Purchases and Sales Made in Q3 2022 in Nuveen Floating Rate Income Opportunity Fund (JRO)
This table provides information about the institutional ownership of Nuveen Floating Rate Income Opportunity Fund (JRO) during Q3 2022. The information is specifically focused on institutions that hold shares of Nuveen Floating Rate Income Opportunity Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 10, 2022
Q3 2022
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
214KNew |
$1.71M - $1.91M
|
214K
$0
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
213K+ 147.85% |
$1.7M - $1.9M
|
357K
$0
|
|
Nov 14, 2022
Q3 2022
|
Howard Marks
Oaktree Capital Management LP | Los Angeles, Ca
|
BUY
|
- |
127K+ 19.86% |
$1.02M - $1.14M
|
768K
$0
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
93.4K+ 31.46% |
$745K - $834K
|
390K
$0
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
72.6K+ 42.42% |
$579K - $648K
|
244K
$0
|
|
Oct 31, 2022
Q3 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
42.2K+ 38.53% |
$337K - $377K
|
152K
$0
|
|
Oct 18, 2022
Q3 2022
|
Congress Park Capital LLC
|
BUY
|
- |
27.5K+ 91.67% |
$219K - $246K
|
57.5K
$0
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
27.2K+ 12.4% |
$217K - $243K
|
247K
$0
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
16.2K+ 18.64% |
$129K - $145K
|
103K
$0
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
12.3K+ 2.24% |
$97.9K - $110K
|
559K
$0
|
|
Nov 14, 2022
Q3 2022
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
12.1K+ 15.81% |
$96.7K - $108K
|
88.7K
$0
|
|
Oct 27, 2022
Q3 2022
|
Synovus Financial Corp
Columbus, GA |
BUY
|
- |
11.1KNew |
$88.3K - $98.8K
|
11.1K
$0
|
|
Nov 21, 2022
Q3 2022
|
Four Thought Financial, LLC
Venice, FL |
BUY
|
- |
8.75K+ 8.01% |
$69.8K - $78.1K
|
118K
$0
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
3.46K+ 18.44% |
$27.6K - $30.9K
|
22.2K
$0
|
|
Oct 18, 2022
Q3 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
2.6K+ 21.39% |
$20.7K - $23.2K
|
14.8K
$0
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
1.9K+ 2.77% |
$15.2K - $17K
|
70.4K
$0
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.88K+ 3.55% |
$15K - $16.8K
|
54.8K
$0
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.7K+ 3.15% |
$13.6K - $15.2K
|
55.7K
$0
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.57KNew |
$12.5K - $14K
|
1.57K
$0
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.45KNew |
$11.6K - $12.9K
|
1.45K
$0
|
|
Nov 14, 2022
Q3 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
1K+ 5.18% |
$8.01K - $8.97K
|
20.4K
$0
|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
BUY
|
- |
1K+ 4.5% |
$7.98K - $8.93K
|
23.2K
$0
|
|
Aug 13, 2024
Q3 2022
|
Glen Eagle Advisors, LLC
Kingston, NJ |
BUY
|
- |
681New |
$5.43K - $6.08K
|
681
$0
|
|
Oct 28, 2022
Q3 2022
|
Klingman & Associates, LLC
|
BUY
|
- |
463+ 2.25% |
$3.69K - $4.13K
|
21.1K
$0
|
|
Nov 08, 2022
Q3 2022
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
282+ 2.25% |
$2.25K - $2.52K
|
12.8K
$0
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
38+ 0.91% |
$303 - $339
|
4.22K
$0
|
|
Nov 04, 2022
Q3 2022
|
Western Wealth Management, LLC
|
BUY
|
- |
24+ 0.11% |
$192 - $214
|
21.2K
$0
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
18+ 0.11% |
$144 - $161
|
16.1K
$0
|
|
Oct 12, 2022
Q3 2022
|
Accel Wealth Management
|
BUY
|
- |
15+ 1.34% |
$120 - $134
|
1.13K
$0
|
|
Jan 27, 2023
Q3 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
14+ 0.02% |
$112 - $125
|
58K
$0
|
|
Oct 20, 2022
Q3 2022
|
Gladstone Institutional Advisory LLC
Boca Raton, FL |
BUY
|
- |
14+ 0.02% |
$112 - $125
|
58K
$0
|
|
Nov 14, 2022
Q3 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
12+ 0.08% |
$95.8 - $107
|
14.6K
$0
|
|
Nov 14, 2022
Q3 2022
|
Kovack Advisors, Inc.
|
BUY
|
- |
6+ 0.03% |
$47.9 - $53.6
|
23.2K
$0
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-4- 0.04% |
$31.9 - $35.7
|
10.2K
$0
|
|
Nov 10, 2022
Q3 2022
|
Lindbrook Capital, LLC
|
SELL
|
- |
-184- 86.79% |
$1.47K - $1.64K
|
28
$0
|
|
Nov 09, 2022
Q3 2022
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-569- 0.25% |
$4.54K - $5.08K
|
228K
$0
|
|
Nov 09, 2022
Q3 2022
|
Pro Vise Management Group, LLC
Clearwater, FL |
SELL
|
- |
-900- 3.19% |
$7.18K - $8.04K
|
27.3K
$0
|
|
Nov 07, 2022
Q3 2022
|
Huntington National Bank
Columbus, OH |
SELL
|
- |
-1K- 99.9% |
$7.98K - $8.93K
|
1
$0
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-1K- 3.65% |
$7.98K - $8.93K
|
26.4K
$0
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-1KClosed |
$7.98K - $8.93K
|
0
$0
|
|
Oct 05, 2022
Q3 2022
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-1.65K- 1.67% |
$13.1K - $14.7K
|
97K
$0
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-1.71K- 0.88% |
$13.7K - $15.3K
|
193K
$0
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2.58K- 44.8% |
$20.6K - $23K
|
3.18K
$0
|
|
Oct 17, 2022
Q3 2022
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-2.98K- 40.34% |
$23.7K - $26.6K
|
4.4K
$0
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-4.13K- 17.11% |
$33K - $36.9K
|
20K
$0
|
|
Oct 18, 2022
Q3 2022
|
Wedbush Securities Inc
|
SELL
|
- |
-4.55K- 9.65% |
$36.3K - $40.6K
|
42.6K
$0
|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-7.46K- 11.74% |
$59.5K - $66.6K
|
56.1K
$0
|
|
Nov 10, 2022
Q3 2022
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-7.54K- 2.54% |
$60.2K - $67.4K
|
289K
$0
|
|
Nov 14, 2022
Q3 2022
|
Lloyd Park, LLC
Wilmette, IL |
SELL
|
- |
-10.3K- 40.11% |
$82.4K - $92.3K
|
15.4K
$0
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
SELL
|
- |
-10.4K- 45.38% |
$83.3K - $93.2K
|
12.6K
$0
|