Latest Institutional Sells of Japan Smaller Capitalization Fund Inc (JOF)
This list provides information on the latest institutional transactions involving Japan Smaller Capitalization Fund Inc (JOF) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-323K- 6.58% |
$2.3M - $2.67M
|
4.58M
$36.2M
|
|
|
Nov 14, 2024
Q3 2024
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-294K- 11.57% |
$2.1M - $2.43M
|
2.25M
$17.8M
|
|
|
Nov 13, 2024
Q3 2024
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-29.5K- 2.71% |
$210K - $244K
|
1.06M
$8.37M
|
|
|
Oct 18, 2024
Q3 2024
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-15.9K- 0.28% |
$114K - $132K
|
5.71M
$45.1M
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-11.6K- 6.46% |
$82.6K - $95.8K
|
168K
$1.32M
|
|
|
Nov 04, 2024
Q3 2024
|
Wolverine Asset Management LLC
|
SELL
|
- |
-9.4K- 10.73% |
$67K - $77.7K
|
78.2K
$618K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-8.23K- 51.16% |
$58.6K - $68K
|
7.85K
$62K
|
|
|
Oct 16, 2024
Q3 2024
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-6.9K- 8.64% |
$49.2K - $57.1K
|
73K
$577K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.57KClosed |
$18.3K - $21.3K
|
0
$0
|
|
|
Oct 24, 2024
Q3 2024
|
Barry Investment Advisors, LLC
|
SELL
|
- |
-2.17K- 1.1% |
$15.5K - $17.9K
|
195K
$1.54M
|
|
|
Oct 07, 2024
Q3 2024
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-2.05K- 2.69% |
$14.6K - $17K
|
74.2K
$586K
|
|
|
Nov 04, 2024
Q3 2024
|
Beam Wealth Advisors, Inc.
|
SELL
|
- |
-2K- 4.95% |
$14.3K - $16.5K
|
38.4K
$303K
|
|
|
Nov 13, 2024
Q3 2024
|
Hudson Portfolio Management LLC
Garrison, NY |
SELL
|
- |
-1.7K- 3.04% |
$12.1K - $14.1K
|
54.1K
$428K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.44K- 0.58% |
$10.3K - $11.9K
|
248K
$1.96M
|
|
|
Nov 06, 2024
Q3 2024
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-500- 0.73% |
$3.57K - $4.14K
|
68.2K
$539K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-200- 4.22% |
$1.43K - $1.65K
|
4.54K
$35.9K
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-161- 7.12% |
$1.15K - $1.33K
|
2.1K
$16.6K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Roberts Glore & CO Inc
Deerfield, IL |
SELL
|
- |
-9.38K- 33.08% |
$70.2K - $74K
|
19K
$150K
|
|
|
Aug 01, 2024
Q2 2024
|
Waterfront Wealth Inc.
|
SELL
|
- |
-2K- 13.33% |
$15K - $15.8K
|
13K
$103K
|
|
| Q1 2024 | |||||||
|
May 13, 2024
Q1 2024
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-10.1K- 5.43% |
$75.9K - $81.2K
|
176K
$1.39M
|
|
| Q4 2023 | |||||||
|
Feb 12, 2024
Q4 2023
|
Benedetti & Gucer, Inc.
|
SELL
|
- |
-4K- 8.83% |
$26.7K - $30.4K
|
41.3K
$326K
|
|
| Q3 2023 | |||||||
|
Nov 09, 2023
Q3 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-76.8K- 60.37% |
$546K - $574K
|
50.5K
$399K
|
|
|
Nov 03, 2023
Q3 2023
|
Guild Investment Management, Inc.
|
SELL
|
- |
-3K- 3.34% |
$21.3K - $22.4K
|
86.9K
$686K
|
|
|
Nov 14, 2023
Q3 2023
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-2.27K- 17.47% |
$16.1K - $17K
|
10.7K
$84.7K
|
|
|
Oct 10, 2023
Q3 2023
|
National Bank Of Canada
|
SELL
|
- |
-115- 3.29% |
$818 - $859
|
3.39K
$26.7K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.33K- 79.44% |
$22.6K - $25.2K
|
863
$6.82K
|
|
| Q1 2023 | |||||||
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-15.9K- 11.13% |
$102K - $111K
|
127K
$1M
|
|
|
Apr 18, 2023
Q1 2023
|
Park Avenue Securities LLC
|
SELL
|
- |
-12.7K- 9.46% |
$81K - $88.4K
|
121K
$959K
|
|
| Q4 2022 | |||||||
|
Feb 03, 2023
Q4 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-4.41K- 5.51% |
$24.8K - $28.9K
|
75.6K
$598K
|
|
| Q2 2022 | |||||||
|
Jul 27, 2022
Q2 2022
|
Hightower 6 M Holding, LLC
|
SELL
|
- |
-38KClosed |
$237K - $274K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-12.5KClosed |
$78K - $90.2K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-1.43KClosed |
$8.86K - $10.2K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Graticule Asia Macro Advisors LLC
New York, NY |
SELL
|
- |
-513KClosed |
$3.63M - $4.13M
|
0
$0
|
|
|
May 18, 2022
Q1 2022
|
Nomura Holdings Inc
Tokyo, M0 |
SELL
|
- |
-13.2KClosed |
$93.5K - $106K
|
0
$0
|
|
|
May 13, 2022
Q1 2022
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-11.8KClosed |
$83.6K - $95K
|
0
$0
|
|
|
Apr 18, 2022
Q1 2022
|
Spire Wealth Management
|
SELL
|
- |
-2KClosed |
$14.2K - $16.1K
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-908Closed |
$6.43K - $7.31K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Jan 18, 2022
Q4 2021
|
Salem Capital Management Inc
|
SELL
|
- |
-135KClosed |
$1.04M - $1.21M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-17.4KClosed |
$135K - $157K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
9258 Wealth Management, LLC
|
SELL
|
- |
-14.8KClosed |
$115K - $134K
|
0
$0
|
|
|
Jan 28, 2022
Q4 2021
|
Evolution Wealth Advisors, LLC
|
SELL
|
- |
-3.9KClosed |
$30.3K - $35.2K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Oct 26, 2021
Q3 2021
|
Dorchester Wealth Management CO
|
SELL
|
- |
-15.3KClosed |
$133K - $147K
|
0
$0
|
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-2.4KClosed |
$21K - $23.1K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 13, 2021
Q2 2021
|
Myda Advisors LLC
Inwood, NY |
SELL
|
- |
-50KClosed |
$439K - $476K
|
0
$0
|
|
| Q1 2021 | |||||||
|
Apr 12, 2021
Q1 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.5KClosed |
$13K - $14.3K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-900Closed |
$7.82K - $8.6K
|
0
$0
|
|
|
May 04, 2021
Q1 2021
|
Community Bank, N.A.
|
SELL
|
- |
-86Closed |
$747 - $822
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Oasis Management CO Ltd.
Grand Cayman, E9 |
SELL
|
- |
-108KClosed |
$887K - $1.05M
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 12, 2020
Q3 2020
|
Alliancebernstein L.P.
New York, NY |
SELL
|
- |
-14.9KClosed |
$114K - $131K
|
0
$0
|
|
|
Oct 13, 2020
Q3 2020
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-934Closed |
$7.16K - $8.22K
|
0
$0
|
|