Purchases and Sales Made in Q4 2020 in Neuberger Berman California Municipal Fund Inc. (NBW)
This table provides information about the institutional ownership of Neuberger Berman California Municipal Fund Inc. (NBW) during Q4 2020. The information is specifically focused on institutions that hold shares of NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC..
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Jan 20, 2021
Q4 2020
|
Kestra Advisory Services, LLC
|
BUY
|
- |
47.7K+ 48.96% |
$613K - $652K
|
145K
$0
|
|
Feb 12, 2021
Q4 2020
|
Matisse Capital
|
BUY
|
- |
13K+ 29.48% |
$167K - $178K
|
57.1K
$0
|
|
Feb 12, 2021
Q4 2020
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
10.2K+ 7.39% |
$131K - $139K
|
148K
$0
|
|
Feb 12, 2021
Q4 2020
|
Wolverine Asset Management LLC
|
BUY
|
- |
5.45K+ 17.04% |
$70.1K - $74.6K
|
37.5K
$0
|
|
Feb 12, 2021
Q4 2020
|
Evoke Wealth, LLC
|
BUY
|
- |
4.82K+ 13.16% |
$62K - $66K
|
41.5K
$0
|
|
Feb 01, 2021
Q4 2020
|
Ackerman Capital Advisors, LLC
|
BUY
|
- |
713+ 2.28% |
$9.17K - $9.75K
|
32K
$0
|
|
Feb 16, 2021
Q4 2020
|
Vivaldi Capital Management LP
Chicago, IL |
BUY
|
- |
18+ 0.02% |
$231 - $246
|
93.5K
$0
|
|
Feb 02, 2021
Q4 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Ubs Group Ag
|
SELL
|
- |
-3.17K- 8.05% |
$40.7K - $43.3K
|
36.2K
$0
|
|
Feb 09, 2021
Q4 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.99K- 3.54% |
$64.2K - $68.3K
|
136K
$0
|
|
Feb 16, 2021
Q4 2020
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-7K- 14.85% |
$90K - $95.7K
|
40.1K
$0
|
|
Feb 11, 2021
Q4 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-33KClosed |
$425K - $452K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-51.8KClosed |
$667K - $709K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-170KClosed |
$2.18M - $2.32M
|
0
$0
|