Purchases and Sales Made in Q4 2021 in Virtus Allianz Gi Convertible & Income Fund (NCV)
This table provides information about the institutional ownership of Virtus Allianz Gi Convertible & Income Fund (NCV) during Q4 2021. The information is specifically focused on institutions that hold shares of Virtus AllianzGI Convertible & Income Fund.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
1.82MNew |
$10.1M - $11.6M
|
1.82M
$6.32M
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
469K+ 24.84% |
$2.61M - $3M
|
2.36M
$8.18M
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
114KNew |
$633K - $727K
|
114K
$395K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
90.1K+ 13.65% |
$501K - $576K
|
751K
$2.6M
|
|
|
Feb 11, 2022
Q4 2021
|
Sonora Investment Management Group, LLC
Tucson, AZ |
BUY
|
- |
85.6KNew |
$476K - $547K
|
85.6K
$297K
|
|
|
Feb 14, 2022
Q4 2021
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
52.3K+ 49.57% |
$291K - $334K
|
158K
$548K
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
46.7K+ 3.22% |
$260K - $298K
|
1.5M
$5.2M
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
42.2KNew |
$235K - $270K
|
42.2K
$146K
|
|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
41.1K+ 10.56% |
$228K - $263K
|
430K
$1.49M
|
|
|
Jan 21, 2022
Q4 2021
|
Segantii Capital Management LTD
|
BUY
|
- |
37.2KNew |
$207K - $238K
|
37.2K
$129K
|
|
|
Feb 15, 2022
Q4 2021
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
29.3K+ 1.41% |
$163K - $187K
|
2.11M
$7.34M
|
|
|
Feb 14, 2022
Q4 2021
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
20.7KNew |
$115K - $132K
|
20.7K
$71.8K
|
|
|
Jan 28, 2022
Q4 2021
|
Americana Partners, LLC
Houston, TX |
BUY
|
- |
17.2K+ 41.75% |
$95.6K - $110K
|
58.4K
$203K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
16.4K+ 47.27% |
$91.3K - $105K
|
51.1K
$177K
|
|
|
Jun 02, 2022
Q4 2021
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
8.9K+ 58.15% |
$49.5K - $56.9K
|
24.2K
$84K
|
|
|
Jan 28, 2022
Q4 2021
|
Amplius Wealth Advisors, LLC
|
BUY
|
- |
7.77KNew |
$43.2K - $49.7K
|
7.77K
$27K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
6.31K+ 2.72% |
$35.1K - $40.3K
|
238K
$827K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
5.83K+ 0.98% |
$32.4K - $37.3K
|
601K
$2.08M
|
|
|
Feb 11, 2022
Q4 2021
|
Ford Financial Group, LLC
|
BUY
|
- |
5.63KNew |
$31.3K - $36K
|
5.63K
$19.5K
|
|
|
Feb 03, 2022
Q4 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
5.33K+ 851.92% |
$29.7K - $34.1K
|
5.96K
$20.7K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
4.48K+ 5.48% |
$24.9K - $28.6K
|
86.2K
$299K
|
|
|
Feb 15, 2022
Q4 2021
|
Wny Asset Management, LLC
Williamsville, NY |
BUY
|
- |
4K+ 26.67% |
$22.2K - $25.6K
|
19K
$65.9K
|
|
|
Feb 07, 2022
Q4 2021
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
3.14K+ 6.01% |
$17.5K - $20.1K
|
55.5K
$192K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2K+ 6.49% |
$11.1K - $12.8K
|
32.8K
$114K
|
|
|
Jan 27, 2022
Q4 2021
|
Tap Consulting, LLC
|
BUY
|
- |
1.86KNew |
$10.3K - $11.9K
|
1.86K
$6.44K
|
|
|
Feb 01, 2022
Q4 2021
|
Centaurus Financial, Inc.
|
BUY
|
- |
791+ 3.58% |
$4.4K - $5.05K
|
22.9K
$79.4K
|
|
|
Jan 13, 2022
Q4 2021
|
Wedbush Securities Inc
|
BUY
|
- |
476+ 2.19% |
$2.65K - $3.04K
|
22.3K
$77.2K
|
|
|
Feb 15, 2022
Q4 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
386+ 2.27% |
$2.15K - $2.47K
|
17.4K
$60.4K
|
|
|
Feb 10, 2022
Q4 2021
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
383+ 2.18% |
$2.13K - $2.45K
|
17.9K
$62.2K
|
|
|
Oct 13, 2022
Q4 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
342+ 1.22% |
$1.9K - $2.19K
|
28.3K
$98.1K
|
|
|
Feb 15, 2022
Q4 2021
|
Samalin Investment Counsel, LLC
Chappaqua, NY |
BUY
|
- |
342+ 1.22% |
$1.9K - $2.19K
|
28.3K
$98.1K
|
|
|
Feb 23, 2022
Q4 2021
|
Cornerstone Advisory, LLC
|
BUY
|
- |
250New |
$1.39K - $1.6K
|
250
$868
|
|
|
Jan 25, 2022
Q4 2021
|
Cva Family Office, LLC
|
BUY
|
- |
28New |
$156 - $179
|
28
$97.2
|
|
|
Jan 18, 2022
Q4 2021
|
Accel Wealth Management
|
BUY
|
- |
25+ 0.59% |
$139 - $160
|
4.29K
$14.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Camden Capital, LLC
|
BUY
|
- |
11+ 0.07% |
$61.2 - $70.3
|
16.9K
$58.7K
|
|
|
Jan 18, 2022
Q4 2021
|
Tnf LLC
|
BUY
|
- |
11+ 0.04% |
$61.2 - $70.3
|
26.2K
$90.8K
|
|
|
Feb 14, 2022
Q4 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
11New |
$61.2 - $70.3
|
11
$38.2
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
6+ 0.02% |
$33.4 - $38.3
|
24.4K
$84.7K
|
|
|
Jan 21, 2022
Q4 2021
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-121- 0.57% |
$673 - $773
|
21.2K
$73.7K
|
|
|
Jan 31, 2022
Q4 2021
|
Rda Financial Network
|
SELL
|
- |
-194- 0.86% |
$1.08K - $1.24K
|
22.5K
$78K
|
|
|
Feb 15, 2022
Q4 2021
|
Liberty Wealth Management LLC
Oakland, CA |
SELL
|
- |
-251- 1.11% |
$1.4K - $1.6K
|
22.3K
$77.5K
|
|
|
Apr 21, 2022
Q4 2021
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-375Closed |
$2.09K - $2.4K
|
0
$0
|
|
|
Feb 09, 2022
Q4 2021
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-497- 2.1% |
$2.76K - $3.18K
|
23.1K
$80.3K
|
|
|
Feb 04, 2022
Q4 2021
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-500- 0.77% |
$2.78K - $3.2K
|
64.1K
$222K
|
|
|
Jan 10, 2022
Q4 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-600- 4.04% |
$3.34K - $3.83K
|
14.3K
$49.4K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1.5K- 86.21% |
$8.34K - $9.59K
|
240
$833
|
|
|
Jan 28, 2022
Q4 2021
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-1.62K- 12.7% |
$8.98K - $10.3K
|
11.1K
$38.5K
|
|
|
Jan 18, 2022
Q4 2021
|
Detalus Advisors, LLC
|
SELL
|
- |
-2K- 7.41% |
$11.1K - $12.8K
|
25K
$86.8K
|
|
|
Feb 03, 2022
Q4 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-2.7K- 11.77% |
$15K - $17.3K
|
20.2K
$70.3K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-3K- 61.22% |
$16.7K - $19.2K
|
1.9K
$6.59K
|