Purchases and Sales Made in Q1 2021 in Nuveen Short Duration Credit Opportunities Fund (JSD)
This table provides information about the institutional ownership of Nuveen Short Duration Credit Opportunities Fund (JSD) during Q1 2021. The information is specifically focused on institutions that hold shares of Nuveen Short Duration Credit Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2021
Q1 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
131K+ 84.27% |
$1.75M - $1.87M
|
287K
$0
|
|
|
May 14, 2021
Q1 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
41.2KNew |
$549K - $586K
|
41.2K
$0
|
|
|
Aug 17, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
35.9KNew |
$478K - $511K
|
35.9K
$0
|
|
|
May 17, 2021
Q1 2021
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
27.3KNew |
$364K - $388K
|
27.3K
$0
|
|
|
May 13, 2021
Q1 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
26.6K+ 50.82% |
$354K - $378K
|
78.9K
$0
|
|
|
May 13, 2021
Q1 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
14K+ 2.17% |
$187K - $200K
|
660K
$0
|
|
|
May 12, 2021
Q1 2021
|
Mariner Investment Group LLC
Harrison, NY |
BUY
|
- |
6.44K+ 13.08% |
$85.8K - $91.7K
|
55.7K
$0
|
|
|
May 21, 2021
Q1 2021
|
Spire Wealth Management
|
BUY
|
- |
3.98KNew |
$53K - $56.6K
|
3.98K
$0
|
|
|
May 04, 2021
Q1 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.34K+ 3.84% |
$31.1K - $33.2K
|
63.1K
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Park Avenue Securities LLC
|
BUY
|
- |
1.93K+ 3.19% |
$25.7K - $27.5K
|
62.4K
$0
|
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
BUY
|
- |
1.81K+ 15.58% |
$24.1K - $25.8K
|
13.4K
$0
|
|
|
May 07, 2021
Q1 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.17K+ 3.81% |
$15.6K - $16.6K
|
31.8K
$0
|
|
|
Apr 12, 2021
Q1 2021
|
Fny Investment Advisers, LLC
|
BUY
|
- |
540+ 12.56% |
$7.19K - $7.68K
|
4.84K
$0
|
|
|
May 17, 2021
Q1 2021
|
Thrivent Financial For Lutherans
Minneapolis, MN |
BUY
|
- |
371+ 0.53% |
$4.94K - $5.28K
|
70.3K
$0
|
|
|
Apr 29, 2021
Q1 2021
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
7+ 1.15% |
$93.2 - $99.6
|
614
$0
|
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-350- 2.25% |
$4.66K - $4.98K
|
15.2K
$0
|
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.07K- 3.24% |
$27.6K - $29.5K
|
61.8K
$0
|
|
|
May 13, 2021
Q1 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-2.28K- 0.67% |
$30.3K - $32.4K
|
337K
$0
|
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-3.48K- 4.04% |
$46.4K - $49.6K
|
82.7K
$0
|
|
|
May 17, 2021
Q1 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-11K- 46.93% |
$146K - $156K
|
12.4K
$0
|
|
|
May 17, 2021
Q1 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-24.8KClosed |
$331K - $353K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-25.9K- 65.88% |
$345K - $368K
|
13.4K
$0
|
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-26.7K- 21.92% |
$355K - $380K
|
95K
$0
|
|
|
May 17, 2021
Q1 2021
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-39.1K- 15.83% |
$521K - $556K
|
208K
$0
|
|
|
May 07, 2021
Q1 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-41.1K- 43.58% |
$548K - $585K
|
53.2K
$0
|