Purchases and Sales Made in Q1 2025 in Japan Smaller Capitalization Fund Inc (JOF)
This table provides information about the institutional ownership of Japan Smaller Capitalization Fund Inc (JOF) during Q1 2025. The information is specifically focused on institutions that hold shares of JAPAN SMALLER CAPITALIZATION FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 15, 2025
Q1 2025
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
551K+ 53.26% |
$4.13M - $4.67M
|
1.59M
$14.2M
|
|
|
May 15, 2025
Q1 2025
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
77.9K+ 3.5% |
$584K - $660K
|
2.3M
$20.6M
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
46.3K+ 17.79% |
$348K - $393K
|
307K
$2.75M
|
|
|
May 14, 2025
Q1 2025
|
Barometer Capital Management Inc.
Toronto, A6 |
BUY
|
- |
42.7KNew |
$320K - $362K
|
42.7K
$383K
|
|
|
May 15, 2025
Q1 2025
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
14.3K+ 2.88% |
$108K - $122K
|
512K
$4.59M
|
|
|
May 15, 2025
Q1 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
11.7KNew |
$88K - $99.5K
|
11.7K
$105K
|
|
|
May 12, 2025
Q1 2025
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
11.3KNew |
$84.5K - $95.5K
|
11.3K
$101K
|
|
|
May 12, 2025
Q1 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
5.44K+ 116.92% |
$40.8K - $46.2K
|
10.1K
$90.6K
|
|
|
May 13, 2025
Q1 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
3.44K+ 5735.0% |
$25.8K - $29.2K
|
3.5K
$31.4K
|
|
|
May 01, 2025
Q1 2025
|
Cwm, LLC
|
BUY
|
- |
3.31K+ 275.5% |
$24.8K - $28K
|
4.51K
$40.4K
|
|
|
Apr 30, 2025
Q1 2025
|
Mraz, Amerine & Associates, Inc.
|
BUY
|
- |
2.67K+ 2.62% |
$20K - $22.6K
|
104K
$937K
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
2.31K+ 2.45% |
$17.3K - $19.6K
|
96.8K
$868K
|
|
|
May 05, 2025
Q1 2025
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
1.7K+ 4.31% |
$12.8K - $14.4K
|
41.2K
$369K
|
|
|
Apr 29, 2025
Q1 2025
|
Pekin Hardy Strauss, Inc.
|
BUY
|
- |
1.5K+ 9.31% |
$11.3K - $12.7K
|
17.6K
$158K
|
|
|
Apr 16, 2025
Q1 2025
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
409+ 0.55% |
$3.07K - $3.47K
|
75.3K
$675K
|
|
|
May 14, 2025
Q1 2025
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
111+ 7.13% |
$833 - $941
|
1.67K
$15K
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
BUY
|
- |
106+ 1.19% |
$795 - $899
|
9.01K
$80.8K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 29, 2025
Q1 2025
|
Mills Wealth Advisors LLC
Southlake, TX |
SELL
|
- |
-40- 0.18% |
$300 - $339
|
22.8K
$204K
|
|
|
Apr 11, 2025
Q1 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-225- 0.31% |
$1.69K - $1.91K
|
72.7K
$652K
|
|
|
May 09, 2025
Q1 2025
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-350- 0.7% |
$2.63K - $2.97K
|
49.5K
$444K
|
|
|
May 08, 2025
Q1 2025
|
Us Bancorp \De\
|
SELL
|
- |
-475- 23.75% |
$3.56K - $4.03K
|
1.53K
$13.7K
|
|
|
May 09, 2025
Q1 2025
|
Roberts Glore & CO Inc
Deerfield, IL |
SELL
|
- |
-500- 2.76% |
$3.75K - $4.24K
|
17.6K
$158K
|
|
|
May 14, 2025
Q1 2025
|
Hudson Portfolio Management LLC
Garrison, NY |
SELL
|
- |
-1.15K- 2.12% |
$8.63K - $9.75K
|
53K
$475K
|
|
|
May 15, 2025
Q1 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.36K- 1.69% |
$10.2K - $11.6K
|
79.1K
$709K
|
|
|
May 13, 2025
Q1 2025
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-2.05K- 1.24% |
$15.4K - $17.4K
|
164K
$1.47M
|
|
|
May 12, 2025
Q1 2025
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-2.3K- 13.14% |
$17.2K - $19.5K
|
15.2K
$136K
|
|
|
May 15, 2025
Q1 2025
|
Raffles Associates LP
New York, NY |
SELL
|
- |
-2.8K- 1.13% |
$21K - $23.7K
|
245K
$2.2M
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.04K- 59.13% |
$22.8K - $25.8K
|
2.1K
$18.8K
|
|
|
May 15, 2025
Q1 2025
|
Css LLC
Chicago, IL |
SELL
|
- |
-3.53K- 15.75% |
$26.5K - $29.9K
|
18.9K
$169K
|
|
|
May 15, 2025
Q1 2025
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-7.8K- 8.83% |
$58.5K - $66.1K
|
80.6K
$723K
|
|
|
May 14, 2025
Q1 2025
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-33.1K- 30.69% |
$248K - $281K
|
74.8K
$671K
|
|
|
Apr 30, 2025
Q1 2025
|
Barry Investment Advisors, LLC
|
SELL
|
- |
-37.6K- 19.91% |
$282K - $319K
|
151K
$1.36M
|
|
|
May 14, 2025
Q1 2025
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-47.5K- 4.55% |
$356K - $402K
|
995K
$8.92M
|
|
|
Apr 30, 2025
Q1 2025
|
Hara Capital LLC
Bellevue, WA |
SELL
|
- |
-48.4K- 12.86% |
$363K - $411K
|
328K
$2.94M
|
|
|
May 09, 2025
Q1 2025
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-54.9K- 1.21% |
$412K - $466K
|
4.49M
$40.2M
|
|
|
Apr 24, 2025
Q1 2025
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-169K- 3.23% |
$1.27M - $1.43M
|
5.07M
$45.5M
|
|
|
May 15, 2025
Q1 2025
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-318K- 6.5% |
$2.38M - $2.69M
|
4.57M
$41M
|