Latest Institutional Sells of Japan Smaller Capitalization Fund Inc (JOF)
This list provides information on the latest institutional transactions involving Japan Smaller Capitalization Fund Inc (JOF) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 13, 2020
Q2 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-30.8KClosed |
$201K - $250K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Ionic Capital Management LLC
New York, NY |
SELL
|
- |
-24.8KClosed |
$162K - $202K
|
0
$0
|
|
|
Aug 04, 2020
Q2 2020
|
Washington Trust CO
|
SELL
|
- |
-11.3KClosed |
$74K - $92.4K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Truist Financial Corp
|
SELL
|
- |
-10.5KClosed |
$60.5K - $95.2K
|
0
$0
|
|
|
Apr 13, 2020
Q1 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-2.17KClosed |
$12.5K - $19.7K
|
0
$0
|
|
|
May 11, 2020
Q1 2020
|
First Interstate Bank
Billings, MT |
SELL
|
- |
-200Closed |
$1.16K - $1.82K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 18, 2020
Q4 2019
|
First Wilshire Securities Management Inc
Pasadena, CA |
SELL
|
- |
-126KClosed |
$1.09M - $1.21M
|
0
$0
|
|
|
Feb 13, 2020
Q4 2019
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-24.8KClosed |
$215K - $238K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 12, 2019
Q3 2019
|
Fiduciary Trust CO
Boston, MA |
SELL
|
- |
-25KClosed |
$203K - $221K
|
0
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Punch & Associates Investment Management, Inc.
Edina, MN |
SELL
|
- |
-15.3KClosed |
$124K - $136K
|
0
$0
|
|
|
Nov 05, 2019
Q3 2019
|
Parkside Financial Bank & Trust
|
SELL
|
- |
-1.74KClosed |
$14.1K - $15.4K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Private Capital Group, LLC
|
SELL
|
- |
-27Closed |
$219 - $239
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 09, 2019
Q2 2019
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-30.5KClosed |
$252K - $272K
|
0
$0
|
|
|
Jul 25, 2019
Q2 2019
|
Element Pointe Advisors, LLC
Miami, FL |
SELL
|
- |
-11.7KClosed |
$96.9K - $105K
|
0
$0
|
|
|
Aug 07, 2019
Q2 2019
|
Fifth Third Bancorp
|
SELL
|
- |
-2KClosed |
$16.5K - $17.8K
|
0
$0
|
|
|
Jul 10, 2019
Q2 2019
|
Dubuque Bank & Trust CO
|
SELL
|
- |
-988Closed |
$8.15K - $8.79K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-49.2KClosed |
$410K - $439K
|
0
$0
|
|
|
May 16, 2019
Q1 2019
|
Wealthpoint, LLC
|
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-21KClosed |
$168K - $234K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-18.7KClosed |
$150K - $209K
|
0
$0
|
|
|
Jan 31, 2019
Q4 2018
|
Wedbush Securities Inc
|
SELL
|
- |
-12.7KClosed |
$101K - $141K
|
0
$0
|
|
|
Feb 01, 2019
Q4 2018
|
Wealth Trust Axiom LLC
|
SELL
|
- |
-10.1KClosed |
$81.4K - $113K
|
0
$0
|
|
|
Jan 22, 2019
Q4 2018
|
James Investment Research Inc
|
SELL
|
- |
-4.7KClosed |
$37.7K - $52.4K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-1.33KClosed |
$10.7K - $14.9K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Oct 29, 2018
Q3 2018
|
Spectrum Asset Management, Inc.
|
SELL
|
- |
-79.2KClosed |
$835K - $926K
|
0
$0
|
|
|
Nov 02, 2018
Q3 2018
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-17.3KClosed |
$182K - $202K
|
0
$0
|
|
|
Nov 15, 2018
Q3 2018
|
Covington Capital Management
|
SELL
|
- |
-1.1KClosed |
$11.6K - $12.9K
|
0
$0
|
|
|
Oct 22, 2018
Q3 2018
|
Regions Financial Corp
|
SELL
|
- |
-545Closed |
$5.74K - $6.37K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 13, 2018
Q2 2018
|
Gratus Capital LLC
|
SELL
|
- |
-15.4KClosed |
$180K - $194K
|
0
$0
|
|
|
Aug 03, 2018
Q2 2018
|
Sei Investments CO
Oaks, PA |
SELL
|
- |
-1KClosed |
$11.7K - $12.5K
|
0
$0
|
|
| Q1 2018 | |||||||
|
Apr 30, 2018
Q1 2018
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-86.6KClosed |
$991K - $1.13M
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-18.7KClosed |
$214K - $244K
|
0
$0
|
|
|
Apr 18, 2018
Q1 2018
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-14.6KClosed |
$167K - $190K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-10.9KClosed |
$125K - $142K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 13, 2018
Q4 2017
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-32.2KClosed |
$378K - $443K
|
0
$0
|
|
|
Jan 24, 2018
Q4 2017
|
Ifp Advisors, Inc
|
SELL
|
- |
-2.39KClosed |
$28K - $32.8K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 13, 2017
Q3 2017
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-25Closed |
$299 - $314
|
0
$0
|
|