Purchases and Sales Made in Q3 2021 in Virtus Allianz Gi Convertible & Income Fund (NCV)
This table provides information about the institutional ownership of Virtus Allianz Gi Convertible & Income Fund (NCV) during Q3 2021. The information is specifically focused on institutions that hold shares of Virtus AllianzGI Convertible & Income Fund.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.3MNew |
$7.44M - $8.14M
|
1.3M
$4.62M
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
659K+ 13.07% |
$3.77M - $4.13M
|
5.7M
$20.3M
|
|
Nov 12, 2021
Q3 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
342K+ 30.89% |
$1.96M - $2.15M
|
1.45M
$5.17M
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
175K+ 35.92% |
$1M - $1.09M
|
660K
$2.35M
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
115K+ 110.59% |
$657K - $719K
|
219K
$778K
|
|
Nov 15, 2021
Q3 2021
|
Claybrook Capital, LLC
|
BUY
|
- |
109KNew |
$627K - $686K
|
109K
$390K
|
|
Oct 20, 2021
Q3 2021
|
E&G Advisors, LP
|
BUY
|
- |
91.5KNew |
$524K - $574K
|
91.5K
$326K
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
83.7K+ 382.95% |
$479K - $525K
|
106K
$376K
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
51.2KNew |
$293K - $321K
|
51.2K
$182K
|
|
Nov 08, 2021
Q3 2021
|
Americana Partners, LLC
Houston, TX |
BUY
|
- |
41.2KNew |
$236K - $258K
|
41.2K
$147K
|
|
Nov 15, 2021
Q3 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
39.1K+ 39.85% |
$224K - $245K
|
137K
$489K
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
28.1K+ 41.3% |
$161K - $176K
|
96K
$342K
|
|
Nov 15, 2021
Q3 2021
|
Bramshill Investments, LLC
Naples, FL |
BUY
|
- |
26.2K+ 7.65% |
$150K - $164K
|
369K
$1.31M
|
|
Dec 13, 2021
Q3 2021
|
Tnf LLC
|
BUY
|
- |
26.1KNew |
$150K - $164K
|
26.1K
$93.1K
|
|
Nov 15, 2021
Q3 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
22.1K+ 1.19% |
$127K - $139K
|
1.89M
$6.72M
|
|
Nov 03, 2021
Q3 2021
|
Camden Capital, LLC
|
BUY
|
- |
16.9KNew |
$96.9K - $106K
|
16.9K
$60.2K
|
|
Oct 18, 2021
Q3 2021
|
Umb Bank, N.A.
|
BUY
|
- |
14.7KNew |
$84.4K - $92.3K
|
14.7K
$52.4K
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
BUY
|
- |
13.7K+ 63.19% |
$78.7K - $86.1K
|
35.5K
$126K
|
|
Nov 09, 2021
Q3 2021
|
Svb Wealth LLC
Boston, MA |
BUY
|
- |
12.5K+ 10.85% |
$71.5K - $78.2K
|
127K
$454K
|
|
Jun 02, 2022
Q3 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
8.05K+ 53.01% |
$46.1K - $50.5K
|
23.2K
$82.7K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
7.37K+ 32.38% |
$42.2K - $46.2K
|
30.1K
$107K
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
6.54K+ 23.21% |
$37.5K - $41K
|
34.7K
$124K
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
5.03K+ 6.56% |
$28.8K - $31.5K
|
81.7K
$291K
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.08K+ 4.48% |
$23.4K - $25.6K
|
95K
$338K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
3.67K+ 1.61% |
$21.1K - $23K
|
232K
$826K
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.69K+ 0.45% |
$15.4K - $16.9K
|
595K
$2.12M
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.66K+ 0.59% |
$9.51K - $10.4K
|
282K
$1M
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
BUY
|
- |
700+ 3.15% |
$4.01K - $4.39K
|
22.9K
$81.7K
|
|
Nov 10, 2021
Q3 2021
|
Oxbow Advisors, LLC
Corpus Christi, TX |
BUY
|
- |
503+ 2.17% |
$2.88K - $3.15K
|
23.6K
$84.1K
|
|
Nov 12, 2021
Q3 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
463+ 2.8% |
$2.65K - $2.9K
|
17K
$60.6K
|
|
Nov 15, 2021
Q3 2021
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
195+ 1.36% |
$1.12K - $1.22K
|
14.5K
$51.8K
|
|
Nov 02, 2021
Q3 2021
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
96+ 0.76% |
$550 - $602
|
12.7K
$45.3K
|
|
Nov 12, 2021
Q3 2021
|
Meridian Wealth Partners, LLC
Blue Bell, PA |
BUY
|
- |
66New |
$378 - $414
|
66
$235
|
|
Nov 04, 2021
Q3 2021
|
Accel Wealth Management
|
BUY
|
- |
24+ 0.57% |
$138 - $150
|
4.27K
$15.2K
|
|
Nov 17, 2021
Q3 2021
|
Wealth Quarterback LLC
Toms River, NJ |
BUY
|
- |
18+ 2.15% |
$103 - $113
|
855
$3.04K
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
4+ 0.02% |
$22.9 - $25.1
|
24.4K
$86.9K
|
|
Oct 12, 2021
Q3 2021
|
Cva Family Office, LLC
|
SELL
|
- |
-28Closed |
$160 - $176
|
0
$0
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-44- 0.2% |
$252 - $276
|
22.1K
$78.7K
|
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-83Closed |
$476 - $520
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-116- 0.22% |
$665 - $727
|
52.3K
$186K
|
|
Nov 16, 2021
Q3 2021
|
Fin Trust Capital Advisors, LLC
|
SELL
|
- |
-151- 33.48% |
$865 - $947
|
300
$1.07K
|
|
Nov 15, 2021
Q3 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-383- 1.67% |
$2.19K - $2.4K
|
22.6K
$80.4K
|
|
Oct 13, 2021
Q3 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-530- 3.45% |
$3.04K - $3.32K
|
14.9K
$52.9K
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-906- 2.86% |
$5.19K - $5.68K
|
30.8K
$110K
|
|
Oct 20, 2021
Q3 2021
|
Detalus Advisors, LLC
|
SELL
|
- |
-940- 3.36% |
$5.39K - $5.89K
|
27K
$96.2K
|
|
Oct 29, 2021
Q3 2021
|
Rda Financial Network
|
SELL
|
- |
-1K- 4.22% |
$5.73K - $6.27K
|
22.7K
$80.8K
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1K- 36.5% |
$5.73K - $6.27K
|
1.74K
$6.19K
|
|
Oct 13, 2021
Q3 2021
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-1.5K- 2.27% |
$8.6K - $9.41K
|
64.6K
$230K
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-1.99K- 13.52% |
$11.4K - $12.5K
|
12.7K
$45.2K
|
|
Mar 22, 2023
Q3 2021
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-2K- 26.91% |
$11.5K - $12.5K
|
5.43K
$19.3K
|