Latest Institutional Transactions on Dws Strategic Municipal Income Trust (KSM)
This table provides information on the latest institutional transactions involving Dws Strategic Municipal Income Trust (KSM) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 15, 2024
Q1 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
9+ 0.05% |
$77.5 - $80.9
|
18K
$177K
|
|
May 15, 2024
Q1 2024
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
253K+ 82.05% |
$2.17M - $2.27M
|
560K
$5.53M
|
|
May 15, 2024
Q1 2024
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
47.3K+ 3.05% |
$407K - $425K
|
1.6M
$15.8M
|
|
May 15, 2024
Q1 2024
|
Whitebox Advisors LLC
Minneapolis, MN |
BUY
|
- |
34.8KNew |
$299K - $313K
|
34.8K
$343K
|
|
May 15, 2024
Q1 2024
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
11.1KNew |
$95.8K - $100K
|
11.1K
$110K
|
|
May 15, 2024
Q1 2024
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-18.7K- 8.45% |
$161K - $169K
|
203K
$2M
|
|
May 14, 2024
Q1 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
204K+ 28.35% |
$1.75M - $1.83M
|
922K
$9.09M
|
|
May 14, 2024
Q1 2024
|
Almitas Capital LLC
Santa Monica, CA |
SELL
|
- |
-32.4K- 19.83% |
$279K - $291K
|
131K
$1.29M
|
|
May 14, 2024
Q1 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
3.23K+ 3.78% |
$27.8K - $29K
|
88.5K
$873K
|
|
May 13, 2024
Q1 2024
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
9.22K+ 48.1% |
$79.4K - $82.9K
|
28.4K
$280K
|
|
May 13, 2024
Q1 2024
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-164K- 31.54% |
$1.42M - $1.48M
|
357K
$3.52M
|
|
May 13, 2024
Q1 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-773- 0.82% |
$6.66K - $6.95K
|
93.4K
$921K
|
|
May 13, 2024
Q1 2024
|
Ubs Group Ag
|
SELL
|
- |
-264- 2.02% |
$2.27K - $2.37K
|
12.8K
$126K
|
|
May 13, 2024
Q1 2024
|
Wolverine Asset Management LLC
|
SELL
|
- |
-19.8K- 98.71% |
$171K - $178K
|
260
$2.56K
|
|
May 10, 2024
Q1 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-350- 1.67% |
$3.01K - $3.15K
|
20.6K
$203K
|
|
May 10, 2024
Q1 2024
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
66.8K+ 15.52% |
$575K - $601K
|
497K
$4.91M
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1K- 2.33% |
$8.61K - $8.99K
|
42K
$414K
|
|
May 10, 2024
Q1 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-6.14K- 10.28% |
$52.8K - $55.2K
|
53.6K
$528K
|
|
Apr 26, 2024
Q1 2024
|
Riverbridge Partners LLC
|
SELL
|
- |
-1.26K- 1.92% |
$10.8K - $11.3K
|
64.1K
$632K
|
|
Apr 24, 2024
Q1 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
5.41K+ 110.38% |
$46.6K - $48.7K
|
10.3K
$102K
|
|
Apr 23, 2024
Q1 2024
|
Melfa Wealth Management, LLC
Westborough, MA |
BUY
|
- |
54+ 0.16% |
$465 - $485
|
33.7K
$332K
|
|
Apr 15, 2024
Q1 2024
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-1.96K- 7.19% |
$16.8K - $17.6K
|
25.2K
$249K
|
|
Apr 11, 2024
Q1 2024
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-346- 2.28% |
$2.98K - $3.11K
|
14.8K
$146K
|
|
Apr 10, 2024
Q1 2024
|
Park Avenue Securities LLC
|
SELL
|
- |
-922- 1.11% |
$7.94K - $8.29K
|
82.5K
$813K
|
|
Q4 2023 | |||||||
Apr 30, 2024
Q4 2023
|
Catalina Capital Group, LLC
Torrance, CA |
BUY
|
- |
12KNew |
$87.5K - $105K
|
12K
$118K
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-12.7K- 83.55% |
$92.5K - $111K
|
2.5K
$24.7K
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
27.9K+ 91.04% |
$203K - $243K
|
58.6K
$578K
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-4.17K- 31.64% |
$30.3K - $36.3K
|
9K
$88.7K
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-775- 40.79% |
$5.64K - $6.75K
|
1.13K
$11.1K
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
13.4KNew |
$97.8K - $117K
|
13.4K
$132K
|
|
Jan 23, 2024
Q4 2023
|
Camelot Portfolios, LLC
|
BUY
|
- |
11.4KNew |
$82.9K - $99.2K
|
11.4K
$112K
|
|
Jan 12, 2024
Q4 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-422- 38.16% |
$3.07K - $3.68K
|
684
$6.74K
|
|
Q3 2023 | |||||||
Nov 14, 2023
Q3 2023
|
Woodline Partners LP
San Francisco, CA |
BUY
|
- |
23.1K+ 24.77% |
$174K - $198K
|
117K
$1.15M
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-5.2K- 11.37% |
$39.1K - $44.5K
|
40.5K
$399K
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.36K- 9.43% |
$10.2K - $11.6K
|
13.1K
$129K
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
1.26K+ 937.31% |
$9.46K - $10.8K
|
1.39K
$13.7K
|
|
Nov 13, 2023
Q3 2023
|
Robinson Capital Management, LLC
|
BUY
|
- |
1.08K+ 0.45% |
$8.14K - $9.25K
|
240K
$2.36M
|
|
Nov 08, 2023
Q3 2023
|
Fort Point Capital Partners LLC
San Francisco, CA |
BUY
|
- |
15.9KNew |
$119K - $136K
|
15.9K
$156K
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-256K- 77.95% |
$1.93M - $2.19M
|
72.4K
$714K
|
|
Q2 2023 | |||||||
Jul 21, 2023
Q2 2023
|
Ackerman Capital Advisors, LLC
|
SELL
|
- |
-43.6K- 40.97% |
$352K - $379K
|
62.8K
$619K
|
|
Q1 2023 | |||||||
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-857- 7.61% |
$7K - $7.57K
|
10.4K
$103K
|
|
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-42.6K- 68.46% |
$348K - $376K
|
19.6K
$193K
|
|
Q4 2022 | |||||||
Jan 30, 2023
Q4 2022
|
Wakefield Asset Management Lllp
Englewood, CO |
BUY
|
- |
5.27K+ 8.46% |
$40K - $44.8K
|
67.6K
$666K
|
|
Jan 30, 2023
Q4 2022
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
20.8KNew |
$158K - $177K
|
20.8K
$205K
|
|
Jan 27, 2023
Q4 2022
|
Concord Wealth Partners
|
BUY
|
- |
2KNew |
$15.2K - $17K
|
2K
$19.7K
|
|
Jan 20, 2023
Q4 2022
|
Matisse Capital
|
BUY
|
- |
22.8KNew |
$173K - $194K
|
22.8K
$225K
|
|
Q3 2022 | |||||||
Oct 21, 2022
Q3 2022
|
Rothschild Investment Corp
|
BUY
|
- |
7K+ 70.0% |
$57.1K - $68.3K
|
17K
$168K
|
|
Q2 2022 | |||||||
Aug 09, 2022
Q2 2022
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
5KNew |
$43.7K - $51.6K
|
5K
$49.3K
|
|
Aug 08, 2022
Q2 2022
|
Lokken Investment Group LLC
|
BUY
|
- |
11KNew |
$95.7K - $113K
|
11K
$108K
|
|
Jul 15, 2022
Q2 2022
|
Herold Advisors, Inc.
|
SELL
|
- |
-1.5KClosed |
$13.1K - $15.5K
|
0
$0
|