Purchases and Sales Made in Q3 2024 in Japan Smaller Capitalization Fund Inc (JOF)
This table provides information about the institutional ownership of Japan Smaller Capitalization Fund Inc (JOF) during Q3 2024. The information is specifically focused on institutions that hold shares of JAPAN SMALLER CAPITALIZATION FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
302K+ 1584.03% |
$2.15M - $2.5M
|
321K
$2.54M
|
|
|
Nov 14, 2024
Q3 2024
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
167KNew |
$1.19M - $1.38M
|
167K
$1.32M
|
|
|
Nov 14, 2024
Q3 2024
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
137K+ 37.86% |
$974K - $1.13M
|
497K
$3.93M
|
|
|
Nov 14, 2024
Q3 2024
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
75.3K+ 1.48% |
$537K - $623K
|
5.16M
$40.8M
|
|
|
Nov 08, 2024
Q3 2024
|
Rpo LLC
Stamford, CT |
BUY
|
- |
60.9K+ 393.6% |
$434K - $503K
|
76.3K
$603K
|
|
|
Nov 08, 2024
Q3 2024
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
52.5K+ 60.1% |
$375K - $434K
|
140K
$1.11M
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
51.2KNew |
$365K - $424K
|
51.2K
$405K
|
|
|
Oct 31, 2024
Q3 2024
|
Hara Capital LLC
Bellevue, WA |
BUY
|
- |
43.1K+ 12.85% |
$307K - $356K
|
378K
$2.99M
|
|
|
Nov 13, 2024
Q3 2024
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
37.2KNew |
$265K - $308K
|
37.2K
$294K
|
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
33.4K+ 727.0% |
$238K - $277K
|
38K
$301K
|
|
|
Oct 23, 2024
Q3 2024
|
Mraz, Amerine & Associates, Inc.
|
BUY
|
- |
31.3KNew |
$223K - $259K
|
31.3K
$247K
|
|
|
Nov 14, 2024
Q3 2024
|
Raffles Associates LP
New York, NY |
BUY
|
- |
31K+ 16.06% |
$221K - $256K
|
224K
$1.77M
|
|
|
Nov 14, 2024
Q3 2024
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
27.4KNew |
$195K - $227K
|
27.4K
$216K
|
|
|
Oct 17, 2024
Q3 2024
|
Matisse Capital
|
BUY
|
- |
17.4K+ 7.04% |
$124K - $144K
|
264K
$2.08M
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
12.8KNew |
$91K - $106K
|
12.8K
$101K
|
|
|
Nov 20, 2024
Q3 2024
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
12.6KNew |
$89.8K - $104K
|
12.6K
$99.4K
|
|
|
Nov 14, 2024
Q3 2024
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
10.8K+ 17.03% |
$76.9K - $89.2K
|
74.1K
$586K
|
|
|
Nov 12, 2024
Q3 2024
|
Pekin Hardy Strauss, Inc.
|
BUY
|
- |
3.08K+ 23.57% |
$21.9K - $25.4K
|
16.1K
$127K
|
|
|
Nov 14, 2024
Q3 2024
|
Css LLC
Chicago, IL |
BUY
|
- |
2.52K+ 12.64% |
$17.9K - $20.8K
|
22.4K
$177K
|
|
|
Oct 28, 2024
Q3 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
2.18K+ 32.23% |
$15.6K - $18.1K
|
8.96K
$70.8K
|
|
|
Oct 28, 2024
Q3 2024
|
Us Bancorp \De\
|
BUY
|
- |
2KNew |
$14.3K - $16.5K
|
2K
$15.8K
|
|
|
Nov 14, 2024
Q3 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
1.61K+ 7.71% |
$11.5K - $13.3K
|
22.5K
$178K
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.15K+ 1.34% |
$8.18K - $9.49K
|
86.7K
$685K
|
|
|
Oct 21, 2024
Q3 2024
|
Mills Wealth Advisors LLC
Southlake, TX |
BUY
|
- |
514+ 2.31% |
$3.66K - $4.25K
|
22.8K
$180K
|
|
|
Oct 23, 2024
Q3 2024
|
Dakota Wealth Management
|
BUY
|
- |
150+ 0.76% |
$1.07K - $1.24K
|
19.8K
$156K
|
|
|
Nov 12, 2024
Q3 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
72+ 12.22% |
$513 - $595
|
661
$5.22K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-161- 7.12% |
$1.15K - $1.33K
|
2.1K
$16.6K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-200- 4.22% |
$1.43K - $1.65K
|
4.54K
$35.9K
|
|
|
Nov 06, 2024
Q3 2024
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-500- 0.73% |
$3.57K - $4.14K
|
68.2K
$539K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.44K- 0.58% |
$10.3K - $11.9K
|
248K
$1.96M
|
|
|
Nov 13, 2024
Q3 2024
|
Hudson Portfolio Management LLC
Garrison, NY |
SELL
|
- |
-1.7K- 3.04% |
$12.1K - $14.1K
|
54.1K
$428K
|
|
|
Nov 04, 2024
Q3 2024
|
Beam Wealth Advisors, Inc.
|
SELL
|
- |
-2K- 4.95% |
$14.3K - $16.5K
|
38.4K
$303K
|
|
|
Oct 07, 2024
Q3 2024
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-2.05K- 2.69% |
$14.6K - $17K
|
74.2K
$586K
|
|
|
Oct 24, 2024
Q3 2024
|
Barry Investment Advisors, LLC
|
SELL
|
- |
-2.17K- 1.1% |
$15.5K - $17.9K
|
195K
$1.54M
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.57KClosed |
$18.3K - $21.3K
|
0
$0
|
|
|
Oct 16, 2024
Q3 2024
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-6.9K- 8.64% |
$49.2K - $57.1K
|
73K
$577K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-8.23K- 51.16% |
$58.6K - $68K
|
7.85K
$62K
|
|
|
Nov 04, 2024
Q3 2024
|
Wolverine Asset Management LLC
|
SELL
|
- |
-9.4K- 10.73% |
$67K - $77.7K
|
78.2K
$618K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-11.6K- 6.46% |
$82.6K - $95.8K
|
168K
$1.32M
|
|
|
Oct 18, 2024
Q3 2024
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-15.9K- 0.28% |
$114K - $132K
|
5.71M
$45.1M
|
|
|
Nov 13, 2024
Q3 2024
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-29.5K- 2.71% |
$210K - $244K
|
1.06M
$8.37M
|
|
|
Nov 14, 2024
Q3 2024
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-294K- 11.57% |
$2.1M - $2.43M
|
2.25M
$17.8M
|
|
|
Nov 14, 2024
Q3 2024
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-323K- 6.58% |
$2.3M - $2.67M
|
4.58M
$36.2M
|