wealth Management, LLC
|
BUY
|
- |
25.7KNew |
$527K - $549K
|
25.7K
$462K
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
16.6K+ 1.33% |
$341K - $355K
|
1.27M
$22.8M
|
|
|
Nov 12, 2021
Q3 2021
|
Pekin Hardy Strauss, Inc.
|
BUY
|
- |
13.1KNew |
$270K - $281K
|
13.1K
$236K
|
|
|
Nov 15, 2021
Q3 2021
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
3.02K+ 15.2% |
$62K - $64.5K
|
22.9K
$411K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.35K+ 12.75% |
$48.3K - $50.3K
|
20.8K
$374K
|
|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
2.29K+ 2.47% |
$47K - $48.9K
|
94.8K
$1.71M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.44K+ 2.71% |
$29.5K - $30.7K
|
54.4K
$979K
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.03K+ 5.45% |
$21.2K - $22.1K
|
20K
$359K
|
|
|
Nov 24, 2021
Q3 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
569+ 5.04% |
$11.7K - $12.2K
|
11.9K
$213K
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
520New |
$10.7K - $11.1K
|
520
$9.36K
|
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
401+ 8.44% |
$8.24K - $8.58K
|
5.15K
$92.8K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
97+ 0.37% |
$1.99K - $2.08K
|
26.7K
$480K
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
7+ 0.06% |
$144 - $150
|
12.2K
$219K
|
|
|
Oct 12, 2021
Q3 2021
|
Focused Wealth Management, Inc
|
BUY
|
- |
6+ 1.22% |
$123 - $128
|
497
$8.95K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1+ 0.02% |
$20.6 - $21.4
|
4.68K
$84.2K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Baystate Wealth Management LLC
|
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-25- 0.1% |
$514 - $535
|
25.1K
$452K
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-325Closed |
$6.68K - $6.95K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Wescap Management Group, Inc.
Glendale, CA |
SELL
|
- |
-723Closed |
$14.9K - $15.5K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Family Management Corp
New York, NY |
SELL
|
- |
-788- 1.27% |
$16.2K - $16.9K
|
61.1K
$1.1M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-2.36KClosed |
$48.5K - $50.5K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-2.63K- 10.82% |
$54.1K - $56.3K
|
21.7K
$391K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-5.04K- 8.84% |
$104K - $108K
|
52K
$936K
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-8.63K- 41.77% |
$177K - $185K
|
12K
$216K
|
|
|
Nov 12, 2021
Q3 2021
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-14.6K- 3.0% |
$301K - $313K
|
473K
$8.52M
|
|
|
Nov 15, 2021
Q3 2021
|
Mirae Asset Global Investments Co., Ltd.
|
SELL
|
- |
-29.1K- 64.62% |
$597K - $622K
|
15.9K
$287K
|