Purchases and Sales Made in Q3 2022 in Main Stay Mac Kay Defined Term Municipal Opportunities Fund (MMD)
This table provides information about the institutional ownership of Main Stay Mac Kay Defined Term Municipal Opportunities Fund (MMD) during Q3 2022. The information is specifically focused on institutions that hold shares of MainStay MacKay DefinedTerm Municipal Opportunities Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 04, 2022
Q3 2022
|
Xml Financial, LLC
|
BUY
|
- |
310KNew |
$4.84M - $5.89M
|
310K
$4.63M
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
124K+ 9.11% |
$1.93M - $2.35M
|
1.48M
$22.1M
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
103K+ 12.21% |
$1.61M - $1.96M
|
950K
$14.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
67.6K+ 29.84% |
$1.05M - $1.28M
|
294K
$4.38M
|
|
|
Nov 08, 2022
Q3 2022
|
Liberty Capital Management, Inc.
|
BUY
|
- |
55KNew |
$856K - $1.04M
|
55K
$819K
|
|
|
Nov 04, 2022
Q3 2022
|
Western Wealth Management, LLC
|
BUY
|
- |
52.9KNew |
$824K - $1M
|
52.9K
$789K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
45.7K+ 30.82% |
$712K - $867K
|
194K
$2.89M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
37.2K+ 7.12% |
$579K - $705K
|
560K
$8.34M
|
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
34.6K+ 21.94% |
$539K - $657K
|
192K
$2.87M
|
|
|
Nov 14, 2022
Q3 2022
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
27.6K+ 98.29% |
$430K - $524K
|
55.7K
$830K
|
|
|
Nov 08, 2022
Q3 2022
|
Alpha Centric Advisors LLC
San Juan, PR |
BUY
|
- |
22.5KNew |
$351K - $427K
|
22.5K
$335K
|
|
|
Nov 14, 2022
Q3 2022
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
19.4K+ 50.19% |
$302K - $368K
|
58.1K
$865K
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Wealth, LLC
Pittsburgh, PA |
BUY
|
- |
19KNew |
$295K - $360K
|
19K
$283K
|
|
|
Oct 21, 2022
Q3 2022
|
Next Level Private LLC
Harrison, NY |
BUY
|
- |
17.5KNew |
$273K - $332K
|
17.5K
$261K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
15.8K+ 86.47% |
$246K - $300K
|
34K
$507K
|
|
|
Oct 19, 2022
Q3 2022
|
Goodwin Daniel L
|
BUY
|
- |
11.6KNew |
$180K - $219K
|
11.6K
$172K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
11.5KNew |
$180K - $219K
|
11.5K
$172K
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
8.71K+ 17.13% |
$136K - $165K
|
59.5K
$887K
|
|
|
Nov 10, 2022
Q3 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
6.54KNew |
$102K - $124K
|
6.54K
$97.5K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
4.61K+ 3.16% |
$71.8K - $87.4K
|
150K
$2.24M
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
4.53K+ 13.21% |
$70.5K - $85.9K
|
38.8K
$578K
|
|
|
Nov 08, 2022
Q3 2022
|
Robinson Capital Management, LLC
|
BUY
|
- |
4.23KNew |
$65.8K - $80.1K
|
4.23K
$63K
|
|
|
Nov 09, 2022
Q3 2022
|
Pro Vise Management Group, LLC
Clearwater, FL |
BUY
|
- |
4.14K+ 4.66% |
$64.5K - $78.5K
|
92.9K
$1.38M
|
|
|
Nov 10, 2022
Q3 2022
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
3.77K+ 377.0% |
$58.7K - $71.5K
|
4.77K
$71.1K
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
3.47KNew |
$54.1K - $65.9K
|
3.47K
$51.7K
|
|
|
Nov 09, 2022
Q3 2022
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
2.41K+ 18.6% |
$37.5K - $45.6K
|
15.3K
$229K
|
|
|
Oct 21, 2022
Q3 2022
|
Great Valley Advisor Group, Inc.
|
BUY
|
- |
2.05K+ 8.77% |
$31.9K - $38.9K
|
25.4K
$379K
|
|
|
Nov 14, 2022
Q3 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
1.84K+ 4.41% |
$28.7K - $35K
|
43.6K
$650K
|
|
|
Oct 28, 2022
Q3 2022
|
Summit Financial Wealth Advisors, LLC
|
BUY
|
- |
1.3K+ 2.06% |
$20.3K - $24.7K
|
64.4K
$960K
|
|
|
Oct 26, 2022
Q3 2022
|
Wipfli Financial Advisors Llc,
|
BUY
|
- |
1KNew |
$15.6K - $19K
|
1K
$14.9K
|
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
700New |
$10.9K - $13.3K
|
700
$10.4K
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
671+ 2.96% |
$10.5K - $12.7K
|
23.3K
$348K
|
|
|
Oct 21, 2022
Q3 2022
|
Walter & Keenan Wealth Management LLC
|
BUY
|
- |
633+ 1.72% |
$9.86K - $12K
|
37.4K
$557K
|
|
|
Nov 01, 2022
Q3 2022
|
U.S. Capital Wealth Advisors, LLC
Austin, TX |
BUY
|
- |
500+ 1.28% |
$7.79K - $9.49K
|
39.7K
$591K
|
|
|
Oct 18, 2022
Q3 2022
|
Private Wealth Strategies, L.L.C.
|
BUY
|
- |
425+ 1.47% |
$6.62K - $8.06K
|
29.3K
$436K
|
|
|
Nov 07, 2022
Q3 2022
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
362New |
$5.64K - $6.87K
|
362
$5.39K
|
|
|
Nov 10, 2022
Q3 2022
|
Parallel Advisors, LLC
|
BUY
|
- |
347+ 7.68% |
$5.41K - $6.58K
|
4.86K
$72.5K
|
|
|
Nov 14, 2022
Q3 2022
|
Kestra Private Wealth Services, LLC
|
BUY
|
- |
192+ 1.36% |
$2.99K - $3.64K
|
14.3K
$213K
|
|
|
Nov 14, 2022
Q3 2022
|
Quad Cities Investment Group, LLC
Davenport, IA |
BUY
|
- |
149+ 1.47% |
$2.32K - $2.83K
|
10.3K
$153K
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
118New |
$1.84K - $2.24K
|
118
$1.76K
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
57+ 0.09% |
$888 - $1.08K
|
65.9K
$982K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2022
Q3 2022
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-890- 2.67% |
$13.9K - $16.9K
|
32.4K
$483K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-2.29K- 5.65% |
$35.7K - $43.4K
|
38.3K
$570K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.97K- 26.89% |
$61.8K - $75.3K
|
10.8K
$161K
|
|
|
Oct 17, 2022
Q3 2022
|
Transcend Capital Advisors, LLC
|
SELL
|
- |
-5.93K- 3.21% |
$92.4K - $113K
|
179K
$2.67M
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-6.24K- 16.88% |
$97.2K - $118K
|
30.7K
$458K
|
|
|
Nov 08, 2022
Q3 2022
|
Legacy Financial Strategies, LLC
Leawood, KS |
SELL
|
- |
-6.64K- 10.78% |
$103K - $126K
|
55K
$819K
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-7.03K- 24.22% |
$110K - $133K
|
22K
$328K
|
|
|
Nov 03, 2022
Q3 2022
|
Paragon Wealth Strategies, LLC
|
SELL
|
- |
-12K- 99.92% |
$187K - $228K
|
10
$149
|