Latest Institutional Transactions on Dws Strategic Municipal Income Trust (KSM)
This table provides information on the latest institutional transactions involving Dws Strategic Municipal Income Trust (KSM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-36.5K- 39.46% |
$360K - $372K
|
56K
$564K
|
|
|
Nov 14, 2024
Q3 2024
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-67.3K- 31.86% |
$664K - $687K
|
144K
$1.45M
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-4.14K- 76.63% |
$40.9K - $42.2K
|
1.26K
$12.7K
|
|
|
Nov 14, 2024
Q3 2024
|
Quarry LP
New York, NY |
BUY
|
- |
77.5KNew |
$765K - $790K
|
77.5K
$780K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
3.49K+ 6.5% |
$34.4K - $35.5K
|
57.1K
$575K
|
|
|
Nov 14, 2024
Q3 2024
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
34.6K+ 12.51% |
$341K - $353K
|
311K
$3.13M
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
11.9KNew |
$117K - $121K
|
11.9K
$119K
|
|
|
Nov 14, 2024
Q3 2024
|
Xtx Topco LTD
London, X0 |
BUY
|
- |
10.5KNew |
$103K - $107K
|
10.5K
$105K
|
|
|
Nov 14, 2024
Q3 2024
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-77.5K- 21.79% |
$765K - $791K
|
278K
$2.8M
|
|
|
Nov 14, 2024
Q3 2024
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-100- 0.02% |
$987 - $1.02K
|
457K
$4.6M
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.16K+ 1.31% |
$11.4K - $11.8K
|
89.4K
$901K
|
|
|
Nov 13, 2024
Q3 2024
|
Yakira Capital Management, Inc.
Westport, CT |
BUY
|
- |
24.4KNew |
$241K - $249K
|
24.4K
$246K
|
|
|
Nov 13, 2024
Q3 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
149K+ 15.08% |
$1.47M - $1.52M
|
1.13M
$11.4M
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-350- 2.15% |
$3.45K - $3.57K
|
16K
$161K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-8.93K- 59.28% |
$88.1K - $91.1K
|
6.13K
$61.7K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.45K- 3.58% |
$14.3K - $14.8K
|
39K
$393K
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-731- 0.87% |
$7.21K - $7.46K
|
83.7K
$843K
|
|
|
Nov 04, 2024
Q3 2024
|
Wolverine Asset Management LLC
|
BUY
|
- |
440New |
$4.34K - $4.49K
|
440
$4.43K
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
11.1KNew |
$110K - $114K
|
11.1K
$112K
|
|
|
Oct 24, 2024
Q3 2024
|
Ackerman Capital Advisors, LLC
|
BUY
|
- |
47.5KNew |
$469K - $485K
|
47.5K
$479K
|
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
43KNew |
$424K - $438K
|
43K
$433K
|
|
|
Oct 18, 2024
Q3 2024
|
Rothschild Investment LLC
Chicago, IL |
SELL
|
- |
-5K- 71.43% |
$49.3K - $51K
|
2K
$20.1K
|
|
|
Oct 17, 2024
Q3 2024
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-200- 0.81% |
$1.97K - $2.04K
|
24.5K
$247K
|
|
|
Oct 07, 2024
Q3 2024
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-398- 2.87% |
$3.93K - $4.06K
|
13.5K
$136K
|
|
|
Oct 03, 2024
Q3 2024
|
Park Avenue Securities LLC
|
SELL
|
- |
-4.09K- 5.22% |
$40.4K - $41.7K
|
74.3K
$748K
|
|
| Q2 2024 | |||||||
|
Aug 15, 2024
Q2 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
863New |
$8.11K - $8.51K
|
863
$8.69K
|
|
|
Aug 14, 2024
Q2 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
76.4K+ 13.62% |
$718K - $753K
|
637K
$6.41M
|
|
|
Aug 12, 2024
Q2 2024
|
Camelot Portfolios, LLC
|
BUY
|
- |
10.8KNew |
$102K - $107K
|
10.8K
$109K
|
|
|
Jul 31, 2024
Q2 2024
|
Atlas Wealth LLC
Cincinnati, OH |
BUY
|
- |
29.1KNew |
$274K - $287K
|
29.1K
$293K
|
|
|
Jul 24, 2024
Q2 2024
|
Catalina Capital Group, LLC
Torrance, CA |
BUY
|
- |
1.06K+ 8.82% |
$9.95K - $10.4K
|
13.1K
$132K
|
|
|
Jul 08, 2024
Q2 2024
|
Mather Group, Llc.
Chicago, IL |
BUY
|
- |
2KNew |
$18.8K - $19.7K
|
2K
$20.1K
|
|
| Q1 2024 | |||||||
|
May 15, 2024
Q1 2024
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
47.3K+ 3.05% |
$407K - $425K
|
1.6M
$16.1M
|
|
|
May 15, 2024
Q1 2024
|
Whitebox Advisors LLC
Minneapolis, MN |
BUY
|
- |
34.8KNew |
$299K - $313K
|
34.8K
$350K
|
|
|
May 15, 2024
Q1 2024
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
11.1KNew |
$95.8K - $100K
|
11.1K
$112K
|
|
|
May 13, 2024
Q1 2024
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
9.22K+ 48.1% |
$79.4K - $82.9K
|
28.4K
$286K
|
|
|
Apr 26, 2024
Q1 2024
|
Riverbridge Partners LLC
|
SELL
|
- |
-1.26K- 1.92% |
$10.8K - $11.3K
|
64.1K
$645K
|
|
|
Apr 24, 2024
Q1 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
5.41K+ 110.38% |
$46.6K - $48.7K
|
10.3K
$104K
|
|
|
Apr 23, 2024
Q1 2024
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
54+ 0.16% |
$465 - $485
|
33.7K
$339K
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
27.9K+ 91.04% |
$203K - $243K
|
58.6K
$590K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-4.17K- 31.64% |
$30.3K - $36.3K
|
9K
$90.6K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-775- 40.79% |
$5.64K - $6.75K
|
1.13K
$11.3K
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
13.4KNew |
$97.8K - $117K
|
13.4K
$135K
|
|
|
Jan 12, 2024
Q4 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-422- 38.16% |
$3.07K - $3.68K
|
684
$6.89K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-5.2K- 11.37% |
$39.1K - $44.5K
|
40.5K
$408K
|
|
|
Nov 14, 2023
Q3 2023
|
Woodline Partners LP
San Francisco, CA |
BUY
|
- |
23.1K+ 24.77% |
$174K - $198K
|
117K
$1.17M
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.26K+ 937.31% |
$9.46K - $10.8K
|
1.39K
$14K
|
|
|
Nov 13, 2023
Q3 2023
|
Robinson Capital Management, LLC
|
BUY
|
- |
1.08K+ 0.45% |
$8.14K - $9.25K
|
240K
$2.41M
|
|
|
Nov 08, 2023
Q3 2023
|
Fort Point Capital Partners LLC
San Francisco, CA |
BUY
|
- |
15.9KNew |
$119K - $136K
|
15.9K
$160K
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-256K- 77.95% |
$1.93M - $2.19M
|
72.4K
$729K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-857- 7.61% |
$7K - $7.57K
|
10.4K
$105K
|
|