Purchases and Sales Made in Q3 2021 in Nuveen Floating Rate Income Opportunity Fund (JRO)

JRO Quotes by TradingView

This table provides information about the institutional ownership of Nuveen Floating Rate Income Opportunity Fund (JRO) during Q3 2021. The information is specifically focused on institutions that hold shares of Nuveen Floating Rate Income Opportunity Fund.

Report Date Institution (Fund) Operation Option Shares change Value Range Shares Held Trade History
Nov 15, 2021 Q3 2021
Morgan Stanley

New York, NY
BUY
 -
1.4M
New
$13.3M - $14M
1.4M $0
Nov 15, 2021 Q3 2021
Rivernorth Capital Management, LLC

West Palm Beach, FL
BUY
 -
885K
+ 295.04%
$8.37M - $8.86M
1.18M $0
Nov 10, 2021 Q3 2021
Goldman Sachs Group Inc

New York, NY
BUY
 -
349K
New
$3.3M - $3.49M
349K $0
Nov 15, 2021 Q3 2021
Lpl Financial LLC

Fort Mill, SC
BUY
 -
141K
+ 119.24%
$1.33M - $1.41M
259K $0
Nov 15, 2021 Q3 2021
Bank Of America Corp

Charlotte, NC
BUY
 -
107K
+ 5.27%
$1.01M - $1.07M
2.14M $0
Nov 12, 2021 Q3 2021
Four Thought Financial, LLC

Venice, FL
BUY
 -
51.3K
+ 253.68%
$486K - $514K
71.6K $0
Nov 15, 2021 Q3 2021
Invesco Ltd.

Atlanta, GA
BUY
 -
47.9K
+ 37.73%
$453K - $480K
175K $0
Nov 02, 2021 Q3 2021
Shaker Financial Services, LLC

BUY
 -
42.4K
+ 24.98%
$402K - $425K
212K $0
Nov 15, 2021 Q3 2021
D.A. Davidson & Co.

BUY
 -
40.8K
+ 285.48%
$386K - $409K
55.1K $0
Oct 19, 2021 Q3 2021
Kestra Advisory Services, LLC

BUY
 -
39.3K
+ 322.24%
$372K - $394K
51.6K $0
Nov 05, 2021 Q3 2021
Moors & Cabot, Inc.

Boston, MA
BUY
 -
20K
New
$189K - $200K
20K $0
Nov 03, 2021 Q3 2021
Congress Park Capital LLC

BUY
 -
18.5K
+ 77.08%
$175K - $185K
42.5K $0
Nov 15, 2021 Q3 2021
Guggenheim Capital LLC

Chicago, IL
BUY
 -
18.4K
+ 2.93%
$174K - $184K
646K $0
Nov 02, 2021 Q3 2021
Cambridge Investment Research Advisors, Inc.

BUY
 -
15K
+ 131.23%
$142K - $150K
26.5K $0
Oct 07, 2021 Q3 2021
Envestnet Asset Management Inc

BUY
 -
12.7K
+ 8.29%
$120K - $127K
166K $0
Oct 20, 2021 Q3 2021
Pro Vise Management Group, LLC

Clearwater, FL
BUY
 -
12K
+ 44.03%
$114K - $120K
39.3K $0
Oct 29, 2021 Q3 2021
Commonwealth Equity Services, LLC

BUY
 -
11.6K
+ 38.14%
$109K - $116K
41.8K $0
Nov 15, 2021 Q3 2021
Two Sigma Securities, LLC

New York, NY
BUY
 -
10.5K
New
$99.4K - $105K
10.5K $0
Nov 03, 2021 Q3 2021
Camden Capital, LLC

BUY
 -
10.1K
New
$95.4K - $101K
10.1K $0
Oct 28, 2021 Q3 2021
Sigma Planning Corp

Ann Arbor, MI
BUY
 -
8.19K
+ 56.86%
$77.5K - $82.1K
22.6K $0
Nov 12, 2021 Q3 2021
Aviance Capital Partners, LLC

Naples, FL
BUY
 -
7.78K
+ 5.06%
$73.6K - $78K
162K $0
Oct 21, 2021 Q3 2021
Park Avenue Securities LLC

BUY
 -
7.67K
+ 7.86%
$72.5K - $76.8K
105K $0
Nov 12, 2021 Q3 2021
Pekin Hardy Strauss, Inc.

BUY
 -
4.5K
+ 6.19%
$42.6K - $45.1K
77.3K $0
Nov 12, 2021 Q3 2021
Thomas J. Herzfeld Advisors, Inc.

Miami Beach, FL
BUY
 -
4.44K
+ 2.5%
$42K - $44.5K
182K $0
Oct 08, 2021 Q3 2021
Wedbush Securities Inc

BUY
 -
3.2K
+ 8.56%
$30.3K - $32.1K
40.6K $0
Nov 15, 2021 Q3 2021
Northwestern Mutual Wealth Management CO

BUY
 -
3.18K
New
$30.1K - $31.8K
3.18K $0
Oct 19, 2021 Q3 2021
Rfg Advisory, LLC

Birmingham, AL
BUY
 -
2.73K
+ 1.43%
$25.8K - $27.3K
193K $0
Oct 20, 2021 Q3 2021
Integrated Capital Management, Inc.

BUY
 -
2.58K
+ 15.05%
$24.4K - $25.9K
19.7K $0
Nov 08, 2021 Q3 2021
Princeton Global Asset Management LLC

BUY
 -
1.03K
+ 10300.0%
$9.74K - $10.3K
1.04K $0
Nov 05, 2021 Q3 2021
Truist Financial Corp

BUY
 -
970
+ 2.83%
$9.18K - $9.72K
35.2K $0
Mar 22, 2023 Q3 2021
American Portfolios Advisors

Holbrook, NY
BUY
 -
550
+ 37.93%
$5.2K - $5.51K
2K $0
Nov 09, 2021 Q3 2021
Concourse Financial Group Securities, Inc.

Birmingham, AL
BUY
 -
500
+ 50.0%
$4.73K - $5.01K
1.5K $0
Nov 04, 2021 Q3 2021
Accel Wealth Management

BUY
 -
475
+ 78.64%
$4.49K - $4.76K
1.08K $0
Nov 15, 2021 Q3 2021
Apollon Wealth Management, LLC

Mount Pleasant, SC
BUY
 -
208
+ 1.78%
$1.97K - $2.08K
11.9K $0
Nov 12, 2021 Q3 2021
Oppenheimer & CO Inc

New York, NY
BUY
 -
69
+ 0.49%
$653 - $691
14.3K $0
Nov 10, 2021 Q3 2021
Citigroup Inc

BUY
 -
9
New
$85.1 - $90.2
9 $0
Nov 05, 2021 Q3 2021
Baystate Wealth Management LLC

BUY
 -
0
New
$0 - $0
0 $0
Nov 15, 2021 Q3 2021
First Manhattan CO

New York, NY
SELL
 -
0
Closed
$0 - $0
0 $0
Nov 10, 2021 Q3 2021
Panagora Asset Management Inc

Boston, MA
SELL
 -
-39
Closed
$369 - $391
0 $0
Oct 18, 2021 Q3 2021
Gradient Investments LLC

SELL
 -
-84
- 2.01%
$795 - $842
4.1K $0
Nov 16, 2021 Q3 2021
National Asset Management, Inc.

Boca Raton, FL
SELL
 -
-118
- 0.73%
$1.12K - $1.18K
16.1K $0
Nov 15, 2021 Q3 2021
Stifel Financial Corp

St. Louis, MO
SELL
 -
-189
- 0.44%
$1.79K - $1.89K
43K $0
Nov 03, 2021 Q3 2021
Princeton Global Asset Management LLC

SELL
 -
-1.03K
- 99.04%
$9.74K - $10.3K
10 $0
Nov 12, 2021 Q3 2021
Mc Ilrath & Eck, LLC

SELL
 -
-1.05K
- 80.77%
$9.93K - $10.5K
250 $0
Oct 28, 2021 Q3 2021
Signaturefd, LLC

Atlanta, GA
SELL
 -
-1.54K
- 99.42%
$14.6K - $15.5K
9 $0
Nov 15, 2021 Q3 2021
Virtus ETF Advisers LLC

New York, NY
SELL
 -
-1.82K
- 3.46%
$17.2K - $18.3K
50.9K $0
Nov 02, 2021 Q3 2021
Raymond James Financial Services Advisors, Inc.

St. Petersburg, FL
SELL
 -
-1.97K
- 4.3%
$18.7K - $19.8K
43.9K $0
Nov 15, 2021 Q3 2021
Horizon Kinetics Asset Management LLC

SELL
 -
-2.19K
- 3.69%
$20.7K - $21.9K
57K $0
Oct 25, 2021 Q3 2021
Jaffetilchin Investment Partners, LLC

Tampa, FL
SELL
 -
-2.8K
- 15.6%
$26.5K - $28K
15.1K $0

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