Purchases and Sales Made in Q3 2021 in Nuveen Floating Rate Income Opportunity Fund (JRO)
This table provides information about the institutional ownership of Nuveen Floating Rate Income Opportunity Fund (JRO) during Q3 2021. The information is specifically focused on institutions that hold shares of Nuveen Floating Rate Income Opportunity Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-2.83K- 1.56% |
$26.8K - $28.3K
|
178K
$0
|
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-3.35K- 7.6% |
$31.6K - $33.5K
|
40.6K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-3.36K- 5.22% |
$31.7K - $33.6K
|
61K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.45K- 2.36% |
$32.6K - $34.5K
|
143K
$0
|
|
|
Oct 20, 2021
Q3 2021
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-4K- 29.57% |
$37.8K - $40.1K
|
9.53K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Strategic Blueprint, LLC
Atlanta, GA |
SELL
|
- |
-4.7KClosed |
$44.5K - $47.1K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.84K- 9.04% |
$45.8K - $48.5K
|
48.7K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Belpointe Asset Management LLC
|
SELL
|
- |
-5.45K- 27.95% |
$51.6K - $54.6K
|
14.1K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-6.07K- 3.98% |
$57.4K - $60.8K
|
146K
$0
|
|
|
Oct 25, 2021
Q3 2021
|
Mbl Wealth, LLC
Charlotte, NC |
SELL
|
- |
-10KClosed |
$94.6K - $100K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-12KClosed |
$114K - $120K
|
0
$0
|
|
|
Oct 28, 2021
Q3 2021
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-12.9K- 15.8% |
$122K - $129K
|
68.8K
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Next Capital Management LLC
|
SELL
|
- |
-14.9K- 4.69% |
$141K - $149K
|
302K
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Ieq Capital, LLC
|
SELL
|
- |
-15.8KClosed |
$150K - $159K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-16K- 3.29% |
$151K - $160K
|
469K
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-18.2K- 60.61% |
$172K - $182K
|
11.8K
$0
|
|
|
Oct 13, 2021
Q3 2021
|
Wela Strategies, Inc.
|
SELL
|
- |
-22.4K- 20.19% |
$212K - $225K
|
88.8K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-36.7K- 4.79% |
$347K - $368K
|
730K
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-38.2K- 22.44% |
$361K - $383K
|
132K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-70K- 47.74% |
$662K - $701K
|
76.6K
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Robinson Capital Management, LLC
|
SELL
|
- |
-84.4K- 99.59% |
$799K - $846K
|
350
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-100KClosed |
$949K - $1.01M
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-130KClosed |
$1.23M - $1.3M
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Lindbrook Capital, LLC
|
SELL
|
- |
-1.19M- 100.0% |
$11.3M - $12M
|
28
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-1.69M- 50.39% |
$16M - $16.9M
|
1.66M
$0
|