Purchases and Sales Made in Q4 2021 in Nuveen Floating Rate Income Opportunity Fund (JRO)
This table provides information about the institutional ownership of Nuveen Floating Rate Income Opportunity Fund (JRO) during Q4 2021. The information is specifically focused on institutions that hold shares of Nuveen Floating Rate Income Opportunity Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-950- 9.97% |
$9.4K - $9.62K
|
8.58K
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Horizon Kinetics Asset Management LLC
|
SELL
|
- |
-1.12K- 1.96% |
$11K - $11.3K
|
55.9K
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-1.35K- 0.24% |
$13.4K - $13.7K
|
560K
$0
|
|
|
Jan 26, 2022
Q4 2021
|
Transform Wealth, LLC
|
SELL
|
- |
-1.42K- 10.67% |
$14.1K - $14.4K
|
11.9K
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Belpointe Asset Management LLC
|
SELL
|
- |
-2.25K- 16.01% |
$22.3K - $22.8K
|
11.8K
$0
|
|
|
Jan 18, 2022
Q4 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-4.06K- 9.99% |
$40.1K - $41.1K
|
36.6K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-5.84K- 11.47% |
$57.7K - $59.1K
|
45K
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Rfg Advisory, LLC
Birmingham, AL |
SELL
|
- |
-6.3K- 3.26% |
$62.3K - $63.8K
|
187K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-7.5K- 2.02% |
$74.2K - $76K
|
364K
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-8.12K- 18.48% |
$80.3K - $82.2K
|
35.8K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
SELL
|
- |
-9.03K- 25.61% |
$89.3K - $91.4K
|
26.2K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-10.5KClosed |
$104K - $106K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-11.3K- 5.32% |
$112K - $114K
|
201K
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-11.8KClosed |
$117K - $120K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-17.1K- 39.86% |
$170K - $174K
|
25.9K
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-21.4K- 2.93% |
$211K - $217K
|
708K
$0
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-22.9K- 13.79% |
$226K - $232K
|
143K
$0
|
|
|
Jan 14, 2022
Q4 2021
|
Next Capital Management LLC
|
SELL
|
- |
-34.5K- 11.41% |
$341K - $349K
|
268K
$0
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-51.6KClosed |
$510K - $522K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Pekin Hardy Strauss, Inc.
|
SELL
|
- |
-66.7K- 86.28% |
$659K - $675K
|
10.6K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
SELL
|
- |
-182KClosed |
$1.8M - $1.85M
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-362K- 30.55% |
$3.58M - $3.66M
|
823K
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-1.66MClosed |
$16.4M - $16.8M
|
0
$0
|