Purchases and Sales Made in Q4 2023 in Japan Smaller Capitalization Fund Inc (JOF)
This table provides information about the institutional ownership of Japan Smaller Capitalization Fund Inc (JOF) during Q4 2023. The information is specifically focused on institutions that hold shares of JAPAN SMALLER CAPITALIZATION FUND INC.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 06, 2024
Q4 2023
|
Hara Capital LLC
Bellevue, WA |
BUY
|
- |
227KNew |
$1.52M - $1.72M
|
227K
$1.79M
|
|
|
Feb 14, 2024
Q4 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
206K+ 224.1% |
$1.38M - $1.57M
|
298K
$2.36M
|
|
|
Feb 13, 2024
Q4 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
186K+ 3.83% |
$1.24M - $1.41M
|
5.05M
$39.9M
|
|
|
Feb 08, 2024
Q4 2023
|
Matisse Capital
|
BUY
|
- |
83.1KNew |
$555K - $631K
|
83.1K
$657K
|
|
|
Feb 14, 2024
Q4 2023
|
Raffles Associates LP
New York, NY |
BUY
|
- |
78.8K+ 104.13% |
$526K - $598K
|
154K
$1.22M
|
|
|
Feb 09, 2024
Q4 2023
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
53.6K+ 1.21% |
$358K - $407K
|
4.5M
$35.6M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
36.4KNew |
$243K - $277K
|
36.4K
$288K
|
|
|
Feb 13, 2024
Q4 2023
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
36K+ 3.5% |
$241K - $273K
|
1.07M
$8.42M
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
33K+ 154.37% |
$220K - $250K
|
54.4K
$430K
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
30.2K+ 12.1% |
$201K - $229K
|
279K
$2.21M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
28.2K+ 251.91% |
$188K - $214K
|
39.4K
$311K
|
|
|
Feb 14, 2024
Q4 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
19.1KNew |
$127K - $145K
|
19.1K
$151K
|
|
|
Jan 18, 2024
Q4 2023
|
Successful Portfolios LLC
|
BUY
|
- |
15KNew |
$100K - $114K
|
15K
$119K
|
|
|
Feb 13, 2024
Q4 2023
|
Twin Focus Capital Partners, LLC
Boston, MA |
BUY
|
- |
11KNew |
$73.5K - $83.5K
|
11K
$86.9K
|
|
|
Feb 12, 2024
Q4 2023
|
Weiss Asset Management LP
Boston, MA |
BUY
|
- |
10.6KNew |
$71.1K - $80.8K
|
10.6K
$84.1K
|
|
|
Jan 29, 2024
Q4 2023
|
Ingalls & Snyder LLC
New York, NY |
BUY
|
- |
10K+ 100.0% |
$66.8K - $75.9K
|
20K
$158K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
6.79KNew |
$45.4K - $51.6K
|
6.79K
$53.7K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
3.25K+ 3575.82% |
$21.7K - $24.7K
|
3.35K
$26.4K
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.69K+ 3.17% |
$18K - $20.4K
|
87.6K
$692K
|
|
|
Feb 09, 2024
Q4 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
BUY
|
- |
1.87K+ 3.45% |
$12.5K - $14.2K
|
56K
$442K
|
|
|
Jan 10, 2024
Q4 2023
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
1.28K+ 1.71% |
$8.58K - $9.75K
|
76.5K
$604K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
1.14K+ 1.18% |
$7.6K - $8.63K
|
97.3K
$769K
|
|
|
Feb 14, 2024
Q4 2023
|
Css LLC
Chicago, IL |
BUY
|
- |
663+ 3.45% |
$4.43K - $5.03K
|
19.9K
$157K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
240+ 480.0% |
$1.6K - $1.82K
|
290
$2.29K
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
61+ 1.16% |
$407 - $463
|
5.34K
$42.2K
|
|
|
Jul 03, 2024
Q4 2023
|
Mills Wealth Advisors LLC
Southlake, TX |
BUY
|
- |
4+ 0.03% |
$26.7 - $30.4
|
12.1K
$95.5K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-150- 12.9% |
$1K - $1.14K
|
1.01K
$8K
|
|
|
Feb 09, 2024
Q4 2023
|
Bessemer Group Inc
Woodbridge, NJ |
SELL
|
- |
-180- 27.03% |
$1.2K - $1.37K
|
486
$3.84K
|
|
|
Feb 12, 2024
Q4 2023
|
Roberts Glore & CO Inc
Deerfield, IL |
SELL
|
- |
-825- 2.76% |
$5.51K - $6.26K
|
29.1K
$230K
|
|
|
Jan 30, 2024
Q4 2023
|
Dakota Wealth Management
|
SELL
|
- |
-1.05K- 5.33% |
$7.01K - $7.97K
|
18.6K
$147K
|
|
|
Feb 12, 2024
Q4 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
SELL
|
- |
-1.31K- 0.7% |
$8.74K - $9.93K
|
186K
$1.47M
|
|
|
Feb 13, 2024
Q4 2023
|
Hudson Portfolio Management LLC
Garrison, NY |
SELL
|
- |
-2K- 3.46% |
$13.4K - $15.2K
|
55.8K
$441K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-2K- 48.78% |
$13.4K - $15.2K
|
2.1K
$16.6K
|
|
|
Feb 13, 2024
Q4 2023
|
Bard Associates Inc
Chicago, IL |
SELL
|
- |
-3.97K- 5.47% |
$26.5K - $30.1K
|
68.6K
$542K
|
|
|
Feb 12, 2024
Q4 2023
|
Benedetti & Gucer, Inc.
|
SELL
|
- |
-4K- 8.83% |
$26.7K - $30.4K
|
41.3K
$326K
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-7.62K- 34.02% |
$50.9K - $57.8K
|
14.8K
$117K
|
|
|
Feb 12, 2024
Q4 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-8.48K- 30.89% |
$56.6K - $64.3K
|
19K
$150K
|
|
|
Jan 29, 2024
Q4 2023
|
Triasima Portfolio Management Inc.
|
SELL
|
- |
-11K- 46.41% |
$73.5K - $83.5K
|
12.7K
$100K
|
|
|
Feb 09, 2024
Q4 2023
|
Barry Investment Advisors, LLC
|
SELL
|
- |
-32.6K- 13.32% |
$218K - $247K
|
212K
$1.67M
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-35.1K- 11.16% |
$234K - $266K
|
279K
$2.21M
|
|
|
Jan 25, 2024
Q4 2023
|
Allspring Global Investments Holdings, LLC
|
SELL
|
- |
-145K- 2.28% |
$967K - $1.1M
|
6.2M
$49M
|
|
|
Feb 14, 2024
Q4 2023
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-314K- 8.5% |
$2.1M - $2.38M
|
3.38M
$26.7M
|