Purchases and Sales Made in Q1 2022 in Nuveen Floating Rate Income Opportunity Fund (JRO)
This table provides information about the institutional ownership of Nuveen Floating Rate Income Opportunity Fund (JRO) during Q1 2022. The information is specifically focused on institutions that hold shares of Nuveen Floating Rate Income Opportunity Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 16, 2022
Q1 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
418K+ 112.67% |
$3.92M - $4.37M
|
788K
$0
|
|
May 16, 2022
Q1 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
174K+ 25.66% |
$1.63M - $1.82M
|
852K
$0
|
|
Oct 27, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
154K+ 11.07% |
$1.45M - $1.61M
|
1.55M
$0
|
|
May 03, 2022
Q1 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
141KNew |
$1.33M - $1.48M
|
141K
$0
|
|
May 13, 2022
Q1 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
128K+ 9.03% |
$1.2M - $1.34M
|
1.55M
$0
|
|
May 11, 2022
Q1 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
128K+ 90.94% |
$1.2M - $1.34M
|
268K
$0
|
|
May 16, 2022
Q1 2022
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
83.8K+ 24.02% |
$786K - $876K
|
433K
$0
|
|
May 16, 2022
Q1 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
69.5K+ 36.78% |
$652K - $727K
|
258K
$0
|
|
May 16, 2022
Q1 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
58.8K+ 2.68% |
$551K - $615K
|
2.25M
$0
|
|
May 04, 2022
Q1 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
57.9KNew |
$544K - $606K
|
57.9K
$0
|
|
May 11, 2022
Q1 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
56.2K+ 156.87% |
$527K - $588K
|
92K
$0
|
|
May 04, 2022
Q1 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
37.3K+ 76.52% |
$349K - $390K
|
85.9K
$0
|
|
May 17, 2022
Q1 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
35.5K+ 7.2% |
$333K - $371K
|
528K
$0
|
|
May 06, 2022
Q1 2022
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
31.9K+ 19.19% |
$300K - $334K
|
198K
$0
|
|
May 02, 2022
Q1 2022
|
Roosevelt Investment Group LLC
|
BUY
|
- |
21.4KNew |
$201K - $224K
|
21.4K
$0
|
|
May 10, 2022
Q1 2022
|
Western Wealth Management, LLC
|
BUY
|
- |
21.1KNew |
$198K - $221K
|
21.1K
$0
|
|
May 02, 2022
Q1 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
17.6K+ 349.64% |
$165K - $184K
|
22.7K
$0
|
|
May 16, 2022
Q1 2022
|
Ubs Group Ag
|
BUY
|
- |
10.8K+ 5.83% |
$101K - $113K
|
196K
$0
|
|
May 10, 2022
Q1 2022
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
5.15K+ 514800.0% |
$48.3K - $53.8K
|
5.15K
$0
|
|
May 06, 2022
Q1 2022
|
Klingman & Associates, LLC
|
BUY
|
- |
5.04K+ 47.95% |
$47.3K - $52.7K
|
15.6K
$0
|
|
Apr 29, 2022
Q1 2022
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
4.97K+ 5.85% |
$46.6K - $52K
|
90K
$0
|
|
May 12, 2022
Q1 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
4.82K+ 7.57% |
$45.2K - $50.4K
|
68.5K
$0
|
|
May 12, 2022
Q1 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
4.81K+ 15.2% |
$45.1K - $50.3K
|
36.4K
$0
|
|
Sep 06, 2022
Q1 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
4.18KNew |
$39.2K - $43.7K
|
4.18K
$0
|
|
May 12, 2022
Q1 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
3.95K+ 26.8% |
$37K - $41.3K
|
18.7K
$0
|
|
May 16, 2022
Q1 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
3.66K+ 4.16% |
$34.4K - $38.3K
|
91.7K
$0
|
|
Apr 11, 2022
Q1 2022
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
3.63K+ 4.7% |
$34K - $38K
|
80.9K
$0
|
|
May 09, 2022
Q1 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
3K+ 94.4% |
$28.1K - $31.4K
|
6.18K
$0
|
|
May 16, 2022
Q1 2022
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
2.86K+ 6.34% |
$26.8K - $29.9K
|
47.9K
$0
|
|
Apr 29, 2022
Q1 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.05K+ 11.33% |
$9.85K - $11K
|
10.3K
$0
|
|
May 05, 2022
Q1 2022
|
Hazlett, Burt & Watson, Inc.
|
BUY
|
- |
774New |
$7.26K - $8.1K
|
774
$0
|
|
May 04, 2022
Q1 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
648+ 1.34% |
$6.08K - $6.78K
|
49.1K
$0
|
|
Mar 21, 2023
Q1 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
550+ 37.93% |
$5.16K - $5.75K
|
2K
$0
|
|
May 16, 2022
Q1 2022
|
Beacon Capital Management, LLC
|
BUY
|
- |
477New |
$4.47K - $4.99K
|
477
$0
|
|
May 13, 2022
Q1 2022
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
BUY
|
- |
366+ 2.36% |
$3.43K - $3.83K
|
15.9K
$0
|
|
May 16, 2022
Q1 2022
|
Capital Directions Investment Advisors, LLC
|
BUY
|
- |
250New |
$2.35K - $2.62K
|
250
$0
|
|
May 16, 2022
Q1 2022
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
142+ 1.17% |
$1.33K - $1.49K
|
12.3K
$0
|
|
May 02, 2022
Q1 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
90+ 0.56% |
$844 - $941
|
16.1K
$0
|
|
Apr 29, 2022
Q1 2022
|
Accel Wealth Management
|
BUY
|
- |
11+ 1.01% |
$103 - $115
|
1.1K
$0
|
|
May 04, 2022
Q1 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
7+ 0.05% |
$65.7 - $73.2
|
14.5K
$0
|
|
May 12, 2022
Q1 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
2+ 0.02% |
$18.8 - $20.9
|
10.2K
$0
|
|
Jan 27, 2023
Q1 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
SELL
|
- |
-26- 0.04% |
$244 - $272
|
57.9K
$0
|
|
May 26, 2022
Q1 2022
|
Gradient Investments LLC
|
SELL
|
- |
-145- 3.62% |
$1.36K - $1.52K
|
3.86K
$0
|
|
May 11, 2022
Q1 2022
|
Mc Ilrath & Eck, LLC
|
SELL
|
- |
-250- 19.23% |
$2.35K - $2.62K
|
1.05K
$0
|
|
Apr 25, 2022
Q1 2022
|
Transform Wealth, LLC
|
SELL
|
- |
-480- 4.03% |
$4.5K - $5.02K
|
11.4K
$0
|
|
Apr 21, 2022
Q1 2022
|
Lindbrook Capital, LLC
|
SELL
|
- |
-616- 95.65% |
$5.78K - $6.44K
|
28
$0
|
|
May 16, 2022
Q1 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1KClosed |
$9.38K - $10.5K
|
0
$0
|
|
Apr 22, 2022
Q1 2022
|
Truist Financial Corp
|
SELL
|
- |
-1.1K- 4.21% |
$10.4K - $11.5K
|
25.1K
$0
|
|
Apr 20, 2022
Q1 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-1.21K- 5.31% |
$11.3K - $12.6K
|
21.5K
$0
|
|
May 10, 2022
Q1 2022
|
Howe & Rusling Inc
Rochester, NY |
SELL
|
- |
-1.3KClosed |
$12.2K - $13.6K
|
0
$0
|