Latest Institutional Sells of Dws Strategic Municipal Income Trust (KSM)
This list provides information on the latest institutional transactions involving Dws Strategic Municipal Income Trust (KSM) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2024
Q3 2024
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-77.5K- 21.79% |
$765K - $791K
|
278K
$2.8M
|
|
Nov 14, 2024
Q3 2024
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-67.3K- 31.86% |
$664K - $687K
|
144K
$1.45M
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-36.5K- 39.46% |
$360K - $372K
|
56K
$564K
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-8.93K- 59.28% |
$88.1K - $91.1K
|
6.13K
$61.7K
|
|
Oct 18, 2024
Q3 2024
|
Rothschild Investment LLC
Chicago, IL |
SELL
|
- |
-5K- 71.43% |
$49.3K - $51K
|
2K
$20.1K
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-4.14K- 76.63% |
$40.9K - $42.2K
|
1.26K
$12.7K
|
|
Oct 03, 2024
Q3 2024
|
Park Avenue Securities LLC
|
SELL
|
- |
-4.09K- 5.22% |
$40.4K - $41.7K
|
74.3K
$748K
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.45K- 3.58% |
$14.3K - $14.8K
|
39K
$393K
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-731- 0.87% |
$7.21K - $7.46K
|
83.7K
$843K
|
|
Oct 07, 2024
Q3 2024
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-398- 2.87% |
$3.93K - $4.06K
|
13.5K
$136K
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-350- 2.15% |
$3.45K - $3.57K
|
16K
$161K
|
|
Oct 17, 2024
Q3 2024
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-200- 0.81% |
$1.97K - $2.04K
|
24.5K
$247K
|
|
Nov 14, 2024
Q3 2024
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-100- 0.02% |
$987 - $1.02K
|
457K
$4.6M
|
|
Q1 2024 | |||||||
Apr 26, 2024
Q1 2024
|
Riverbridge Partners LLC
|
SELL
|
- |
-1.26K- 1.92% |
$10.8K - $11.3K
|
64.1K
$645K
|
|
Q4 2023 | |||||||
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-4.17K- 31.64% |
$30.3K - $36.3K
|
9K
$90.6K
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-775- 40.79% |
$5.64K - $6.75K
|
1.13K
$11.3K
|
|
Jan 12, 2024
Q4 2023
|
Gps Wealth Strategies Group, LLC
|
SELL
|
- |
-422- 38.16% |
$3.07K - $3.68K
|
684
$6.89K
|
|
Q3 2023 | |||||||
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-256K- 77.95% |
$1.93M - $2.19M
|
72.4K
$729K
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-5.2K- 11.37% |
$39.1K - $44.5K
|
40.5K
$408K
|
|
Q1 2023 | |||||||
May 12, 2023
Q1 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-42.6K- 68.46% |
$348K - $376K
|
19.6K
$198K
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-857- 7.61% |
$7K - $7.57K
|
10.4K
$105K
|
|
Q2 2022 | |||||||
Jul 15, 2022
Q2 2022
|
Herold Advisors, Inc.
|
SELL
|
- |
-1.5KClosed |
$13.1K - $15.5K
|
0
$0
|
|
Jul 12, 2022
Q2 2022
|
Koshinski Asset Management, Inc.
|
SELL
|
- |
-1.2KClosed |
$10.5K - $12.4K
|
0
$0
|
|
Q1 2022 | |||||||
Apr 29, 2022
Q1 2022
|
Tci Wealth Advisors, Inc.
|
SELL
|
- |
-2.2KClosed |
$22.1K - $26.7K
|
0
$0
|
|
May 16, 2022
Q1 2022
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-500Closed |
$5.03K - $6.08K
|
0
$0
|
|
Q4 2021 | |||||||
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-25.3KClosed |
$302K - $319K
|
0
$0
|
|
Feb 09, 2022
Q4 2021
|
Montag A & Associates Inc
Atlanta, GA |
SELL
|
- |
-15KClosed |
$180K - $189K
|
0
$0
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-12.3KClosed |
$147K - $155K
|
0
$0
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-873- 74.68% |
$10.4K - $11K
|
296
$2.98K
|
|
Q3 2021 | |||||||
Nov 15, 2021
Q3 2021
|
Northern Trust Corp
Chicago, IL |
SELL
|
- |
-15.4KClosed |
$188K - $200K
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Karpus Management, Inc.
Pittsford, NY |
SELL
|
- |
-11.5KClosed |
$139K - $148K
|
0
$0
|
|
Q2 2021 | |||||||
Aug 11, 2021
Q2 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-21.5KClosed |
$253K - $273K
|
0
$0
|
|
Jul 21, 2021
Q2 2021
|
Manchester Financial Inc
|
SELL
|
- |
-3.5KClosed |
$41.3K - $44.6K
|
0
$0
|
|
Aug 06, 2021
Q2 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-764Closed |
$9.01K - $9.73K
|
0
$0
|
|
Q1 2021 | |||||||
May 12, 2021
Q1 2021
|
Rmb Capital Management, LLC
|
SELL
|
- |
-36.3KClosed |
$410K - $442K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-12.6KClosed |
$143K - $154K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Altus Wealth Group LLC
Colorado Springs, CO |
SELL
|
- |
-6.69KClosed |
$75.6K - $81.6K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-569Closed |
$6.43K - $6.94K
|
0
$0
|
|
Q3 2020 | |||||||
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-2.8KClosed |
$29.3K - $31.8K
|
0
$0
|
|
Nov 10, 2020
Q3 2020
|
Us Bancorp \De\
|
SELL
|
- |
-250- 4.94% |
$2.62K - $2.84K
|
4.81K
$48.4K
|
|
Q2 2020 | |||||||
Jul 17, 2020
Q2 2020
|
First Command Bank
|
SELL
|
- |
-4.04KClosed |
$39.3K - $42.9K
|
0
$0
|
|
Jul 17, 2020
Q2 2020
|
First Command Financial Services, Inc.
|
SELL
|
- |
-4.04KClosed |
$39.3K - $42.9K
|
0
$0
|
|
Jul 14, 2020
Q2 2020
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-2.6KClosed |
$25.3K - $27.6K
|
0
$0
|
|
Q1 2020 | |||||||
Apr 17, 2020
Q1 2020
|
Busey Wealth Management
|
SELL
|
- |
-323Closed |
$2.75K - $4K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 14, 2020
Q4 2019
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-11.4KClosed |
$133K - $145K
|
0
$0
|
|
Q3 2019 | |||||||
Sep 07, 2021
Q3 2019
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.63KClosed |
$18.9K - $20.1K
|
0
$0
|
|
Q1 2019 | |||||||
May 10, 2019
Q1 2019
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-28.7KClosed |
$304K - $325K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Boothbay Fund Management, LLC
New York, NY |
SELL
|
- |
-10KClosed |
$106K - $113K
|
0
$0
|
|
Q4 2018 | |||||||
Feb 14, 2019
Q4 2018
|
Laurion Capital Management LP
New York, NY |
SELL
|
- |
-116KClosed |
$1.17M - $1.24M
|
0
$0
|
|
Feb 13, 2019
Q4 2018
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-25.9KClosed |
$261K - $278K
|
0
$0
|