Purchases and Sales Made in Q1 2022 in Nuveen Floating Rate Income Opportunity Fund (JRO)
This table provides information about the institutional ownership of Nuveen Floating Rate Income Opportunity Fund (JRO) during Q1 2022. The information is specifically focused on institutions that hold shares of Nuveen Floating Rate Income Opportunity Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Apr 19, 2022
Q1 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-1.5K- 3.25% |
$14.1K - $15.7K
|
44.6K
$0
|
|
|
May 16, 2022
Q1 2022
|
Kovack Advisors, Inc.
|
SELL
|
- |
-2.39K- 6.52% |
$22.4K - $25K
|
34.2K
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Segantii Capital Management LTD
|
SELL
|
- |
-2.85KClosed |
$26.7K - $29.8K
|
0
$0
|
|
|
Apr 27, 2022
Q1 2022
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-2.88K- 7.51% |
$27K - $30.1K
|
35.5K
$0
|
|
|
May 13, 2022
Q1 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-4.03K- 15.57% |
$37.8K - $42.1K
|
21.8K
$0
|
|
|
Apr 18, 2022
Q1 2022
|
Spire Wealth Management
|
SELL
|
- |
-6KClosed |
$56.3K - $62.8K
|
0
$0
|
|
|
May 11, 2022
Q1 2022
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-8.29K- 4.44% |
$77.8K - $86.7K
|
178K
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-10KClosed |
$94K - $105K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-10.7K- 6.86% |
$100K - $112K
|
145K
$0
|
|
|
May 11, 2022
Q1 2022
|
Ctc Capital Management, LLC
|
SELL
|
- |
-10.7KClosed |
$101K - $112K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Family Management Corp
New York, NY |
SELL
|
- |
-12.5KClosed |
$117K - $131K
|
0
$0
|
|
|
May 02, 2022
Q1 2022
|
Congress Park Capital LLC
|
SELL
|
- |
-14K- 32.94% |
$131K - $146K
|
28.5K
$0
|
|
|
May 16, 2022
Q1 2022
|
Aristides Capital LLC
Ottawa Hills, OH |
SELL
|
- |
-15.2KClosed |
$142K - $159K
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-17.4KClosed |
$163K - $182K
|
0
$0
|
|
|
May 02, 2022
Q1 2022
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-20.7KClosed |
$194K - $217K
|
0
$0
|
|
|
May 02, 2022
Q1 2022
|
Next Capital Management LLC
|
SELL
|
- |
-28.1K- 10.49% |
$263K - $293K
|
239K
$0
|
|
|
May 16, 2022
Q1 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-37.5K- 25.42% |
$352K - $392K
|
110K
$0
|
|
|
May 13, 2022
Q1 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-40.1K- 58.45% |
$376K - $419K
|
28.5K
$0
|
|
|
Apr 13, 2022
Q1 2022
|
Wela Strategies, Inc.
|
SELL
|
- |
-88.9KClosed |
$834K - $930K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Park Avenue Securities LLC
|
SELL
|
- |
-115KClosed |
$1.08M - $1.21M
|
0
$0
|
|
|
May 04, 2022
Q1 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-120K- 83.92% |
$1.13M - $1.26M
|
23K
$0
|
|
|
May 06, 2022
Q1 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-201KClosed |
$1.89M - $2.1M
|
0
$0
|
|
|
May 16, 2022
Q1 2022
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-364KClosed |
$3.42M - $3.81M
|
0
$0
|
|
|
May 12, 2022
Q1 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-424K- 59.9% |
$3.98M - $4.44M
|
284K
$0
|
|
|
Apr 13, 2022
Q1 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-444K- 79.3% |
$4.16M - $4.64M
|
116K
$0
|
|
|
May 16, 2022
Q1 2022
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-823KClosed |
$7.72M - $8.6M
|
0
$0
|