Purchases and Sales Made in Q1 2024 in Japan Smaller Capitalization Fund Inc (JOF)
This table provides information about the institutional ownership of Japan Smaller Capitalization Fund Inc (JOF) during Q1 2024. The information is specifically focused on institutions that hold shares of JAPAN SMALLER CAPITALIZATION FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 26, 2024
Q1 2024
|
Hara Capital LLC
Bellevue, WA |
BUY
|
- |
87.4K+ 38.47% |
$655K - $701K
|
314K
$2.48M
|
|
|
Apr 18, 2024
Q1 2024
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
77.5KNew |
$582K - $623K
|
77.5K
$613K
|
|
|
Apr 22, 2024
Q1 2024
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
61.2K+ 62.86% |
$459K - $491K
|
159K
$1.25M
|
|
|
May 15, 2024
Q1 2024
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
39.3KNew |
$295K - $316K
|
39.3K
$310K
|
|
|
Apr 26, 2024
Q1 2024
|
Triasima Portfolio Management Inc.
|
BUY
|
- |
11.9K+ 93.7% |
$89.3K - $95.6K
|
24.6K
$194K
|
|
|
Jul 03, 2024
Q1 2024
|
Mills Wealth Advisors LLC
Southlake, TX |
BUY
|
- |
10.2K+ 84.47% |
$76.6K - $82K
|
22.3K
$176K
|
|
|
May 10, 2024
Q1 2024
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
6.89K+ 0.15% |
$51.7K - $55.4K
|
4.51M
$35.6M
|
|
|
May 13, 2024
Q1 2024
|
Ubs Group Ag
|
BUY
|
- |
5.66K+ 169.06% |
$42.4K - $45.4K
|
9K
$71.1K
|
|
|
May 13, 2024
Q1 2024
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
2.82K+ 0.26% |
$21.2K - $22.6K
|
1.07M
$8.44M
|
|
|
May 02, 2024
Q1 2024
|
Pekin Hardy Strauss, Inc.
|
BUY
|
- |
2.73K+ 26.52% |
$20.5K - $22K
|
13K
$103K
|
|
|
Apr 16, 2024
Q1 2024
|
Register Financial Advisors LLC
Atlanta, GA |
BUY
|
- |
1.5KNew |
$11.3K - $12K
|
1.5K
$11.9K
|
|
|
Apr 05, 2024
Q1 2024
|
Cwm, LLC
|
BUY
|
- |
1.2KNew |
$9K - $9.64K
|
1.2K
$9.48K
|
|
|
Apr 24, 2024
Q1 2024
|
Dakota Wealth Management
|
BUY
|
- |
1K+ 5.36% |
$7.5K - $8.03K
|
19.6K
$155K
|
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
910+ 313.79% |
$6.83K - $7.31K
|
1.2K
$9.48K
|
|
|
May 13, 2024
Q1 2024
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
213+ 21.03% |
$1.6K - $1.71K
|
1.23K
$9.69K
|
|
|
May 13, 2024
Q1 2024
|
Bard Associates Inc
Chicago, IL |
BUY
|
- |
125+ 0.18% |
$938 - $1K
|
68.7K
$543K
|
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1+ 0.02% |
$7.5 - $8.03
|
5.34K
$42.2K
|
|
|
Apr 30, 2024
Q1 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 13, 2024
Q1 2024
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-32- 6.58% |
$240 - $257
|
454
$3.59K
|
|
|
Apr 12, 2024
Q1 2024
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-55- 0.07% |
$413 - $442
|
76.4K
$604K
|
|
|
May 09, 2024
Q1 2024
|
Roberts Glore & CO Inc
Deerfield, IL |
SELL
|
- |
-750- 2.58% |
$5.63K - $6.02K
|
28.3K
$224K
|
|
|
May 14, 2024
Q1 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.32K- 1.51% |
$9.9K - $10.6K
|
86.2K
$681K
|
|
|
Oct 17, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.64K- 0.66% |
$12.3K - $13.2K
|
248K
$1.96M
|
|
|
May 06, 2024
Q1 2024
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-2.1K- 11.07% |
$15.7K - $16.8K
|
16.9K
$133K
|
|
|
May 09, 2024
Q1 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-3.68K- 9.34% |
$27.6K - $29.5K
|
35.7K
$282K
|
|
|
Apr 17, 2024
Q1 2024
|
Barry Investment Advisors, LLC
|
SELL
|
- |
-6.08K- 2.87% |
$45.6K - $48.8K
|
206K
$1.63M
|
|
|
May 13, 2024
Q1 2024
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-10.1K- 5.43% |
$75.9K - $81.2K
|
176K
$1.39M
|
|
|
May 14, 2024
Q1 2024
|
Almitas Capital LLC
Santa Monica, CA |
SELL
|
- |
-12.5K- 4.19% |
$93.9K - $101K
|
286K
$2.26M
|
|
|
May 13, 2024
Q1 2024
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-31.4K- 0.62% |
$236K - $252K
|
5.02M
$39.7M
|
|
|
Aug 16, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-31.8K- 11.38% |
$239K - $255K
|
248K
$1.96M
|
|
|
May 15, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-31.8K- 11.38% |
$239K - $255K
|
248K
$1.96M
|
|
|
May 13, 2024
Q1 2024
|
Wolverine Asset Management LLC
|
SELL
|
- |
-53.4K- 98.27% |
$401K - $429K
|
938
$7.41K
|
|
|
May 14, 2024
Q1 2024
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-355K- 10.5% |
$2.66M - $2.85M
|
3.02M
$23.9M
|
|
|
Apr 18, 2024
Q1 2024
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-465K- 7.49% |
$3.49M - $3.73M
|
5.74M
$45.3M
|