Purchases and Sales Made in Q3 2021 in Nuveen Preferred & Income Securities Fund (JPS)
This table provides information about the institutional ownership of Nuveen Preferred & Income Securities Fund (JPS) during Q3 2021. The information is specifically focused on institutions that hold shares of Nuveen Preferred & Income Securities Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
2.5MNew |
$24.4M - $25.1M
|
2.5M
$0
|
|
Nov 15, 2021
Q3 2021
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
755KNew |
$7.39M - $7.59M
|
755K
$0
|
|
Dec 08, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
503K+ 2516.01% |
$4.93M - $5.06M
|
523K
$0
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
185K+ 5.22% |
$1.82M - $1.87M
|
3.74M
$0
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
87.9K+ 12.25% |
$860K - $884K
|
805K
$0
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
81.5K+ 5.11% |
$798K - $819K
|
1.67M
$0
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
57K+ 4.46% |
$558K - $573K
|
1.33M
$0
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
55.8K+ 1.86% |
$546K - $561K
|
3.06M
$0
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
43.9K+ 3.39% |
$430K - $442K
|
1.34M
$0
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
31.5KNew |
$308K - $317K
|
31.5K
$0
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Partners, Ltd.
|
BUY
|
- |
22.6K+ 6.83% |
$221K - $227K
|
353K
$0
|
|
Nov 15, 2021
Q3 2021
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
16.4K+ 34.52% |
$161K - $165K
|
63.9K
$0
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
16.4K+ 14.58% |
$161K - $165K
|
129K
$0
|
|
Jan 02, 2024
Q3 2021
|
Anchor Investment Management, LLC
Columbia, SC |
BUY
|
- |
15.9KNew |
$155K - $160K
|
15.9K
$0
|
|
Nov 03, 2021
Q3 2021
|
Segall Bryant & Hamill, LLC
Chicago, IL |
BUY
|
- |
14.2K+ 87.18% |
$139K - $143K
|
30.5K
$0
|
|
Nov 04, 2021
Q3 2021
|
Accel Wealth Management
|
BUY
|
- |
14K+ 19.64% |
$137K - $140K
|
85K
$0
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
13.8K+ 3.71% |
$135K - $139K
|
386K
$0
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
13.2K+ 9.95% |
$130K - $133K
|
146K
$0
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
BUY
|
- |
13.2KNew |
$129K - $133K
|
13.2K
$0
|
|
Nov 15, 2021
Q3 2021
|
Meristem Family Wealth, LLC
Minnetonka, MN |
BUY
|
- |
13KNew |
$127K - $131K
|
13K
$0
|
|
Nov 15, 2021
Q3 2021
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
12KNew |
$117K - $120K
|
12K
$0
|
|
Oct 28, 2021
Q3 2021
|
180 Wealth Advisors, LLC
|
BUY
|
- |
11.8KNew |
$115K - $118K
|
11.8K
$0
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
11.5K+ 14.43% |
$113K - $116K
|
91.2K
$0
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
11.3K+ 0.54% |
$111K - $114K
|
2.1M
$0
|
|
Nov 10, 2021
Q3 2021
|
Citigroup Inc
|
BUY
|
- |
11KNew |
$108K - $111K
|
11K
$0
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
10.9KNew |
$107K - $109K
|
10.9K
$0
|
|
Nov 15, 2021
Q3 2021
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
10.4KNew |
$102K - $105K
|
10.4K
$0
|
|
Nov 09, 2021
Q3 2021
|
Merrion Investment Management Co, LLC
|
BUY
|
- |
10KNew |
$97.9K - $101K
|
10K
$0
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
9.69K+ 14.76% |
$94.9K - $97.5K
|
75.4K
$0
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
BUY
|
- |
8.97K+ 28.43% |
$87.8K - $90.2K
|
40.5K
$0
|
|
Feb 05, 2024
Q3 2021
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
8.6K+ 69.08% |
$84.2K - $86.5K
|
21K
$0
|
|
Oct 29, 2021
Q3 2021
|
Mathes Company, Inc.
|
BUY
|
- |
8K+ 18.39% |
$78.3K - $80.5K
|
51.5K
$0
|
|
Nov 12, 2021
Q3 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
7.22K+ 8.71% |
$70.7K - $72.6K
|
90.1K
$0
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
7.17K+ 1.77% |
$70.2K - $72.1K
|
413K
$0
|
|
Feb 15, 2022
Q3 2021
|
Lido Advisors, LLC
Los Angeles, CA |
BUY
|
- |
6.08K+ 37.7% |
$59.5K - $61.1K
|
22.2K
$0
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
6.02K+ 20.59% |
$58.9K - $60.5K
|
35.2K
$0
|
|
Oct 22, 2021
Q3 2021
|
Farmers & Merchants Trust CO Of Chambersburg Pa
|
BUY
|
- |
5.98K+ 225.83% |
$58.5K - $60.2K
|
8.63K
$0
|
|
Oct 28, 2021
Q3 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
5.9K+ 54.56% |
$57.8K - $59.3K
|
16.7K
$0
|
|
Nov 15, 2021
Q3 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
BUY
|
- |
5.45K+ 5.63% |
$53.4K - $54.8K
|
102K
$0
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
5.4K+ 67.5% |
$52.9K - $54.3K
|
13.4K
$0
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
5.34KNew |
$52.3K - $53.7K
|
5.34K
$0
|
|
Nov 17, 2021
Q3 2021
|
Wealth Quarterback LLC
Toms River, NJ |
BUY
|
- |
5.14KNew |
$50.3K - $51.7K
|
5.14K
$0
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.6K+ 2.94% |
$45K - $46.2K
|
161K
$0
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
4.53K+ 1.9% |
$44.3K - $45.5K
|
242K
$0
|
|
Oct 26, 2021
Q3 2021
|
Sage Capital Advisors,Llc
|
BUY
|
- |
4.1K+ 14.11% |
$40.2K - $41.3K
|
33.2K
$0
|
|
Oct 12, 2021
Q3 2021
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
3.73KNew |
$36.5K - $37.5K
|
3.73K
$0
|
|
Oct 14, 2021
Q3 2021
|
Davenport & CO LLC
|
BUY
|
- |
3.21K+ 11.8% |
$31.4K - $32.3K
|
30.4K
$0
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
2.73K+ 3.47% |
$26.7K - $27.4K
|
81.2K
$0
|
|
Oct 28, 2021
Q3 2021
|
Berger Financial Group, Inc
Plymouth, MN |
BUY
|
- |
2.72K+ 8.83% |
$26.6K - $27.4K
|
33.6K
$0
|
|
Nov 12, 2021
Q3 2021
|
Prospera Financial Services Inc
|
BUY
|
- |
2.6K+ 15.0% |
$25.5K - $26.2K
|
19.9K
$0
|