Latest Institutional Transactions on Dws Strategic Municipal Income Trust (KSM)
This table provides information on the latest institutional transactions involving Dws Strategic Municipal Income Trust (KSM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 21, 2022
Q3 2022
|
Rothschild Investment Corp
|
BUY
|
- |
7K+ 70.0% |
$55.4K - $68.3K
|
17K
$173K
|
|
| Q2 2022 | |||||||
|
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
5KNew |
$43.7K - $51.6K
|
5K
$51K
|
|
|
Aug 08, 2022
Q2 2022
|
Lokken Investment Group LLC
|
BUY
|
- |
11KNew |
$95.7K - $113K
|
11K
$112K
|
|
|
Jul 15, 2022
Q2 2022
|
Herold Advisors, Inc.
|
SELL
|
- |
-1.5KClosed |
$13.1K - $15.5K
|
0
$0
|
|
|
Jul 12, 2022
Q2 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-1.2KClosed |
$10.5K - $12.4K
|
0
$0
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-500Closed |
$5.03K - $6.08K
|
0
$0
|
|
|
Apr 29, 2022
Q1 2022
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-2.2KClosed |
$22.1K - $26.7K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-873- 74.68% |
$10.4K - $11K
|
296
$3.02K
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-12.3KClosed |
$147K - $155K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Plante Moran Financial Advisors, LLC
|
BUY
|
- |
1.35KNew |
$16.1K - $17K
|
1.35K
$13.7K
|
|
|
Feb 09, 2022
Q4 2021
|
Montag A & Associates Inc
Atlanta, GA |
SELL
|
- |
-15KClosed |
$180K - $189K
|
0
$0
|
|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-25.3KClosed |
$302K - $319K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-15.4KClosed |
$188K - $200K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-11.5KClosed |
$139K - $148K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
16.6KNew |
$202K - $215K
|
16.6K
$169K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-11.6KClosed |
$141K - $150K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 11, 2021
Q2 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-21.5KClosed |
$253K - $273K
|
0
$0
|
|
|
Aug 06, 2021
Q2 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-764Closed |
$9.01K - $9.73K
|
0
$0
|
|
|
Jul 21, 2021
Q2 2021
|
Manchester Financial Inc
|
SELL
|
- |
-3.5KClosed |
$41.3K - $44.6K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-12.6KClosed |
$143K - $154K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-569Closed |
$6.43K - $6.94K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Altus Wealth Group LLC
Colorado Springs, CO |
SELL
|
- |
-6.69KClosed |
$75.6K - $81.6K
|
0
$0
|
|
|
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-36.3KClosed |
$410K - $442K
|
0
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Pfg Advisors
|
BUY
|
- |
13.9KNew |
$157K - $169K
|
13.9K
$142K
|
|
| Q3 2020 | |||||||
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-2.8KClosed |
$29.3K - $31.8K
|
0
$0
|
|
|
Nov 10, 2020
Q3 2020
|
Us Bancorp \De\
|
SELL
|
- |
-250- 4.94% |
$2.62K - $2.84K
|
4.81K
$49K
|
|
| Q2 2020 | |||||||
|
Jul 17, 2020
Q2 2020
|
First Command Bank
|
SELL
|
- |
-4.04KClosed |
$39.3K - $42.9K
|
0
$0
|
|
|
Jul 17, 2020
Q2 2020
|
First Command Financial Services, Inc.
|
SELL
|
- |
-4.04KClosed |
$39.3K - $42.9K
|
0
$0
|
|
|
Jul 14, 2020
Q2 2020
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-2.6KClosed |
$25.3K - $27.6K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Apr 17, 2020
Q1 2020
|
Busey Wealth Management
|
SELL
|
- |
-323Closed |
$2.75K - $4K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-11.4KClosed |
$133K - $145K
|
0
$0
|
|
|
Feb 11, 2020
Q4 2019
|
Mc Ilrath & Eck, LLC
|
BUY
|
- |
500New |
$5.86K - $6.35K
|
500
$5.1K
|
|
| Q3 2019 | |||||||
|
Sep 07, 2021
Q3 2019
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.63KClosed |
$18.9K - $20.1K
|
0
$0
|
|
|
Oct 18, 2019
Q3 2019
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
6.04K+ 101.38% |
$70.1K - $74.7K
|
12K
$122K
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-10KClosed |
$106K - $113K
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-28.7KClosed |
$304K - $325K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-19KClosed |
$191K - $203K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-3.2KClosed |
$32.2K - $34.3K
|
0
$0
|
|
|
Feb 14, 2019
Q4 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-116KClosed |
$1.17M - $1.24M
|
0
$0
|
|
|
Feb 13, 2019
Q4 2018
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-25.9KClosed |
$261K - $278K
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-6.95KClosed |
$69.9K - $74.4K
|
0
$0
|
|