Purchases and Sales Made in Q3 2021 in First Tr ETF Fd Iv First Tr Lo (LMBS)
This table provides information about the institutional ownership of First Tr ETF Fd Iv First Tr Lo (LMBS) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TR ETF FD IV FIRST TR LO.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Oct 12, 2021
Q3 2021
|
First Hawaiian Bank
|
SELL
|
- |
-18.9K- 35.92% |
$957K - $965K
|
33.8K
$1.64M
|
|
Oct 28, 2021
Q3 2021
|
Morris Retirement Advisors, LLC
Parsippany, NJ |
SELL
|
- |
-20.3K- 20.88% |
$1.02M - $1.03M
|
76.8K
$3.73M
|
|
Nov 15, 2021
Q3 2021
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-20.6K- 8.4% |
$1.04M - $1.05M
|
224K
$10.9M
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-22.3K- 2.16% |
$1.12M - $1.13M
|
1.01M
$48.9M
|
|
Nov 15, 2021
Q3 2021
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-22.9K- 47.32% |
$1.16M - $1.17M
|
25.5K
$1.24M
|
|
Nov 01, 2021
Q3 2021
|
1900 Wealth Management LLC
|
SELL
|
- |
-23.1KClosed |
$1.17M - $1.18M
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
SELL
|
- |
-24.5KClosed |
$1.24M - $1.25M
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Inscription Capital, LLC
Houston, TX |
SELL
|
- |
-25.3KClosed |
$1.28M - $1.29M
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Steel Peak Wealth Management LLC
|
SELL
|
- |
-26.4KClosed |
$1.34M - $1.35M
|
0
$0
|
|
Nov 04, 2021
Q3 2021
|
Anfield Capital Management, LLC
Newport Beach, CA |
SELL
|
- |
-29.6KClosed |
$1.5M - $1.51M
|
0
$0
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-30.8K- 4.84% |
$1.56M - $1.57M
|
605K
$29.4M
|
|
Nov 12, 2021
Q3 2021
|
Quaker Wealth Management, LLC
|
SELL
|
- |
-32.1K- 12.54% |
$1.62M - $1.63M
|
224K
$10.9M
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-33.7K- 1.93% |
$1.7M - $1.71M
|
1.71M
$83.2M
|
|
Nov 12, 2021
Q3 2021
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-35K- 12.42% |
$1.77M - $1.78M
|
247K
$12M
|
|
Nov 18, 2021
Q3 2021
|
Wealthsource Partners, LLC
|
SELL
|
- |
-36.1K- 82.24% |
$1.83M - $1.84M
|
7.81K
$379K
|
|
Nov 15, 2021
Q3 2021
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-37.6K- 38.39% |
$1.9M - $1.92M
|
60.4K
$2.93M
|
|
Nov 04, 2021
Q3 2021
|
Prw Wealth Management LLC
|
SELL
|
- |
-37.7KClosed |
$1.9M - $1.92M
|
0
$0
|
|
Nov 02, 2021
Q3 2021
|
Flaharty Asset Management, LLC
|
SELL
|
- |
-39K- 14.3% |
$1.97M - $1.98M
|
233K
$11.3M
|
|
Nov 12, 2021
Q3 2021
|
Ssi Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-40.5K- 22.54% |
$2.04M - $2.06M
|
139K
$6.76M
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-49.1K- 12.76% |
$2.48M - $2.5M
|
336K
$16.3M
|
|
Oct 19, 2021
Q3 2021
|
Stratos Wealth Advisors, LLC
|
SELL
|
- |
-56.2K- 20.7% |
$2.84M - $2.86M
|
215K
$10.5M
|
|
Oct 27, 2021
Q3 2021
|
Stephens Inc
|
SELL
|
- |
-60.8K- 44.27% |
$3.07M - $3.1M
|
76.5K
$3.72M
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-80.7K- 1.21% |
$4.08M - $4.11M
|
6.62M
$321M
|
|
Nov 12, 2021
Q3 2021
|
Jim Simons
Renaissance Technologies LLC | New York, Ny
|
SELL
|
- |
-82.7K- 38.43% |
$4.18M - $4.21M
|
132K
$6.43M
|
|
Nov 12, 2021
Q3 2021
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-92.1K- 92.59% |
$4.65M - $4.69M
|
7.37K
$358K
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-94.7KClosed |
$4.79M - $4.83M
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-95.7K- 67.26% |
$4.83M - $4.87M
|
46.6K
$2.26M
|
|
Nov 15, 2021
Q3 2021
|
Hbk Sorce Advisory LLC
Erie, PA |
SELL
|
- |
-102K- 21.15% |
$5.17M - $5.21M
|
381K
$18.5M
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-113K- 4.27% |
$5.73M - $5.77M
|
2.54M
$124M
|
|
Nov 05, 2021
Q3 2021
|
Bellevue Asset Management, LLC
Bellevue, WA |
SELL
|
- |
-139K- 99.9% |
$7.04M - $7.1M
|
138
$6.7K
|
|
Nov 12, 2021
Q3 2021
|
Wintrust Investments LLC
Chicago, IL |
SELL
|
- |
-140KClosed |
$7.09M - $7.15M
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
First Horizon Advisors, Inc.
|
SELL
|
- |
-145K- 81.44% |
$7.33M - $7.39M
|
33.1K
$1.61M
|
|
Oct 08, 2021
Q3 2021
|
Inspirion Wealth Advisors, LLC
|
SELL
|
- |
-147K- 25.98% |
$7.41M - $7.47M
|
418K
$20.3M
|
|
Nov 01, 2021
Q3 2021
|
Ae Wealth Management LLC
|
SELL
|
- |
-157K- 15.0% |
$7.94M - $8.01M
|
891K
$43.3M
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-165K- 26.55% |
$8.35M - $8.42M
|
458K
$22.2M
|
|
Oct 12, 2021
Q3 2021
|
Level Four Advisory Services, LLC
Dallas, TX |
SELL
|
- |
-170K- 73.15% |
$8.57M - $8.65M
|
62.3K
$3.03M
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-187K- 3.37% |
$9.44M - $9.51M
|
5.35M
$260M
|
|
Nov 12, 2021
Q3 2021
|
Old Mission Capital LLC
|
SELL
|
- |
-328K- 98.44% |
$16.6M - $16.7M
|
5.19K
$252K
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-1.85M- 89.93% |
$93.6M - $94.4M
|
208K
$10.1M
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-2.49M- 28.21% |
$126M - $127M
|
6.33M
$307M
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-8.06M- 99.02% |
$407M - $411M
|
79.9K
$3.88M
|
|
Oct 07, 2021
Q3 2021
|
Weitzel Financial Services, Inc.
|
SELL
|
- |
-11.1M- 97.97% |
$560M - $565M
|
229K
$11.1M
|